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ORMAT TECHNOLOGIES, INC. — Director's Dealing 2016
Mar 10, 2016
6968_rns_2016-03-10_a4e75054-dd00-4324-8f96-22f2b6dec1bc.pdf
Director's Dealing
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Section 1: 4 (FORM 4)
| FORM 4 | |
|---|---|
| Check this box if no | |
| longer subject to |
Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
| OMB APPROVAL | |
|---|---|
| OMB Number: | 3235-0287 |
| Estimated average burden | |
| hours per response | 0.5 |
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
| (Print or Type Responses) | ||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Name and Address of Reporting Person * FALK DAN |
2. Issuer Name and Ticker or Trading Symbol ORMAT TECHNOLOGIES, INC. [ORA] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director _____ 10% Owner |
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| (Last) (First) (Middle) C/O ORMAT TECHNOLOGIES, INC., 6225 NEIL ROAD |
3. Date of Earliest Transaction (Month/Day/Year) 03/09/2016 |
_____ Officer (give title below) | _____ Other (specify below) | |||||||||
| (Street) RENO, NV 89511 |
4. If Amendment, Date Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
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| (City) | (State) | (Zip) | Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||
| 1.Title of Security (Instr. 3) |
2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) Code |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) (A) or V Amount (D) Price |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Common Stock 03/09/2016 |
M | 7,500 | A | \$38.5 7,500 | D | |||||||
| Common Stock 03/09/2016 |
S | 7,500 | D | \$40.1 0 | D | |||||||
| Common Stock 03/09/2016 |
M | 7,500 | A | \$26.7 7,500 | D | |||||||
| Common Stock 03/09/2016 |
S | 7,500 | D | \$39.9 0 | D |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1474 (9-02)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
| (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction (s) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
(Instr. 4) | |||||||
| Stock Option (Right to Buy) |
\$38.5 | 03/09/2016 | M | 7,500 11/05/2010 11/05/2016 Common | Stock | 7,500 | \$38.5 | 0 | D | |||||
| Stock Option (Right to Buy) |
\$26.7 | 03/09/2016 | M | 7,500 11/05/2014 11/05/2020 Common | Stock | 7,500 | \$26.7 | 0 | D |
Reporting Owners
| Relationships | ||||||||
|---|---|---|---|---|---|---|---|---|
| Reporting Owner Name / Address | Director 10% Owner Officer Other | |||||||
| FALK DAN C/O ORMAT TECHNOLOGIES, INC. |
X |
| 6225 NEIL ROAD | ||
|---|---|---|
| RENO, NV 89511 |
Signatures
| /s/ Etty Rosner | 03/10/2016 |
|---|---|
| **Signature of Reporting Person | Date |
Explanation of Responses:
- * If the form is filed by more than one reporting person, see Instruction 4(b)(v).
- ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Remarks:
Etty Rosner is signing on behalf of Dan Falk pursuant to a power of attorney dated 09/27/06.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. (Back To Top)