ORIX CORP — Director's Dealing 2018

Jun 6, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HOULIHAN LOKEY, INC. (HLI)
CIK: 0001302215
Period of Report: 2018-06-04

Reporting Person: ORIX HLHZ Holding LLC (10% Owner)
Reporting Person: ORIX CORP (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-06-04	Class A Common Stock	C	1985983	—	Acquired	2767983	Direct
2018-06-04	Class A Common Stock	S	2682983	$49.11	Disposed	85000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-06-04	Class B Common Stock	$	C	1985983	Disposed		Class A Common Stock (1985983)	Direct

Footnotes

F1: Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.

F2: Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates.