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ORMAT TECHNOLOGIES, INC. — Director's Dealing 2019
Aug 13, 2019
6968_rns_2019-08-13_c47d99d3-55a4-4b93-adb9-70549c147f2c.pdf
Director's Dealing
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SEC Form 4
| FORM | 4 | |
|---|---|---|
| -- | ------ | --- |
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
OMB APPROVAL OMB Number: 3235-0287 Estimated average burden
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Check this box if no longer subject to hours per response: 0.5
Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person* Argas Shlomi |
2. Issuer Name and Ticker or Trading Symbol ORMAT TECHNOLOGIES, INC. [ ORA ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
|||||||
|---|---|---|---|---|---|---|---|---|---|
| Director | 10% Owner | ||||||||
| X | Officer (give title below) |
Other (specify below) |
|||||||
| (Last) (First) (Middle) C/O ORMAT TECHNOLOGIES, INC. 6140 PLUMS ST |
3. Date of Earliest Transaction (Month/Day/Year) 08/09/2019 |
EVP, Product Segment | |||||||
| 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable | ||||||||
| (Street) | Line) X |
Form filed by One Reporting Person | |||||||
| RENO | NV | 89519 | Form filed by More than One Reporting Person |
||||||
| (City) | (State) | (Zip) |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) 4 and 5) |
or Disposed Of (D) (Instr. 3, | 5. Amount of Securities Beneficially Owned |
6. Ownership Form: Direct (D) or |
7. Nature of Indirect Beneficial Ownership |
||
|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | Amount | (A) or (D) |
Price | Following Reported Transaction(s) (Instr. 3 and 4) |
Indirect (I) (Instr. 4) |
(Instr. 4) | |||
| Common Stock | 08/09/2019 | M | 31,875 | A | \$42.87 | 13,153 | D | |||
| Common Stock | 06/14/2019 | S | 12,819 | D | \$68.25 | 334 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction (s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | (A) (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
|||||||||
| Stock Appreciation Rights (SAR) |
\$42.87 | 08/09/2019 | M | 31,875 | 06/14/2018 | 06/14/2022 Common | Stock | 12,819 | \$0 | 10,625 | D |
Explanation of Responses:
/s/ Etty Rosner- as attorney-
in-fact 08/12/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.