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ORION ENERGY SYSTEMS, INC. — Director's Dealing 2011
Nov 9, 2011
34783_dirs_2011-11-09_404ef38f-db69-4692-88ff-7abd1c3d5573.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ORION ENERGY SYSTEMS, INC. (OESX)
CIK: 0001409375
Period of Report: 2011-11-07
Reporting Person: Altschaefl Michael W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-11-07 | Common Stock | A | 5000 | — | Acquired | 35108 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (right to buy) | $3.81 | 2019-10-30 | Common Stock (5291) | 5291 | Direct |
| Stock Options (right to buy) | $3.46 | 2020-05-18 | Common Stock (19912) | 19912 | Direct |
| Stock Options (right to buy) | $4.19 | 2021-05-23 | Common Stock (22045) | 22045 | Direct |
Footnotes
F1: Shares granted in lieu of cash for quarterly retainer and annual Committee Chairman fees pursuant to Issuer's 2004 Stock and Incentive Awards Plan.
F2: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted October 30, 2009, vests and becomes exercisable in three equal installments on October 30, 2010, 2011 and 2012, respectively.
F3: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, vests and becomes exercisable in three equal installments on May 18, 2011, 2012 and 2013, respectively.
F4: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 23, 2011, vests and becomes exercisable in three equal installments on May 23, 2012, 2013 and 2014, respectively.