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ORMAT TECHNOLOGIES, INC. Director's Dealing 2017

Oct 1, 2017

6968_rns_2017-10-01_aa7ca0fb-c6db-4a70-b32f-0710d659e796.pdf

Director's Dealing

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FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

OMB APPROVAL OMB Number: 3235-0287 Estimated average burden

Check this box if no longer subject to hours per response: 0.5 Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934

or Section 30(h) of the Investment Company Act of 1940
Sullivan Bob
(Last)
6225 NEIL ROAD		 1. Name and Address of Reporting Person*
(First)
C/O ORMAT TECHNOLOGIES, INC.		 (Middle) 09/28/2017 2. Issuer Name and Ticker or Trading Symbol
ORMAT TECHNOLOGIES, INC. [ ORA ]
3. Date of Earliest Transaction (Month/Day/Year)		 X 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
10% Owner
Officer (give title
Other (specify
below)
below)
EVP Sales Marketing BD
(Street)
RENO
(City)		 NV
(State)		 89511
(Zip)		 4. If Amendment, Date of Original Filed (Month/Day/Year) Line)
X		 6. Individual or Joint/Group Filing (Check Applicable
Form filed by One Reporting Person
Form filed by More than One Reporting
Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction
Date
(Month/Day/Year)		 2A. Deemed
Execution Date,
if any
(Month/Day/Year)		 3.
Transaction
Code (Instr.
8)		 4. Securities Acquired (A)
or Disposed Of (D) (Instr. 3,
4 and 5)		 5. Amount of
Securities
Beneficially
Owned
Following		 6.
Ownership
Form: Direct
(D) or
Indirect (I)		 7. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
(Month/Day/Year) 8) Owned
Following		 (D) or
Indirect (I)		 Ownership
(Instr. 4)
Code V Amount (A)
or
(D)		 Price Reported
Transaction(s)
(Instr. 3 and 4)		 (Instr. 4)
Common Stock 09/28/2017 M 9,890 A \$20.13 9,890 D
Common Stock 09/28/2017 S 9,890 D \$62.89 0 D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of
Derivative
Security
(Instr. 3)		 2.
Conversion
or Exercise
Price of
Derivative
Security		 3. Transaction
Date
(Month/Day/Year)		 3A. Deemed
Execution Date,
if any
(Month/Day/Year)		 4.
Transaction
Code (Instr.
8)		 5. Number
of
Derivative
Securities
Acquired
(A) or
Disposed
of (D)
(Instr. 3, 4
and 5)		 6. Date Exercisable and
Expiration Date
(Month/Day/Year)		 7. Title and
Amount of
Securities
Underlying
Derivative Security
(Instr. 3 and 4)		 8. Price of
Derivative
Security
(Instr. 5)		 9. Number
of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction
(s) (Instr. 4)		 10.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr. 4)		 11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable		 Expiration
Date		 Title Amount
or
Number
of
Shares
Stock
Appreciation
Rigts		 \$20.13 09/28/2017 M 15,000 04/02/2019 04/02/2019 Common Stock 9,890 \$0 87,457 D

Explanation of Responses: Remarks:

Etty Rosner is signing on behalf of Mr.Sullivan pursuant to a power of attorney dated January 12, 2015 .

/s/ Etty Rosner 09/29/2017

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

OMB APPROVAL OMB Number: 3235-0287 Estimated average burden

Check this box if no longer subject to hours per response: 0.5 Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

Klein Erez 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol
ORMAT TECHNOLOGIES, INC. [ ORA ]		 (Check all applicable)
X		 5. Relationship of Reporting Person(s) to Issuer
Director
10% Owner
Officer (give title
Other (specify
(Last)
6225 NEIL ROAD		 (First)
C/O ORMAT TECHNOLOGIES, INC.		 (Middle) 09/27/2017 3. Date of Earliest Transaction (Month/Day/Year) below)
below)
S.V.P., Operations
(Street)
RENO
(City)		 NV
(State)		 89511
(Zip)		 4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable
Line)
X
Form filed by One Reporting Person
Form filed by More than One Reporting
Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction
Date
(Month/Day/Year)		 2A. Deemed
Execution Date,
if any
(Month/Day/Year)		 3.
Transaction
Code (Instr.
8)
Code		 V 4. Securities Acquired (A)
or Disposed Of (D) (Instr. 3,
4 and 5)
Amount		 (A)
or
(D)		 Price 5. Amount of
Securities
Beneficially
Owned
Following
Reported
Transaction(s)
(Instr. 3 and 4)		 6.
Ownership
Form: Direct
(D) or
Indirect (I)
(Instr. 4)		 7. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)

