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ORTHOPEDIATRICS CORP Director's Dealing 2017

Oct 11, 2017

32906_dirs_2017-10-11_02dce193-625a-47e1-b4ff-cd59a7b7f35b.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: ORTHOPEDIATRICS CORP (KIDS)
CIK: 0001425450
Period of Report: 2017-10-11

Reporting Person: Schlotterback Terry D (Director)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 12551 Direct
Common Stock 7246 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $30.97 2020-02-29 Common Stock (5357) Direct
Stock Option (Right to Buy) $30.97 2020-09-01 Common Stock (670) Direct
Stock Option (Right to Buy) $30.97 2021-08-02 Common Stock (670) Direct
Stock Option (Right to Buy) $30.97 2022-08-23 Common Stock (670) Direct
Stock Option (Right to Buy) $30.97 2023-09-10 Common Stock (670) Direct
Stock Option (Right to Buy) $27.61 2019-07-09 Common Stock (1340) Indirect
Warrant (Right to Buy) $27.61 2018-10-31 Common Stock (3623) Indirect

Footnotes

F1: These shares of Common Stock and this warrant are held by the spouse of the reporting person.

F2: The stock option is fully vested and immediately exercisable.

F3: The warrant is currently exercisable.