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ORMAT TECHNOLOGIES, INC. — Director's Dealing 2019
Jun 17, 2019
6968_rns_2019-06-17_2ead3b60-a375-47c3-aff5-2d05685e350d.pdf
Director's Dealing
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden hours per response: 0.5
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
| (Print or Type Responses) | |||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Name and Address of Reporting Person * Wolf, Nir |
2. Issuer Name and Ticker or Trading Symbol Ormat Technologies, Inc. [ORA] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner |
|||||||||||
| (Last) (First) (Middle) c/o Ormat Technologies, Inc. 6140 Plumas Street |
3. Date of Earliest Transaction (Month/Day/Year) 06/14/2019 |
X Officer (give title below) Other (specify below) E.V.P. Market Develop. |
|||||||||||
| (Street) Reno NV 89519-6075 |
4. If Amendment, Date Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form Filed by One Reporting Person ___ Form Filed by More than One Reporting Person |
|||||||||||
| (City) | (State) | (Zip) | Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
| 1.Title of Security (Instr. 3) |
2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) Code |
(A) or Disposed of (D) (Instr. 3, 4 and 5) V Amount |
(A) or (D) |
4. Securities Acquired Price |
5. Amount of Securities Beneficially Owned Following Reported Transaction (s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
| Common Stock | 06/14/2019 | M | 1,999 | A \$42.87 | 2,166 | D | |||||||
| Common Stock | 06/14/2019 | S | 1,999 | D | \$63 | 167 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
| (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction (s) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
| Code | V (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
(Instr. 4) | ||||||||
| Stock Appreciation Rights (SAR) |
\$42.87 | 06/14/2019 | M | 6,250 06/14/2018 06/14/2022 Common | Stock | 1,999 | 0 | 6,250 | D |
Reporting Owners
| Relationships | ||||||||
|---|---|---|---|---|---|---|---|---|
| Reporting Owner Name / Address | Director 10% Owner Officer | Other | ||||||
| Wolf, Nir c/o Ormat Technologies, Inc. 6140 Plumas Street Reno NV 89519-6075 |
E.V.P. Market Develop. |
Signatures
/s/ Etty Rosner-as attorney-in-fact 06/17/2019 ** Signature of Reporting Person Date
Explanation of Responses:
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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