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Orion S.A. — Director's Dealing 2022
Nov 5, 2022
32986_dirs_2022-11-04_7065d846-187a-44a2-be9d-d13a6cc1678a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Orion Engineered Carbons S.A. (OEC)
CIK: 0001609804
Period of Report: 2022-07-01
Reporting Person: Davis Anthony Lynn (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-07-01 | Common Shares, no par value | A | 6439 | $0.00 | Acquired | 356439 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares, no par value | 237571 | Indirect |
| Common Shares, no par value | 1824242 | Indirect |
| Common Shares, no par value | 323403 | Indirect |
Footnotes
F1: Represents 6,439 restricted shares granted by the Issuer to the reporting person on July 01, 2022. These restricted shares vest on the day prior to the Issuer's 2023 Annual General Meeting of Shareholders.
F2: Held by Davis Investment Holdings, LLC, whose sole member is the Reporting Person.
F3: Held by Inherent ESG Opportunity Master, LP, a fund managed by Inherent Group, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F4: Held by Inherent CIO1, LLC, a fund managed by Inherent Group, LP, which is controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.