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ORTHOPEDIATRICS CORP — Director's Dealing 2017
Oct 11, 2017
32906_dirs_2017-10-11_02dce193-625a-47e1-b4ff-cd59a7b7f35b.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ORTHOPEDIATRICS CORP (KIDS)
CIK: 0001425450
Period of Report: 2017-10-11
Reporting Person: Schlotterback Terry D (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12551 | Direct |
| Common Stock | 7246 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $30.97 | 2020-02-29 | Common Stock (5357) | Direct | |
| Stock Option (Right to Buy) | $30.97 | 2020-09-01 | Common Stock (670) | Direct | |
| Stock Option (Right to Buy) | $30.97 | 2021-08-02 | Common Stock (670) | Direct | |
| Stock Option (Right to Buy) | $30.97 | 2022-08-23 | Common Stock (670) | Direct | |
| Stock Option (Right to Buy) | $30.97 | 2023-09-10 | Common Stock (670) | Direct | |
| Stock Option (Right to Buy) | $27.61 | 2019-07-09 | Common Stock (1340) | Indirect | |
| Warrant (Right to Buy) | $27.61 | 2018-10-31 | Common Stock (3623) | Indirect |
Footnotes
F1: These shares of Common Stock and this warrant are held by the spouse of the reporting person.
F2: The stock option is fully vested and immediately exercisable.
F3: The warrant is currently exercisable.
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