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ORMAT TECHNOLOGIES, INC. — Director's Dealing 2020
Nov 9, 2020
6968_rns_2020-11-09_30429c30-fd90-4214-9947-c56aec10602b.pdf
Director's Dealing
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| SEC Form 4 | |
|---|---|
| ------------ | -- |
Restricted Stock Units
Explanation of Responses:
anniversary of the date of grant.
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
| OMB APPROVAL | |||||||||
|---|---|---|---|---|---|---|---|---|---|
| OMB Number: | 3235-0287 | ||||||||
| Estimated average burden | |||||||||
| hours per response: | 0.5 |
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
| or Section 30(h) of the Investment Company Act of 1940 | ||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Name and Address of Reporting Person* STERN STANLEY |
2. Issuer Name and Ticker or Trading Symbol ORMAT TECHNOLOGIES, INC. |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
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| [ ORA ] | X | Director | 10% Owner | |||||||||||||
| (Last) | (Middle) | below) | Officer (give title | below) | Other (specify | |||||||||||
| (First) C/O ORMAT TECHNOLOGIES, INC. |
3. Date of Earliest Transaction (Month/Day/Year) | |||||||||||||||
| 11/07/2020 | ||||||||||||||||
| 6140 PLUMS ST. | 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable | ||||||||||||||
| (Street) | Line) | |||||||||||||||
| RENO | NV | 89519-6075 | X | Form filed by One Reporting Person | ||||||||||||
| Person | Form filed by More than One Reporting | |||||||||||||||
| (City) | (State) | (Zip) | ||||||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||
| 1. Title of Security (Instr. 3) | 2. Transaction 2A. Deemed Date Execution Date, (Month/Day/Year) if any |
3. 4. Securities Acquired |
5. Amount of 6. |
7. Nature | ||||||||||||
| (Month/Day/Year) | Transaction Code (Instr. 8) |
(A) or Disposed Of (D) (Instr. 3, 4 and 5) |
Securities Beneficially Owned |
Ownership Form: Direct (D) |
of Indirect Beneficial Ownership |
|||||||||||
| Code V |
(A) | Following Reported |
or Indirect (I) (Instr. 4) |
(Instr. 4) | ||||||||||||
| Amount | or (D) |
Price | Transaction(s) (Instr. 3 and 4) |
|||||||||||||
| Common Stock | 11/07/2020 | M | 1,256 | A | \$0(1) | 4,607 | D | |||||||||
| (1) | ||||||||||||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||
| (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||||
| 1. Title of Derivative |
2. Conversion or Exercise Price of Derivative |
3. Transaction Date |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
of | 5. Number | 6. Date Exercisable and | 7. Title and Amount of |
8. Price of 9. Number Derivative of |
10. Ownership |
11. Nature of Indirect Beneficial |
|||||
| Security | (Month/Day/Year) | Derivative | Expiration Date (Month/Day/Year) |
Securities | Security | derivative | Form: | |||||||||
| (Instr. 3) | Acquired | Securities | Underlying Derivative Security |
(Instr. 5) | Securities Beneficially |
Direct (D) or Indirect |
Ownership (Instr. 4) |
|||||||||
| Security | (A) or Disposed |
(Instr. 3 and 4) | Owned Following |
(I) (Instr. 4) | ||||||||||||
| of (D) (Instr. 3, 4 |
Reported Transaction |
|||||||||||||||
| and 5) | (s) (Instr. 4) |
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
(1) 11/07/2020 M 1,256 11/07/2020 (1)
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Code V (A) (D)
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
- Each restricted stock unit represent the right to receive per share of ORA common stock upon vesting. The restricted stock units (The "RSUs") vested on November 7, 2020, the one-year
Date Exercisable Expiration Date Title
11/07/2020 (1)
Common
Amount or Number of Shares
/s/ Etty Rosner- as attorney-
in-fact 11/09/2020 ** Signature of Reporting Person Date
Stock 1,256 \$00 D