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ORMAT TECHNOLOGIES, INC. — Director's Dealing 2021
Nov 16, 2021
6968_rns_2021-11-16_81920e5c-40cc-45d7-a6f3-689cfb867a96.pdf
Director's Dealing
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| FORM 4 | |
|---|---|
| -------- | -- |
| [ ] Check this box if no longer subject to |
|---|
| Section 16. Form 4 or Form 5 obligations |
| may continue. See Instruction 1(b). |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility (Print or Type Responses) Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person* |
2. Issuer Name and |
Ticker or Trading Symbol | 5. | Relationship of Reporting Person(s) to Issuer (Check all applicable) |
||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Blachar | Doron | Ormat Technologies, Inc. [ORA] | Director Officer (give |
10% Owner Other (specify |
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| (Last) 6140 Plumas St RENO |
(First) c/o Ormat Technologies, Inc. (Street) NEVADA |
(Middle) 89519-6075 |
3. | Date of Earliest Transaction Required to be Reported (Month/Day/Year) 11/07/2021 |
4. If Amendment, Date Original Filed (Month/Day/Year) 11/09/2021 |
X title below) Chief Executive Officer Individual or Joint/Group Filing (Check Applicable Line) X Form filed by |
Form filed by One Reporting Person More than One Reporting Person |
below) | ||||||
| (City) | (State) | (Zip) | Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
|||||||||||
| 1. Title of Security (Instr. 3) |
2. Trans 2A. Deemed 3. Transaction action Execution Date Date, (Month/ if any Day/ (Month/ Year) Day/ Code Year) |
Code (Instr. 8) V |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) (A) or (D) Amount Price |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Owner ship Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of In direct Bene ficial Owner ship (Instr. 4) |
||||||||
| Common Stock | 11/07/2021 | M | 2,417 | A | 0 | 12,088 | D | |||||||
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Trans action Date (Month/ Day/ Year) |
3A.Deemed Execution Date, if any (Month/ Day/ Year) |
4. Transaction Code (Instr. 8) |
5. Number of Deriva tive Securities Acquired (A) or |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Deriv ative Secu rity |
9. Number of Derivative Securities Beneficially |
10. Owner ship Form of Deriva tive |
11. Nature of Indirect Beneficial Owner |
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|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | (A) | Disposed of (D) (Instr. 3, 4 and 5) (D) |
Date Exer cisable |
Expiration Date |
Amount or Title Number of Shares |
(Instr. 5) | Owned Following Reported Transac tion(s) (Instr. 4) |
Security: Direct (D) or Indirect (I) (Instr. 4) |
ship (Instr. 4) |
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| Restricted Stock Units |
(1) | 11/07/2021 | M | 2,417 | (2) | (2) | Common Stock |
2,417 | \$0 | 0 | D | ||||
Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
Explanation of Responses (footnotes):
(1) Each Restricted Stock Unit represents the right to receive one share of ORA common stock upon vesting.
(2) This portion of Restricted Stock Units vested on November 7, 2021, the one-year anniversary of the date of grant.
Remarks:
The Reporting Person's Form 4 filed on November 9, 2021 incorrectly stated under "5. Relationship of Reporting Person(s) to Issuer" that the Reporting person is a Director, whereas he is in fact an Officer and his correct title is Chief Executive Officer
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
/s/ Ehud Ben Yemini - as attorney-in-fact 11/15/2021
**Signature of Reporting Person Date
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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