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ORMAT TECHNOLOGIES, INC. — Director's Dealing 2020
Nov 9, 2020
6968_rns_2020-11-09_589a44e6-5af9-499b-88c1-ce73ec71a521.pdf
Director's Dealing
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| SEC Form 4 | |
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| ------------ | -- |
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
| OMB APPROVAL | ||||||
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| OMB Number: | 3235-0287 | |||||
| Estimated average burden | ||||||
| hours per response: | 0.5 |
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
| or Section 30(h) of the Investment Company Act of 1940 | |||||||||||||||
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| 1. Name and Address of Reporting Person* SHARIR DAFNA |
2. Issuer Name and Ticker or Trading Symbol ORMAT TECHNOLOGIES, INC. |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
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| [ ORA ] | X | Director | 10% Owner | ||||||||||||
| (Last) | (Middle) | below) | Officer (give title | below) | Other (specify | ||||||||||
| (First) C/O ORMAT TECHNOLOGIES, INC. |
3. Date of Earliest Transaction (Month/Day/Year) | ||||||||||||||
| 6140 PLUMS ST. | 11/07/2020 | ||||||||||||||
| 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) |
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| (Street) RENO |
NV | 89519-6075 | X | Form filed by One Reporting Person | |||||||||||
| Person | Form filed by More than One Reporting | ||||||||||||||
| (City) | (State) | (Zip) | |||||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||
| 1. Title of Security (Instr. 3) | 2. Transaction Date |
2A. Deemed Execution Date, (Month/Day/Year) if any (Month/Day/Year) |
3. 4. Securities Acquired Transaction (A) or Disposed Of (D) Code (Instr. (Instr. 3, 4 and 5) 8) |
5. Amount of Securities Beneficially Owned |
6. Ownership Form: Direct (D) |
7. Nature of Indirect Beneficial Ownership |
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| Code | V | Amount | (A) or (D) |
Price | Following Reported |
Transaction(s) (Instr. 3 and 4) |
or Indirect (I) (Instr. 4) |
(Instr. 4) | |||||||
| Common Stock | 11/07/2020 | M | 1,256 (1) |
A | \$0(1) | 2,599 | D | ||||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | (e.g., puts, calls, warrants, options, convertible securities) |
(Instr. 3, 4 and 5) Transaction (s) (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Restricted (1) 11/07/2020 M 1,256 11/07/2020 (1) 11/07/2020 (1) Common Stock 1,256 \$00 D
Explanation of Responses:
Stock Units
- Each restricted stock unit represent the right to receive per share of ORA common stock upon vesting. The restricted stock units (The "RSUs") vested on November 7, 2020, the one-year anniversary of the date of grant.
| /s/ Etty Rosner- as attorney | |
|---|---|
| in-fact | 11/09/2020 |
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.