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ORMAT TECHNOLOGIES, INC. — Director's Dealing 2019
Nov 19, 2019
6968_rns_2019-11-19_a894f397-548c-4138-92c0-f2298e9c44dd.pdf
Director's Dealing
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SEC Form 4
| FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
OMB APPROVAL OMB Number: 3235-0287 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See |
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP | Estimated average burden hours per response: 0.5 |
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| Instruction 1(b). | Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| 1. Name and Address of Reporting Person* Krieger Zvi |
2. Issuer Name and Ticker or Trading Symbol ORMAT TECHNOLOGIES, INC. [ ORA ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner Officer (give title Other (specify X |
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| (Last) (First) (Middle) C/O ORMAT TECHNOLOGIES, INC. 6140 PLUMS ST. |
3. Date of Earliest Transaction (Month/Day/Year) 11/18/2019 |
below) below) E.V.P. Electricty Segment |
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| (Street) RENO NV 89519-6075 |
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person |
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| (City) | (State) (Zip) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
2A. Deemed if any |
Execution Date, (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
or Disposed Of (D) (Instr. 3, 4 and 5) |
4. Securities Acquired (A) | 5. Amount of Securities Beneficially Owned Following |
6. Ownership Form: Direct (D) or Indirect (I) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | Amount | (A) or (D) |
Price | and 4) | Reported Transaction (s) (Instr. 3 |
(Instr. 4) | ||||||||||||
| Common Stock | 11/18/2019 | M S |
808 | A | \$63.35 | 808 | D | ||||||||||||
| Common Stock | 11/18/2019 | 808 | D \$76.5 0 Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned |
D | |||||||||||||||
| (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||||||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
of (A) or of (D) and 5) |
5. Number Derivative Securities Acquired Disposed (Instr. 3, 4 |
Expiration Date (Month/Day/Year) |
6. Date Exercisable and | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
Security (Instr. 5) |
8. Price of Derivative |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction (s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
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| Stock Appreciation Rights (SAR) |
\$63.35 | 11/18/2019 | M | 4,718 | 11/07/2018 | 11/07/2023 Common Stock |
808 | \$0 | 4,720 | D |
Explanation of Responses:
/s/ Etty Rosner as attorneyin-fact 11/19/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.