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ORMAT TECHNOLOGIES, INC. — Director's Dealing 2016
Mar 10, 2016
6968_rns_2016-03-10_9a284c30-70a6-47f2-8188-fba5e97efd70.pdf
Director's Dealing
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Section 1: 4 (FORM 4)
| FORM 4 | |
|---|---|
| Check this box if no | |
| longer subject to | |
| Section 16. Form 4 or |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
| OMB APPROVAL | |
|---|---|
| OMB Number: | 3235-0287 |
| Estimated average burden | |
| hours per response | 0.5 |
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Form 5 obligations may Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
Instruction 1(b). (Print or Type Responses)
continue. See
| 1. Name and Address of Reporting Person * Rosner Etty |
2. Issuer Name and Ticker or Trading Symbol ORMAT TECHNOLOGIES, INC. [ORA] |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _ Director 10% Owner _X Officer (give title below) _____ Other (specify below) SVP, Corporate Secretary |
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|---|---|---|---|---|---|---|---|---|---|---|---|
| (Last) (First) (Middle) C/O ORMAT TECHNOLOGIES, INC., 6225 NEIL ROAD |
3. Date of Earliest Transaction (Month/Day/Year) 03/07/2016 |
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| (Street) RENO, NV 89511 |
4. If Amendment, Date Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
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| (City) | (State) | (Zip) | Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||
| 1.Title of Security (Instr. 3) |
2. Transaction 2A. Deemed 3. 4. Securities Acquired Date Execution Date, if Transaction (A) or Disposed of (Month/Day/Year) any Code (D) (Month/Day/Year) (Instr. 8) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction (s) (Instr. 3 and 4) |
7. Nature of Indirect Beneficial Ownership |
||||||||
| Code | V Amount | (A) or (D) |
Price | or Indirect (I) (Instr. 4) |
(Instr. 4) | ||||||
| Common stock 03/08/2016 |
M | 3,055 | A | \$29.95 3,055 | D | ||||||
| Common stock 03/08/2016 |
S | 1,055 | D | \$39.36 2,000 | D | ||||||
| Common stock 03/08/2016 |
S | 2,000 | D | \$39.52 0 | D |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1474 (9-02)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
| (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
of (A) or (D) and 5) |
5. Number Derivative Securities Acquired Disposed of (Instr. 3, 4, |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
Security (Instr. 5) |
8. Price of 9. Number Derivative of Derivative Securities Owned Following Reported Transaction (s) |
Beneficially | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
(Instr. 4) | ||||||||||
| Stock Appreciation Rights (SARS) |
\$29.95 | 03/07/2016 | M | 12,000 04/16/2012 04/16/2017 Common | Stock | 3,055 | \$29.95 | 0 | D |
Reporting Owners
| Relationships | ||||||||
|---|---|---|---|---|---|---|---|---|
| Reporting Owner Name / Address | Director 10% Owner Officer | Other | ||||||
| Rosner Etty C/O ORMAT TECHNOLOGIES, INC. 6225 NEIL ROAD RENO, NV 89511 |
SVP, Corporate Secretary |
Signatures
| /s/ Etty Rosner | 03/09/2016 |
|---|---|
| **Signature of Reporting Person | Date |
Explanation of Responses:
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. (Back To Top)