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Origin Materials, Inc. — Major Shareholding Notification 2021
May 17, 2021
34370_mrq_2021-05-17_385fab03-bf5a-4fd4-a5d9-ef45e5c563d9.zip
Major Shareholding Notification
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SC 13G 1 tm2116645d1_sc13g.htm SC 13G
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G * /
(Rule 13d-102)
Artius Acquisition Inc.
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(Name of Issuer)
Class A ordinary shares, par value $0.0001 per share
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(Title of Class of Securities)
04316G105
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(CUSIP Number)
May 5, 2021
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Date of Event Which Requires Filing of the Statement
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| ¨ | Rule 13d-1(b) |
|---|---|
| x | Rule 13d-1(c) |
| ¨ | Rule 13d-1(d) |
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*/ The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP No. 04316G105 13G Page 2 of 14 Pages
| 1. | NAME OF REPORTING PERSON Citadel Advisors LLC |
|---|---|
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) ¨ |
| 3. | SEC USE ONLY |
| 4. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | SOLE VOTING POWER 0 |
|---|---|
| 6. | SHARED VOTING POWER 5,362,060 shares |
| 7. | SOLE DISPOSITIVE POWER 0 |
| 8. | SHARED DISPOSITIVE POWER See Row 6 above |
| 9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON See Row 6 above | |
|---|---|---|
| 10. | CHECK BOX IF THE AGGREGATE AMOUNT IN | |
| ROW (9) EXCLUDES CERTAIN SHARES | ¨ | |
| 11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.4% 1 | |
| 12. | TYPE OF REPORTING PERSON IA; OO; HC |
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1 The percentages reported in this Schedule 13G are based upon 72,450,000 Class A ordinary shares outstanding as of April 26, 2021 (according to the issuer’s Form 10-K/A as filed with the Securities and Exchange Commission on May 3, 2021). Except as described in the preceding sentence, all share numbers for the holdings of the reporting persons reported in this Schedule 13G are as of the opening of the market on May 17, 2021.
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CUSIP No. 04316G105 13G Page 3 of 14 Pages
| 1. | NAME OF REPORTING PERSON Citadel Advisors Holdings LP |
|---|---|
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) ¨ |
| 3. | SEC USE ONLY |
| 4. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | SOLE VOTING POWER 0 |
|---|---|
| 6. | SHARED VOTING POWER 5,362,060 shares |
| 7. | SOLE DISPOSITIVE POWER 0 |
| 8. | SHARED DISPOSITIVE POWER See Row 6 above |
| 9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON See Row 6 above | |
|---|---|---|
| 10. | CHECK BOX IF THE AGGREGATE AMOUNT IN | |
| ROW (9) EXCLUDES CERTAIN SHARES | ¨ | |
| 11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.4% | |
| 12. | TYPE OF REPORTING PERSON PN; HC |
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CUSIP No. 04316G105 13G Page 4 of 14 Pages
| 1. | NAME OF REPORTING PERSON Citadel GP LLC |
|---|---|
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) ¨ |
| 3. | SEC USE ONLY |
| 4. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | SOLE VOTING POWER 0 |
|---|---|
| 6. | SHARED VOTING POWER 5,362,060 shares |
| 7. | SOLE DISPOSITIVE POWER 0 |
| 8. | SHARED DISPOSITIVE POWER See Row 6 above. |
| 9. | AGGREGATE AMOUNT BENEFICIALLY OWNED
BY EACH REPORTING PERSON See Row 6 above. | |
| --- | --- | --- |
| 10. | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ¨ |
| 11. | PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (9) 7.4% | |
| 12. | TYPE OF REPORTING PERSON OO; HC | |
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CUSIP No. 04316G105 13G Page 5 of 14 Pages
| 1. | NAME OF REPORTING PERSON Citadel Securities LLC |
|---|---|
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) ¨ |
| 3. | SEC USE ONLY |
| 4. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | SOLE VOTING POWER 0 |
|---|---|
| 6. | SHARED VOTING POWER 527,539 shares |
| 7. | SOLE DISPOSITIVE POWER 0 |
| 8. | SHARED DISPOSITIVE POWER See Row 6 above. |
| 9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON See Row 6 above. | |
|---|---|---|
| 10. | CHECK BOX IF THE AGGREGATE AMOUNT | |
| IN ROW (9) EXCLUDES CERTAIN SHARES | ¨ | |
| 11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.7% | |
| 12. | TYPE OF REPORTING PERSON BD, OO |
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CUSIP No. 04316G105 13G Page 6 of 14 Pages
| 1. | NAME OF REPORTING PERSON CALC IV LP |
|---|---|
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) ¨ |
| 3. | SEC USE ONLY |
| 4. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | SOLE VOTING POWER 0 |
|---|---|
| 6. | SHARED VOTING POWER 527,539 shares |
