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ORMAT TECHNOLOGIES, INC. — Director's Dealing 2021
Nov 17, 2021
6968_rns_2021-11-17_c92c23a8-90fe-480a-9eed-f302ea210910.pdf
Director's Dealing
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
| OMB APPROVAL | |
|---|---|
| OMB Number: | 3235-0287 |
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STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person* Blachar, Doron |
2. Issuer Name and Ticker or Trading Symbol Ormat Technologies, Inc. [ORA] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
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|---|---|---|---|---|---|---|
| Director | 10% Owner | |||||
| (Last) c/o Ormat Technologies, Inc. |
(First) | (Middle) | 3. Date of Earliest Transaction (Month/Day/Year) 11/07/2021 |
X Officer (give title below) |
Other (specify below) | |
| 6140 Plumas St. | Chief Executive Officer | |||||
| (Street) Reno NV 89519-6075 |
4. If Amendment, Date Original Filed (Month/Day/Year) 11/09/2021 |
6. Individual or Joint/Group Filing (Check Applicable Line) X Form Filed by One Reporting Person |
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| (City) | (State) | (Zip) | ___ Form Filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1.Title of Security (Instr. 3) |
2. Transaction 2A. Deemed Date (Month / Execution Day / Year) Date, if any (Month / Day / |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) |
6. Ownership Form: Direct (D) |
7. Nature of Indirect Beneficial Ownership |
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|---|---|---|---|---|---|---|---|---|---|---|
| Year) | Code | V Amount | (A) or (D) |
Price | (Instr. 3 and 4) | or Indirect (I) (Instr. 4) |
(Instr. 4) | |||
| Common Stock | 11/07/2021 | M | 2,417 | A | \$0.00 | 9,671 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month / Day / Year) |
3A. Deemed Execution Date, if any (Month / Day / Year) |
4. Transaction Code (Instr. 8) |
5. of (A) or of (D) |
Number Derivative Securities Acquired Disposed (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month / Day / Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction (s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
||||||||
| Restricted Stock Units |
(1) | 11/07/2021 | M | 2,417 | (2) | (2) | Common Stock |
2,417 | \$0.00 | 0 | D |
Explanation of Responses:
(1) Each Restricted Stock Unit represents the right to receive one share of ORA common stock upon vesting.
(2) This portion of Restricted Stock Units vested on November 7, 2021, the one-year anniversary of the date of grant.
Remarks:
The Reporting Person's Form 4 filed on 11/09/2021 incorrectly stated, in column 5. of Table I, the amount of securities beneficially owned following reported transaction (s)). This amending Form 4/A states the correct number which is 9,671.
Signatures
| /s/ Ehud Ben Yemini - as attorney-in-fact | 11/17/2021 |
|---|---|
| **Signature of Reporting Person | Date |
Reporting Owners
| Reporting Owner Name / Address | Relationships | |||||||
|---|---|---|---|---|---|---|---|---|
| Director 10% Owner Officer | Other | |||||||
| Blachar, Doron c/o Ormat Technologies, Inc. 6140 Plumas St. Reno NV 89519-6075 |
Chief Executive Officer |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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