Common stock 09/27/2017 S 23,890 D \$59 0 D Common Stock 09/28/2017 S 686 D \$60.04 0 D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned

Common stock 09/27/2017 M 23,890 A \$23.34 23,890 D

(e.g., puts, calls, warrants, options, convertible securities)
1. Title of
Derivative
Security
(Instr. 3)		 2.
Conversion
or Exercise
Price of
Derivative
Security		 3. Transaction
Date
(Month/Day/Year)		 3A. Deemed
Execution Date,
if any
(Month/Day/Year)		 4.
Transaction
Code (Instr.
8)		 5. Number
of
Derivative
Securities
Acquired
(A) or
Disposed
of (D)
(Instr. 3, 4
and 5)		 6. Date Exercisable and
Expiration Date
(Month/Day/Year)		 7. Title and Amount
of Securities
Underlying
Derivative Security
(Instr. 3 and 4)		 8. Price of
Derivative
Security
(Instr. 5)		 9. Number
of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction
(s) (Instr. 4)		 10.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr. 4)		 11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable		 Expiration
Date		 Title Amount
or
Number
of
Shares
Stock
Apprecaiation
Rights		 \$23.34 09/27/2017 M 40,000 06/04/2014 06/04/2019 Common Stock 23,890 \$0 42,500 D

Explanation of Responses:

Remarks:

Etty Rosner is signing on behalf of Mr. Klein pursuant to a power of attorney dated July 15, 2014.

/s/ Etty Rosner 09/29/2017

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
OMB APPROVAL
Washington, D.C. 20549
Check this box if no longer subject to
Section 16. Form 4 or Form 5
obligations may continue. See		 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OMB Number:
Estimated average burden
hours per response:		 3235-0287
0.5
Instruction 1(b). Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1. Name and Address of Reporting Person*
Rosner Etty		 2. Issuer Name and Ticker or Trading Symbol
ORMAT TECHNOLOGIES, INC. [ ORA ]		 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
10% Owner
Officer (give title
Other (specify
(Last) (First)
6225 NEIL ROAD		 (Middle)
C/O ORMAT TECHNOLOGIES, INC.		 X
below)
3. Date of Earliest Transaction (Month/Day/Year)
09/28/2017		 below)
SVP, Corporate Secretary
(Street)
RENO
NV
89511		 4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable
Line)
X
Form filed by One Reporting Person
Form filed by More than One Reporting
Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction
Date
(Month/Day/Year)		 2A. Deemed
Execution Date,
if any
(Month/Day/Year)		 3.
Transaction
Code (Instr.
8)		 4. Securities Acquired (A)
4 and 5)		 or Disposed Of (D) (Instr. 3, 5. Amount of
Securities
Beneficially
Owned		 6.
Ownership
Form: Direct
(D) or		 7. Nature
of Indirect
Beneficial
Ownership
Code
V		 Amount (A)
or
(D)		 Price Following
Reported
Transaction(s)
(Instr. 3 and 4)		 Indirect (I)
(Instr. 4)		 (Instr. 4)
Common stock 09/28/2017 M 9,983 A \$23.34 9,983 D
Common stock 09/28/2017 S 9,983 D \$60.23 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of
Derivative
Security		 2.
Conversion
or Exercise		 3. Transaction
Date
(Month/Day/Year)		 3A. Deemed
Execution Date,
if any		 (e.g., puts, calls, warrants, options, convertible securities)
4.
5. Number
6. Date Exercisable and
7. Title and
Transaction
of
Expiration Date
Amount of
Code (Instr.
Derivative
(Month/Day/Year)
Securities		 8. Price of
Derivative
Security		 of 9. Number
derivative		 10.
Ownership
Form:		 11. Nature
of Indirect
Beneficial
1. Title of
Derivative
Security
(Instr. 3)		 2.
Conversion
or Exercise
Price of
Derivative
Security		 3. Transaction
Date
(Month/Day/Year)		 3A. Deemed
Execution Date,
if any
(Month/Day/Year)		 4.
Transaction
Code (Instr.
8)		 5. Number
of
Derivative
Securities
Acquired
(A) or
Disposed
of (D)
(Instr. 3, 4
and 5)		 6. Date Exercisable and
Expiration Date
(Month/Day/Year)		 7. Title and
Amount of
Securities
Underlying
Derivative Security
(Instr. 3 and 4)		 8. Price of
Derivative
Security
(Instr. 5)		 9. Number
of
derivative
Securities
Beneficially
Owned
Following
Reported
Transaction
(s) (Instr. 4)		 10.
Ownership
Form:
Direct (D)
or Indirect
(I) (Instr. 4)		 11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable		 Expiration
Date		 Title Amount
or
Number
of
Shares
Stock
Appreciation
Rights
(SARS)		 \$23.34 09/28/2017 M 16,500 06/04/2015 06/04/2019 Common Stock 9,983 \$0 18,000 D