| 7. | SOLE DISPOSITIVE POWER 0 |
| 8. | SHARED DISPOSITIVE POWER See Row 6 above. |
| 9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON See Row 6 above. | |
|---|---|---|
| 10. | CHECK BOX IF THE AGGREGATE AMOUNT | |
| IN ROW (9) EXCLUDES CERTAIN SHARES | ¨ | |
| 11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.7% | |
| 12. | TYPE OF REPORTING PERSON PN; HC |
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CUSIP No. 04316G105 13G Page 7 of 14 Pages
| 1. | NAME OF REPORTING PERSON Citadel Securities GP LLC |
|---|---|
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) ¨ |
| 3. | SEC USE ONLY |
| 4. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | SOLE VOTING POWER 0 |
|---|---|
| 6. | SHARED VOTING POWER 527,539 shares |
| 7. | SOLE DISPOSITIVE POWER 0 |
| 8. | SHARED DISPOSITIVE POWER See Row 6 above. |
| 9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON See Row 6 above. | |
|---|---|---|
| 10. | CHECK BOX IF THE AGGREGATE AMOUNT IN | |
| ROW (9) EXCLUDES CERTAIN SHARES | ¨ | |
| 11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.7% | |
| 12. | TYPE OF REPORTING PERSON OO; HC |
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CUSIP No. 04316G105 13G Page 8 of 14 Pages
| 1. | NAME OF REPORTING PERSON Kenneth Griffin |
|---|---|
| 2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) ¨ |
| 3. | SEC USE ONLY |
| 4. | CITIZENSHIP OR PLACE OF ORGANIZATION U.S. Citizen |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | SOLE VOTING POWER 0 |
|---|---|
| 6. | SHARED VOTING POWER 5,889,599 shares |
| 7. | SOLE DISPOSITIVE POWER 0 |
| 8. | SHARED DISPOSITIVE POWER See Row 6 above |
| 9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON See Row 6 above | |
|---|---|---|
| 10. | CHECK BOX IF THE AGGREGATE AMOUNT IN | |
| ROW (9) EXCLUDES CERTAIN SHARES | ¨ | |
| 11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 8.1% | |
| 12. | TYPE OF REPORTING PERSON IN; HC |
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CUSIP No. 04316G105 13G Page 9 of 14 Pages
| Item 1(a) |
|---|
| Artius Acquisition Inc. |
| Item 1(b) |
|---|
| 3 Columbus Circle, Suite 2215, |
| New York, New York 10019 |
| Item 2(a) |
| --- |
| This Schedule 13G is being jointly filed by Citadel Advisors LLC (“Citadel Advisors”),
Citadel Advisors Holdings LP (“CAH”), Citadel GP LLC (“CGP”), Citadel Securities LLC (“Citadel
Securities”), CALC IV LP (“CALC4”), Citadel Securities GP LLC (“CSGP”) and Mr. Kenneth
Griffin (collectively with Citadel Advisors, CAH, CGP, Citadel Securities, CALC4 and CSGP, the “Reporting
Persons”) with respect to Class A ordinary shares (and options to purchase Class A ordinary shares)
of the above-named issuer owned by Citadel Multi-Strategy Equities Master Fund Ltd., a Cayman Islands company (“CM”),
and Citadel Securities. |
| Citadel Advisors is the portfolio manager for CM. CAH is the
sole member of Citadel Advisors. CGP is the general partner of CAH. CALC4 is the non-member manager of Citadel Securities. CSGP is the
general partner of CALC4. Mr. Griffin is the President and Chief Executive Officer of CGP, and owns a controlling interest in CGP
and CSGP. |
| The filing of this statement shall not be construed as an admission
that any of the Reporting Persons is the beneficial owner of any securities covered by the statement other than the securities actually
owned by such person (if any). |
| Item 2(b) |
|---|
| The address of the principal business office of each of the Reporting Persons is 131 |
| S. Dearborn Street, 32nd Floor, Chicago, Illinois 60603. |
| Item 2(c) |
| --- |
| Each of Citadel Advisors, CGP, Citadel Securities and CSGP is organized as a limited
liability company under the laws of the State of Delaware. Each of CALC4 and CAH is organized as a limited partnership
under the laws of the State of Delaware. Mr. Griffin is a U.S. citizen. |
| Item 2(d) |
|---|
| Class A ordinary shares, par |
| value $0.0001 per share |
| Item 2(e) |
|---|
| 04316G105 |
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CUSIP No. 04316G105 13G Page 10 of 14 Pages
Item 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
(a) ¨ Broker or dealer registered under Section 15 of the Exchange Act;
(b) ¨ Bank as defined in Section 3(a)(6) of the Exchange Act;
(c) ¨ Insurance company as defined in Section 3(a)(19) of the Exchange Act;
(d) ¨ Investment company registered under Section 8 of the Investment Company Act;
(e) ¨ An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
(f) ¨ An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
(g) ¨ A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
(h) ¨ A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
(i) ¨ A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;
(j) ¨ A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J);
(k) ¨ Group, in accordance with Rule 13d-1(b)(1)(ii)(K).
