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ORMAT TECHNOLOGIES, INC. — Director's Dealing 2019
Aug 21, 2019
6968_rns_2019-08-20_76659108-3b30-4413-b8f9-e7cccc2433ca.pdf
Director's Dealing
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SEC Form 4
OMB APPROVAL
| Instruction 1(b). | Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See |
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP | Washington, D.C. 20549 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
OMB Number: | Estimated average burden hours per response: |
3235-0287 0.5 |
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| 1. Name and Address of Reporting Person* Sullivan Bob (Last) (First) (Middle) C/O ORMAT TECHNOLOGIES, INC. 6140 PLUMS ST |
2. Issuer Name and Ticker or Trading Symbol ORMAT TECHNOLOGIES, INC. [ ORA ] 3. Date of Earliest Transaction (Month/Day/Year) 08/19/2019 4. If Amendment, Date of Original Filed (Month/Day/Year) |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner Officer (give title Other (specify X below) below) |
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| EVP Sales Marketing BD 6. Individual or Joint/Group Filing (Check Applicable |
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| (Street) RENO (City) |
NV (State) |
89519 (Zip) |
Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
Owned | 5. Amount of Securities Beneficially |
6. Ownership Form: Direct (D) or |
7. Nature of Indirect Beneficial Ownership |
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| Code | V | Amount | (A) or (D) |
Price | Following Reported Transaction(s) (Instr. 3 and 4) |
Indirect (I) (Instr. 4) |
(Instr. 4) | ||||||||||
| Common Stock | 08/19/2019 | M | 31,875 | A | \$42.87 | 18,478 | D | ||||||||||
| Common Stock | 08/19/2019 | 13,212 S |
D \$72.48 5,266 D |
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| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||
| 1. Title of Derivative Security |
2. | 3. Transaction | 3A. Deemed | 4. | (e.g., puts, calls, warrants, options, convertible securities) 5. Number 6. Date Exercisable and 7. Title and Amount Transaction of Expiration Date of Securities Code (Instr. Derivative (Month/Day/Year) Underlying Securities Derivative Security Acquired (Instr. 3 and 4) (A) or Disposed of (D) (Instr. 3, 4 and 5) |
8. Price of Derivative of Security derivative (Instr. 5) Securities Beneficially Owned Following Reported Transaction (s) (Instr. 4) Amount Number |
9. Number | 10. Ownership |
11. Nature of Indirect |
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Explanation of Responses:
Stock Appreciation Rights (SAR)
/s/ Etty Rosner- as attorneyin-fact 08/20/2019
Stock 13,212 \$0 10,625 D
Shares
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Code V (A) (D)
\$42.87 08/19/2019 M 31,875 06/14/2018 06/14/2022 Common
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Exercisable
Date Title