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ORMAT TECHNOLOGIES, INC. — Director's Dealing 2017
Sep 27, 2017
6968_rns_2017-09-27_467ad24a-83dd-4ce9-8b7a-c94be8f571fc.pdf
Director's Dealing
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Section 1: 4 (FORM 4)

longer subject to Section 16. Form 4 or Form 5
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
| OMB APPROVAL | |||||
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| OMB Number: | 3235-0287 | ||||
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SEC 1474 (9-02)
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
oblications may - Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Problic Unities Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
(Print or Type Responses)
1(b).
| 1. Name and Address of Reporting Person - Klein Erez |
2. Issuer Name and Ticker or Trading Symbol ORMAT TECHNOLOGIES, INC. [ORA] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner |
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|---|---|---|---|---|---|---|---|---|---|---|---|
| (Last) ROAD |
(First) (Middle) C/O ORMAT TECHNOLOGIES, INC., 6225 NEIL |
3. Date of Earliest Transaction (Month/Day/Year) 09/26/2017 |
X_Officer (give title below) Other (specify below) S. V.P., Operations |
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| (Street) RENO, NV 89511 |
4. If Amendment, Date Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person |
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| (City) | (Zip) (State) |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||
| 1.Title of Security (Instr. 3) |
2. Transaction Date (Month/Day/Year) any |
2A. Deemed Execution Date, if Code (Month/Day/Year) |
3. Transaction (Instr. 8) |
or Disposed of (D) (Instr. 3, 4 and 5) |
4. Securities Acquired (A) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6 Form: Direct (D) |
7. Nature Ownership of Indirect Beneficial Ownership |
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| Code | Amount | (A) or (D) |
Price | or Indirect (D) (Instr. 4) |
(Instr. 4) | ||||||
| Common Stock | 09/26/2017 | M | 9,753 | A | \$20.13 9,753 | D | |||||
| Common Stock | 09/26/2017 | S | 9,753 | D | \$58.1 | D | |||||
| Common Stock | 09/26/2017 | M | 8,315 | A | \$25.65 8,315 | D | |||||
| Common Stock | 09/26/2017 | S \$58.1 8,315 D |
0 | D |
Reminder: Report on a separate line for each class of securities beneficially owned directly.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
| (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 3) |
2 Conversion Date Price of Derivative Security |
3. Transaction or Exercise (Month/Day/Year) |
3A. Deemed Execution Date, if Transaction Derivative any (Month/Day/Year) (Instr. 8) |
4. Code |
5. Number of 6. Date Exercisable and Expiration Date Securities (Month/Day/Year) Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of 9. Number of Derivative Derivative Security Securities Beneficially (Instr. 5) Owned Following Reported Transaction(s) |
10. Ownership of Indirect Form of Derivative Ownership Security: Direct (D) or Indirect (1) |
11. Nature Beneficial (Instr. 4) |
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| Code | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
(Instr. 4) | (Instr. 4) | |||||||
| Stock Apprecaiation Rights (SAR"s) |
\$25.65 | 09/26/2017 | M | 15.000 03/31/2012 03/31/2018 | Common Stock |
8,315 | \$ 0 | 97,500 | D | ||||||
| Stock Apprecaiation Rights (SAR"s) |
\$20.13 | 09/26/2017 | M | 15,000 04/02/2013 04/02/2019 | Common Stock |
9,753 | \$ 0 | 82,500 | D |
Reporting Owners
| Relationships | |||||||
|---|---|---|---|---|---|---|---|
| Reporting Owner Name / Address | Director 10% Owner Officer | Other | |||||
| Klein Erez IC/O ORMAT TECHNOLOGIES, INC. 6225 NEIL ROAD RENO, NV 89511 |
S.V.P., Operations |
Signatures
| /s/ Ettv Rosner | 09/27/2017 |
|---|---|
| -Signature of Reporting Person | Date |
Explanation of Responses:
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 18tt(a).
Remarks:
Etty Rosner is signing on behalf of Mr. Klein pursuant to a power of attorney dated July 15, 2014.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Pocential pessons who are to respond to the collection of internation in this form are not required to respond mless the form displays a currently valid OMB number. (Back TQ