AI assistant
ORMAT TECHNOLOGIES, INC. — Major Shareholding Notification 2017
Sep 19, 2017
6968_rns_2017-09-19_a7d6a118-c7e8-4da7-ba9c-d99b18bf0d64.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer

See Instruction 1(b).
Check this box if no longer
subject to Section 16. Form 4 or
Form 5 obligations may continue.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Expires: February 28, 2018 Estimated average burden hours per response...0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
| (Pri r Ty pe R es) nt o esp ons |
|||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| * 1. N and Ad dre f Re ting Per ame ss o por son Ha tzir Shi mo n , |
2. I er N d T icke Tra din g S bol ssu ame an r or ym Orm at T ech nol ies Inc . [ OR A] og , |
5. R elat ion ship of Rep orti Per (s) to I ng son ssu er (Ch eck all lica ble) app Dire 10% Ow ctor ner |
|||||||||||
| (Las t) c/o Or ech nol ies t T Inc ma og , 622 5 N eil Ro ad |
(Firs t) |
(Mid dle) |
3. D ate /18 09 |
of E arli Tra ctio est nsa /20 17 |
n (M onth /Day /Yea r) |
Off icer (give title belo w) Othe r (sp ecify belo w) X Exe cuti ve V .P. E ngi ring nee |
|||||||
| 89 51 1 Re NV no |
(Stre et) |
4. I f A |
dm Da te O rigi nal File d ent, (Mo nth/D ay/Y ear) men |
6. I ndi vid ual or J oin t/G p F ilin (Che ck A pplic able Line ) rou g File d by ortin X Form One Rep g Pe rson Form File d by Mor e tha n On e Re porti ng P erson ___ |
|||||||||
| (City ) |
(Stat e) |
(Zip ) |
iva tive Se itie s A ired , Di of, efic iall y O Tab le I - N Der sed Ben ed on- cur cqu spo or wn |
||||||||||
| 1.T itle of S rity ecu (Ins tr. 3 ) |
2. T ion sact ran Dat e (Mo nth /Da y/Y ear) |
2A . De d eme Exe cuti on D if ate, any (Mo nth /Da y/Y ear) |
3. T ion sact ran (Ins tr. 8 ) |
Cod e |
ritie s A ired cqu ed o f (D ) nd 5) , 4 a |
(A ) or |
5. A of Sec urit ies Ben efic ially Ow ned Fo llow ing unt mo Rep d T ion (s) orte sact ran (Ins and 4) tr. 3 |
6. Ow ship ner For m: Dir (D) ect ndi or I rect |
7. N atur e of I ndi rect efic ial Ben Ow ship ner (Ins ) tr. 4 |
||||
| Cod e |
V | Am t oun |
(A) (D) or |
Pric e |
(I) (Ins tr. 4 ) |
||||||||
| ck Co sto mm on |
09/ 18/ 20 17 |
M | 2, 976 |
A | \$23 .34 |
2, 976 |
D | ||||||
| Co Sto ck 09/ mm on |
18/ 20 17 |
S | 2, 976 |
D | \$58 .5 |
0 | D |
| (e.g lls, ptio tibl itie s) uts ts, o ., p , ca war ran ns, con ver e se cur |
|||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. T itle of D eriv ativ e Se ity cur (Ins tr. 3 ) |
2. C ersi onv on or E cise xer Pric e of Der ivat ive Sec urit y |
3. T ion sact ran Dat e (Mo nth /Da y/Y ear) |
3A d . De eme Exe cuti on D if ate, any (Mo nth /Da y/Y ear) |
4. T ion sact ran Cod e (Ins tr. 8 ) |
ber of ivat ive 5. N Der um Sec urit ies Acq uire d (A ) or Dis ed o f (D ) pos (Ins tr. 3 , 4, and 5) |
6. D rcis able and Exe ate Exp irat ion Da te (Mo nth /Da y/Y ear) |
itle and Am t of Se itie 7. T oun cur s Und erly ing Der ivat ive Sec urit y (Ins tr. 3 and 4) |
8. P rice of Der ivat ive Sec urit y (Ins tr. 5 ) |
9. N ber um of ivat ive Der Sec urit ies efic iall Ben y ned Ow Fol low ing |
10. Ow ship ner f For m o Der ivat ive Sec urit y: Dir (D) ect or I ndi rect |
11. Nat ure of I ndi rect efic ial Ben Ow ship ner (Ins tr. 4 ) |
||||
| Cod e |
V | (A) | (D) | Dat e Exe rcis able |
irat ion Exp Dat e |
Titl e |
Am mb f Nu t or oun er o Sha res |
d Rep orte Tra ctio nsa n (s) (Ins tr. 4 ) |
(I) (Ins tr. 4 ) |
||||||
| Sto ck Ap cia tio n R igt pre s ( R) SA |
\$23 .34 |
09/ 18/ 20 17 |
M | 5, 000 |
06/ 04/ 20 15 |
06/ 04/ 20 19 |
Co mm on ck Sto |
2, 976 |
0 | 50, 595 |
D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
Reporting Owners
| Rel atio nsh ips |
||||||||
|---|---|---|---|---|---|---|---|---|
| Rep ing Ow Na / A ddr ort ner me ess |
Dir ecto r |
10% Ow ner |
Off icer |
Oth er |
||||
| Ha tzir Shi mo n , c/o Or t T ech nol ies Inc ma og , 622 5 N eil Ro ad Re NV 89 51 1 no |
Ex tiv e V .P. En ine erin ecu g g. |
Signatures
| /s/ Ett Ro y sne r |
09/ 19/ 20 17 |
|---|---|
| ** Sign of R ting Pers ature epor on |
Date |
Explanation of Responses:
Remarks:
Etty Rosner is signing on behalf of Shimon Hatzir pursuant to a power of attorney dated 09/27/06.
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Proof created by RDG16.com, a service of RDG Filings