Explanation of Responses:

/s/ Etty Rosner 09/28/2017

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

OMB APPROVAL OMB Number: 3235-0287 Estimated average burden

Check this box if no longer subject to hours per response: 0.5 Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

Argas Shlomi 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol
ORMAT TECHNOLOGIES, INC. [ ORA ]		 X 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
Officer (give title		 10% Owner Other (specify
(Last) (First)
C/O ORMAT TECHNOLOGIES, INC.		 (Middle) 09/27/2017 3. Date of Earliest Transaction (Month/Day/Year) below) below)
Executive V.P., Projects
6225 NEIL ROAD
(Street) 4. If Amendment, Date of Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable
Line)
X Form filed by One Reporting Person
RENO NV 89511 Form filed by More than One Reporting
Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction
Date
(Month/Day/Year)		 2A. Deemed
Execution Date,
if any
(Month/Day/Year)		 3.
Transaction
Code (Instr.
8)		 4. Securities Acquired (A)
or Disposed Of (D) (Instr. 3,
4 and 5)		 5. Amount of
Securities
Beneficially
Owned		 6.
Ownership
Form: Direct
(D) or		 7. Nature
of Indirect
Beneficial
Ownership
09/27/2017
09/27/2017
09/27/2017		 Code V Amount (A)
or
(D)		 Price Following
Reported
Transaction(s)
(Instr. 3 and 4)		 Indirect (I)
(Instr. 4)		 (Instr. 4)
Common stock M 1,734 A \$23.34 1,734 D
Common stock S 1,734 D \$59.5 0 D
Common stock M 9,789 A \$20.13 9,789 D
Common stock 09/27/2017 S 9,789 D \$59.5 0 D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of
Derivative		 2.
3. Transaction
3A. Deemed
4.
Conversion
Date
Execution Date,		 Transaction 5. Number
of		 6. Date Exercisable and
Expiration Date		 7. Title and
Amount of		 8. Price of
Derivative		 9. Number
of		 10.
Ownership		 11. Nature
of Indirect
Security
(Instr. 3)		 or Exercise
Price of
Derivative
Security		 (Month/Day/Year) if any
(Month/Day/Year)		 Code (Instr.
8)		 Derivative
Securities
Acquired
(A) or
Disposed
of (D)
(Instr. 3, 4
and 5)		 (Month/Day/Year) Securities
Underlying
Derivative Security
(Instr. 3 and 4)		 Security
(Instr. 5)		 derivative
Securities
Beneficially
Owned
Following
Reported
Transaction
(s) (Instr. 4)		 Form:
Direct (D)
or Indirect
(I) (Instr. 4)		 Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable		 Expiration
Date		 Title Amount
or
Number
of
Shares
Stock
Appreciation
Rights		 \$20.13 09/27/2017 M 15,000 04/02/2014 04/02/2019 Common Stock 9,789 \$0 82,500 D
Stock
Appreciation
Rights		 \$23.34 09/27/2017 M 2,903 06/04/2015 06/04/2019 Common Stock 1,734 \$0 79,597 D

Explanation of Responses: Remarks:

Etty Rosner is signing on behalf of Shlomi Argas pursuant to a power of attorney dated 15/7/2014.

/s/ Etty Rosner 09/28/2017

** Signature of Reporting Person Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

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