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ORION ENERGY SYSTEMS, INC. Director's Dealing 2015

Nov 10, 2015

34783_dirs_2015-11-10_e542ebdd-4196-45fe-b001-1b6cea54867e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ORION ENERGY SYSTEMS, INC. (OESX)
CIK: 0001409375
Period of Report: 2015-11-06

Reporting Person: Leslie James D (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-11-06 Common Stock A 5682 Acquired 76042 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Options (right to buy) $2.41 2023-05-28 Common Stock (36568) 36568 Direct

Footnotes

F1: Shares granted in lieu of cash for quarterly retainer and annual Committee Chairman fees pursuant to Issuer's 2004 Stock and Incentive Awards Plan.

F2: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 28, 2013, vests and becomes exercisable in three equal installments on December 31, 2013, 2014 and 2015, respectively.