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ORTHOPEDIATRICS CORP — Director's Dealing 2017
Oct 16, 2017
32906_dirs_2017-10-16_03295c11-6c1c-46ad-b5cf-3d4094bfad58.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ORTHOPEDIATRICS CORP (KIDS)
CIK: 0001425450
Period of Report: 2017-10-16
Reporting Person: Gerritzen Daniel J (General Counsel and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-10-16 | Common Stock | A | 5360 | — | Acquired | 30663 | Direct |
| 2017-10-16 | Common Stock | F | 2300 | $13.00 | Disposed | 28363 | Direct |
Footnotes
F1: Represents shares of restricted stock granted pursuant to the Issuer's 2017 Incentive Award Plan. These shares will vest in full on the six month anniversary of the grant date (subject to the reporting person's continued service through such date); provided, however, that these shares will vest in full if the reporting person's employment is terminated by reason of death or disability or without "cause," or if the reporting person terminates his employment for "good reason" (each as defined in the reporting person's employment agreement).
F2: Represents shares delivered to the Issuer to satisfy tax withholdings in connection with the lapse of restrictions on 5,333 shares of restricted common stock.