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ORMAT TECHNOLOGIES, INC. Director's Dealing 2016

Mar 10, 2016

6968_rns_2016-03-10_a4e75054-dd00-4324-8f96-22f2b6dec1bc.pdf

Director's Dealing

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Section 1: 4 (FORM 4)

FORM 4
Check this box if no
longer subject to

Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response 0.5

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

(Print or Type Responses)
1. Name and Address of Reporting Person *
FALK DAN
2. Issuer Name and Ticker or Trading Symbol
ORMAT TECHNOLOGIES, INC. [ORA]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director
_____ 10% Owner
(Last)
(First)
(Middle)
C/O ORMAT TECHNOLOGIES, INC., 6225 NEIL
ROAD
3. Date of Earliest Transaction (Month/Day/Year)
03/09/2016
_____ Officer (give title below) _____ Other (specify below)
(Street)
RENO, NV 89511
4. If Amendment, Date Original Filed (Month/Day/Year) 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction
Date
(Month/Day/Year)
2A. Deemed
Execution Date, if
any
(Month/Day/Year)
3.
Transaction
Code
(Instr. 8)
Code
4. Securities
Acquired (A) or
Disposed of (D)
(Instr. 3, 4 and 5)
(A)
or
V Amount
(D) Price
5. Amount of Securities Beneficially
Owned Following Reported
Transaction(s)
(Instr. 3 and 4)
6.
Ownership
Form:
Direct (D)
or Indirect
(I)
(Instr. 4)
7. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Common Stock
03/09/2016
M 7,500 A \$38.5 7,500 D
Common Stock
03/09/2016
S 7,500 D \$40.1 0 D
Common Stock
03/09/2016
M 7,500 A \$26.7 7,500 D
Common Stock
03/09/2016
S 7,500 D \$39.9 0 D

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1474 (9-02)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned

(e.g., puts, calls, warrants, options, convertible securities)
1. Title of
Derivative
Security
(Instr. 3)
2.
Conversion
or Exercise
Price of
Derivative
Security
3. Transaction
Date
(Month/Day/Year)
3A. Deemed
Execution Date, if
any
(Month/Day/Year)
4.
Transaction
Code
(Instr. 8)
5. Number
of
Derivative
Securities
Acquired
(A) or
Disposed
of (D)
(Instr. 3, 4,
and 5)
6. Date Exercisable and
Expiration Date
(Month/Day/Year)
7. Title and Amount
of Underlying
Securities
(Instr. 3 and 4)
8. Price of
Derivative
Security
(Instr. 5)
9. Number
of
Derivative
Securities
Beneficially
Owned
Following
Reported
Transaction
(s)
10.
Ownership
Form of
Derivative
Security:
Direct (D)
or Indirect
(I)
(Instr. 4)
11. Nature
of Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount
or
Number
of
Shares
(Instr. 4)
Stock
Option
(Right to
Buy)
\$38.5 03/09/2016 M 7,500 11/05/2010 11/05/2016 Common Stock 7,500 \$38.5 0 D
Stock
Option
(Right to
Buy)
\$26.7 03/09/2016 M 7,500 11/05/2014 11/05/2020 Common Stock 7,500 \$26.7 0 D

Reporting Owners

Relationships
Reporting Owner Name / Address Director 10% Owner Officer Other
FALK DAN
C/O ORMAT TECHNOLOGIES, INC.
X
6225 NEIL ROAD
RENO, NV 89511

Signatures

/s/ Etty Rosner 03/10/2016
**Signature of Reporting Person Date

Explanation of Responses:

  • * If the form is filed by more than one reporting person, see Instruction 4(b)(v).
  • ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Remarks:

Etty Rosner is signing on behalf of Dan Falk pursuant to a power of attorney dated 09/27/06.

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. (Back To Top)