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ORION ENERGY SYSTEMS, INC. — Director's Dealing 2011
Apr 7, 2011
34783_dirs_2011-04-07_4cfe0f09-1ac9-49a6-bca3-98636f76312e.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ORION ENERGY SYSTEMS, INC. (OESX)
CIK: 0001409375
Period of Report: 2011-04-01
Reporting Person: Harris Michael W (Chief Financial Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1820 | Indirect |
| Common Stock | 1812 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (right to buy) | $3.45 | 2020-11-01 | Common Stock (50000) | Direct |
Footnotes
F1: Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted November 1, 2010, vests and becomes exercisable in 20% increments on November 1, 2011, 2012, 2013, 2014 and 2015, respectively.
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