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Oruka Therapeutics, Inc. — Director's Dealing 2013
Jan 28, 2013
32280_dirs_2013-01-28_4e927882-4fdb-4d76-96ab-da9607c43dc4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ARCA biopharma, Inc. (ABIO)
CIK: 0000907654
Period of Report: 2013-01-25
Reporting Person: BRISTOW MICHAEL R (Director, President and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-01-25 | Common Stock | P | 1069290 | $.4676 | Acquired | 1069290 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-01-25 | Common stock warrants (right to buy) | $.3801 | P | 748503 | Acquired | 2020-01-25 | Common Stock (748503) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 834495 | Indirect |
| Common Stock | 280071 | Direct |
Footnotes
F1: The warrants are fully vested and exercisable upon issuance and have a contractual term of 7 years.
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