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ORION ENERGY SYSTEMS, INC. Director's Dealing 2016

Aug 9, 2016

34783_dirs_2016-08-09_aea880bb-229a-4d5d-9e3d-206c75ee0c70.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ORION ENERGY SYSTEMS, INC. (OESX)
CIK: 0001409375
Period of Report: 2016-08-05

Reporting Person: Green Scott A. (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-08-05 Common Stock A 106956 Acquired 165196 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 163743 Indirect
Common Stock 125270 Indirect

Footnotes

F1: Restricted stock granted to the reporting person under the 2016 Omnibus Incentive Plan. The restricted stock vests and becomes exercisable with respect to 1/3 of the restricted stock on each of August 5, 2017, 2018 and 2019, respectively.

F2: Shares owned by ANKMC, LLC, of which the reporting person is the sole member.