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ORMAT TECHNOLOGIES, INC. — Director's Dealing 2016
Aug 10, 2016
6968_rns_2016-08-10_f2ad4ea1-7f23-43eb-a05d-9eeb42b9b814.pdf
Director's Dealing
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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
| OMB APPROVAL | ||||||
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| OMB Number: | 3235-0287 | |||||
| Estimated average burden | ||||||
| hours per response: | 0.5 |
| Check this box if no longer subject | |
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| to Section 16. Form 4 or Form 5 | |
| obligations may continue. See | |
| Instruction 1(b). |
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
| 1. Name and Address of Reporting Person* Granot David |
2. Issuer Name and Ticker or Trading Symbol ORMAT TECHNOLOGIES, INC. |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
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| [ ORA ] | X | Director | 10% Owner | ||||||
| (Last) (First) (Middle) C/O ORMAT TECHNOLOGIES, INC. 6225 NEIL ROAD |
Officer (give title below) |
Other (specify below) |
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| 3. Date of Earliest Transaction (Month/Day/Year) 08/08/2016 |
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| (Street) | 4. If Amendment, Date of Original Filed (Month/Day/Year) | Line) | 6. Individual or Joint/Group Filing (Check Applicable | ||||||
| RENO | NV | 89511 | X | Form filed by One Reporting Person Form filed by More than One Reporting Person |
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| (City) | (State) | (Zip) |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. 4. Securities Acquired (A) Transaction or Disposed Of (D) (Instr. Code (Instr. 3, 4 and 5) 8) |
5. Amount of Securities Beneficially Owned Following |
6. Ownership Form: Direct (D) or Indirect |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
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|---|---|---|---|---|---|---|---|---|---|---|
| Code | V | Amount | (A) or (D) |
Price | Reported (I) (Instr. 4) Transaction (s) (Instr. 3 and 4) |
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| Common Stock | 08/08/2016 | M | 3,500 | A | \$26.7 | 3,500 | D | |||
| Common Stock | 08/08/2016 | S | 3,500 | D | \$48.27 | 0 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction (s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
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| Non Qualified Stock Option (Right to Buy) |
\$26.7 | 08/08/2016 | A | 3,500 | 11/05/2014 | 11/05/2020 Common | Stock | 3,500 | \$26.7 | 15,000 | D |
Explanation of Responses:
Remarks:
Etty Rosner is signing on behalf of Mr. Granot pursuant to a power of attorney dated June 3, 2012.
| /s/ Etty Rosner | 08/10/2016 |
|---|---|
| ** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.