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ORION ENERGY SYSTEMS, INC. — Director's Dealing 2015
Mar 4, 2015
34783_dirs_2015-03-04_a1af5b16-cc00-42dd-bdc5-a321bbb1d3a1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ORION ENERGY SYSTEMS, INC. (OESX)
CIK: 0001409375
Period of Report: 2015-03-02
Reporting Person: Schueller Thomas N (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-02 | Common Stock | P | 2000 | $3.60 | Acquired | 2000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10715 | Direct |
| Common Stock | 11496 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (right to buy) | $3.46 | 2020-05-18 | Common Stock (19912) | 19912 | Direct |
| Stock Options (right to buy) | $4.19 | 2021-05-23 | Common Stock (22045) | 22045 | Direct |
| Stock Options (right to buy) | $2.03 | 2022-06-12 | Common Stock (26646) | 26646 | Direct |
| Stock Options (right to buy) | $2.41 | 2023-05-28 | Common Stock (36568) | 36568 | Direct |
Footnotes
F1: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, became exercisable in three equal installments on May 18, 2011, 2012 and 2013, respectively.
F2: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 23, 2011, became exercisable in three equal installments on May 23, 2012, 2013 and 2014, respectively.
F3: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 12, 2012, vests and becomes exercisable in three equal installments on June 12, 2013, 2014 and 2015, respectively.
F4: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 28, 2013, vests and becomes exercisable in three equal installments on December 31, 2013, 2014 and 2015, respectively.