If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution: ______.
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CUSIP No. 04316G105 13G Page 11 of 14 Pages
Item 4 Ownership
A. Citadel Advisors LLC, Citadel Advisors Holdings LP and Citadel GP LLC
(a) Each of Citadel Advisors LLC, Citadel Advisors Holdings LP and Citadel GP LLC may be deemed to beneficially own 5,362,060 Class A ordinary shares.
(b) The number of shares that each of Citadel Advisors LLC, Citadel Advisors Holdings LP and Citadel GP LLC may be deemed to beneficially own constitutes approximately 7.4% of the Class A ordinary shares outstanding.
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0
(ii) shared power to vote or to direct the vote: 5,362,060
(iii) sole power to dispose or to direct the disposition of: 0
(iv) shared power to dispose or to direct the disposition of: 5,362,060
B. Citadel Securities LLC
(a) Citadel Securities LLC may be deemed to beneficially own 527,539 Class A ordinary shares.
(b) The number of shares that Citadel Securities LLC may be deemed to beneficially own constitutes approximately 0.7% of the Class A ordinary shares outstanding.
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0
(ii) shared power to vote or to direct the vote: 527,539
(iii) sole power to dispose or to direct the disposition of: 0
(iv) shared power to dispose or to direct the disposition of: 527,539
C. CALC IV LP and Citadel Securities GP LLC
(a) Each of CALC IV LP and Citadel Securities GP LLC may be deemed to beneficially own 527,539 Class A ordinary shares.
(b) The number of shares that each of CALC IV LP and Citadel Securities GP LLC may be deemed to beneficially own constitutes approximately 0.7% of the Class A ordinary shares outstanding.
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CUSIP No. 04316G105 13G Page 12 of 14 Pages
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0
(ii) shared power to vote or to direct the vote: 527,539
(iii) sole power to dispose or to direct the disposition of: 0
(iv) shared power to dispose or to direct the disposition of: 527,539
D. Kenneth Griffin
(a) Mr. Griffin may be deemed to beneficially own 5,889,599 Class A ordinary shares.
(b) The number of shares that Mr. Griffin may be deemed to beneficially own constitutes approximately 8.1% of the Class A ordinary shares outstanding.
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 0
(ii) shared power to vote or to direct the vote: 5,889,599
(iii) sole power to dispose or to direct the disposition of: 0
(iv) shared power to dispose or to direct the disposition of: 5,889,599
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CUSIP No. 04316G105 13G Page 13 of 14 Pages
| Item
5 |
| --- |
| If this statement is being filed to report the fact that as of the date hereof the reporting person
has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following ¨ . |
| Item 6 |
|---|
| Not Applicable |
| Item 7 |
|---|
| See Item 2 above |
| Item 8 |
|---|
| Not Applicable |
| Item 9 |
|---|
| Not Applicable |
| Item 10 |
| --- |
| By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing
the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction
having that purpose or effect. |
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CUSIP No. 04316G105 13G Page 14 of 14 Pages
After reasonable inquiry and to the best of its knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
Dated this 17 th day of May, 2021.
| /s/ Guy Miller | /s/ Gregory Johnson |
|---|---|
| Guy Miller, Authorized Signatory | Gregory Johnson, Authorized Signatory |
| /s/ Guy Miller | /s/ Gregory Johnson |
|---|---|
| Guy Miller, Authorized Signatory | Gregory Johnson, Authorized Signatory |
| /s/ Guy Miller | /s/ Gregory Johnson |
|---|---|
| Guy Miller, Authorized Signatory | Gregory Johnson, Authorized Signatory |
| KENNETH GRIFFIN | |
|---|---|
| By: | /s/ Gregory Johnson |
| Gregory Johnson, attorney-in-fact * |
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- Gregory Johnson is signing on behalf of Kenneth Griffin as attorney-in-fact pursuant to a power of attorney previously filed with the Securities and Exchange Commission, and hereby incorporated by reference herein. The power of attorney was filed as an attachment to a filing by Citadel Advisors LLC on Schedule 13G for Jaws Acquisitions Corp. on February 1, 2021.
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