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ORMAT TECHNOLOGIES, INC. — Director's Dealing 2021
Jun 16, 2021
6968_rns_2021-06-15_2858d5d5-858d-4495-920f-3ff76beb34c0.pdf
Director's Dealing
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FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
| OMB APPROVAL | |||||||||
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| OMB Number: 3235-0287 |
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| Estimated average burden | |||||||||
| hours per response: | 0.5 |
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
| or Section 30(h) of the Investment Company Act of 1940 | ||||||||||||||||||
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| 1. Name and Address of Reporting Person* | 2. Issuer Name and Ticker or Trading Symbol ORMAT TECHNOLOGIES, INC. |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
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| Bruggink Albertus | [ ORA ] | X | Director | 10% Owner | ||||||||||||||
| (Last) (First) (Middle) |
below) | Officer (give title | below) | Other (specify | ||||||||||||||
| C/O ORMAT TECHNOLOGIES, INC. | 3. Date of Earliest Transaction (Month/Day/Year) | |||||||||||||||||
| 6140 PLUMAS ST | 06/15/2021 | |||||||||||||||||
| 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable | |||||||||||||||||
| (Street) | Line) X Form filed by One Reporting Person |
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| RENO | NV | 89519-6075 | Form filed by More than One Reporting | |||||||||||||||
| Person | ||||||||||||||||||
| (City) | (State) | (Zip) | ||||||||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||
| 1. Title of Security (Instr. 3) | 2. Transaction | 2A. Deemed 3. |
4. Securities Acquired | 5. Amount of | 6. | 7. Nature | ||||||||||||
| Date (Month/Day/Year) |
Execution Date, if any (Month/Day/Year) |
Transaction Code (Instr. |
(A) or Disposed Of (D) (Instr. 3, 4 and 5) |
Securities Owned |
Beneficially | Ownership Form: Direct (D) or Indirect |
of Indirect Beneficial Ownership (Instr. 4) |
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| 8) | Following | |||||||||||||||||
| Code V |
Amount | (A) or |
Price | Reported | Transaction(s) | (I) (Instr. 4) | ||||||||||||
| (D) | (Instr. 3 and 4) | |||||||||||||||||
| Common Stock | 06/15/2021 | 580(1) M |
A | \$0(1) | 580 | D | ||||||||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
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| 1. Title of | 4. 5. |
6. Date Exercisable and 7. Title and |
8. Price of 9. Number |
10. | 11. Nature | |||||||||||||
| Derivative Security |
Conversion or Exercise |
Date (Month/Day/Year) |
Execution Date, if any |
Transaction Code (Instr. |
Number of |
Expiration Date (Month/Day/Year) |
Amount of Securities |
Derivative Security |
of derivative |
Ownership Form: |
of Indirect Beneficial |
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| (Instr. 3) | Price of Derivative |
(Month/Day/Year) | 8) | Derivative Securities Acquired (A) or |
Underlying Derivative Security |
(Instr. 5) | Securities Beneficially |
Direct (D) or Indirect |
Ownership (Instr. 4) |
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| Security | (Instr. 3 and 4) | Owned Following |
(I) (Instr. 4) | |||||||||||||||
| Disposed of (D) |
Reported Transaction |
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| (Instr. 3, 4 and 5) |
(s) (Instr. 4) | |||||||||||||||||
| Amount | ||||||||||||||||||
| or Number |
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| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | of Shares |
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| Restricted Stock Units |
(1) | 06/15/2021 | M | 580 | 06/15/2021 (1) | 06/15/2021 (1) |
Common stock |
580 | \$0 | 580 | D |
Explanation of Responses:
- Each restricted stock unit represent the right to receive per share of ORA common stock upon vesting. The restricted stock units (The "RSUs") vested on June 15,2021, the one-year anniversary of the date of grant.
/s/ Etty Rosner As Attorneyin-Fact 06/15/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.