AI assistant
ORMAT TECHNOLOGIES, INC. — Director's Dealing 2017
Jul 16, 2017
6968_rns_2017-07-16_d073b2fa-9288-4eca-8c02-20263d907f05.pdf
Director's Dealing
Open in viewerOpens in your device viewer
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
| OMB APPROVAL | |||||
|---|---|---|---|---|---|
| OMB Number: | 3235-0287 | ||||
| Estimated average burden | |||||
| hours per response: | 0.5 |
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person* Boehm Ami |
2. Issuer Name and Ticker or Trading Symbol ORMAT TECHNOLOGIES, INC. [ ORA ] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director 10% Owner Officer (give title Other (specify |
|||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| (Last) (First) (Middle) C/O ORMAT TECHNOLOGIES, INC. 6225 NEIL ROAD |
3. Date of Earliest Transaction (Month/Day/Year) 07/11/2017 |
below) below) |
|||||||||||||||||
| (Street) RENO |
NV | 89511 | 4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person |
|||||||||||||||
| (City) (State) (Zip) |
|||||||||||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security (Instr. 3) |
2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
or Disposed Of (D) (Instr. 3, 4 and 5) |
4. Securities Acquired (A) | 5. Amount of Securities Beneficially Owned Following |
6. Ownership Form: Direct (D) or Indirect |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||||||||||
| Code V Amount |
(A) or (D) |
Price | Reported Transaction (s) (Instr. 3 and 4) |
(I) (Instr. 4) | |||||||||||||||
| Common Stock | 07/11/2017 | M | 7,500 | A | \$18.56 | 7,500 | D | ||||||||||||
| Common Stock | 07/11/2017 | M | 7,500 | A | \$19.69 | 15,000 | D | ||||||||||||
| Common Stock | 07/11/2017 07/11/2017 |
M M |
7,500 7,500 |
A A |
\$26.7 \$28.23 |
22,500 30,000 |
D D |
||||||||||||
| Common Stock Common Stock |
07/11/2017 | M | 7,500 | A | \$38.24 | 37,500 | D | ||||||||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||
| (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||||||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
of (A) or of (D) and 5) |
5. Number Derivative Securities Acquired Disposed (Instr. 3, 4 |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction (s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||||||
| Code | V | (A) (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
|||||||||||||
| Non Qualified Stock Option (Right to Buy) |
\$18.56 | 07/11/2017 | M | 7,500 | 11/06/2013 | 11/06/2019 Common Stock |
7,500 | \$0 | 37,500 | D | |||||||||
| Non Qualified Stock Option (Right to Buy) |
\$19.69 | 07/11/2017 | M | 7,500 | 08/02/2013 | 08/01/2019 Common Stock |
7,500 | \$0 | 30,000 | D | |||||||||
| Non Qualified Stock Option (Right to Buy) |
\$26.7 | 07/11/2017 | M | 7,500 | 11/05/2014 | 11/05/2020 Common Stock |
7,500 | \$0 | 22,500 | D | |||||||||
| Non Qualified Stock Option (Right to Buy) |
\$28.23 | 07/11/2017 | M | 7,500 | 11/05/2015 | 11/05/2021 Common Stock |
7,500 | \$0 | 15,000 | D | |||||||||
| Non Qualified Stock Option (Right to Buy) |
\$38.24 | 07/11/2017 | M | 7,500 | 11/03/2016 | 11/03/2022 Common Stock |
7,500 | \$0 | 7,500 | D |
Explanation of Responses:
Remarks:
Etty Rosner is signing on behalf of Mr.Boehm pursuant to a power of attorney dated June 1, 2012.
| /s/ Etty Rosner | 07/13/2017 | ||||
|---|---|---|---|---|---|
| ** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.