Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

ORIGIN ENERGY LIMITED Major Shareholding Notification 2017

Jul 3, 2017

65507_rns_2017-07-03_32ce8af5-f18d-458a-a3cc-349038069c9f.pdf

Major Shareholding Notification

Open in viewer

Opens in your device viewer

605 page 1/2 15 July 2001

Form 605

Corporations Act 2001 Section 671B

Notice of ceasing to be a substantial holder

To Company Name/Scheme ORIGIN ENERGY LTD ACN/ARSN 000 051 696

1. Details of substantial holder(1)

Name BlackRock Group (BlackRock Inc. and subsidiaries named in Annexures

ACN/ARSN (if applicable) to this form)

The holder ceased to be a substantial holder on 30 / / 06 2017 The previous notice was given to the company on 21 / / 06 2017 The previous notice was dated 19 / / 06 2017

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of
change (4)
Consideration
given in relation
to change(5)
Class (6) and
number of
securities
affected
Person's votes
affected
Annexure A & C

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association

4. Addresses

The addresses of persons named in this form are as follows:

Name Address
Annexure B

Signature

print name
sign here
capacity
Kayla Mulvihill
*Authorised Signatory
date
/
/
04
07
2017

605 page 2/2 15 July 2001

DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.

  • (2) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

  • (3) See the definition of "associate" in section 9 of the Corporations Act 2001.

(4) Include details of:

  • (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • (5) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

  • (6) The voting shares of a company constitute one class unless divided into separate classes.

  • (7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

Annexure A

This is Annexure A of 3 pages referred to in form 605 Notice of ceasing to be a substantial shareholder

Kayla Mulvihill, Authorised Signatory

04-Jul-17 Date

2. Changes in relevant interests

ORIGIN ENERGY LTD (ORG)
Date of
Change
Person whose relevant interest
changed
Nature of change
Consideration given in
change (5)
(4) /
relation to
CCY Class (6) and number of
securities affected
Person's
votes affected
20-Jun-17 BlackRock Investment Management on mkt sell 7.05 AUD ord -27,193 -27,193
(Australia)Limited
20-Jun-17 BlackRock Advisors(UK)Limited on mkt buy 6.99 AUD ord 3,515 3,515
20-Jun-17 BlackRock Advisors(UK)Limited on mkt buy 6.99 AUD ord 17,800 17,800
20-Jun-17 BlackRock Advisors(UK)Limited on mkt buy 6.99 AUD ord 4,305 4,305
20-Jun-17 BlackRock Fund Advisors on mkt sell 6.99 AUD ord -46,573 -46,573
20-Jun-17 BlackRock Fund Advisors on mkt sell 6.99 AUD ord -22,680 -22,680
20-Jun-17 BlackRock Fund Advisors on mkt sell 6.99 AUD ord -10,850 -10,850
20-Jun-17 BlackRock Fund Advisors on mkt sell 6.99 AUD ord -9,149 -9,149
20-Jun-17 BlackRock Advisors(UK)Limited on mkt buy 7.05 AUD ord 67,640 67,640
20-Jun-17 BlackRock Fund Advisors in specie n/a AUD ord 15,510 15,510
20-Jun-17 BlackRock Fund Advisors in specie n/a AUD ord -23,568 -23,568
20-Jun-17 BlackRock Institutional Trust in specie n/a AUD ord -7,674 -7,674
Company,National Association
20-Jun-17 BlackRock Advisors(UK)Limited in specie n/a AUD ord -174,134 -174,134
20-Jun-17 BlackRock Advisors(UK)Limited in specie n/a AUD ord -77,057 -77,057
20-Jun-17 BlackRock Advisors(UK)Limited in specie n/a AUD ord -7,866 -7,866
20-Jun-17 BlackRock Advisors(UK)Limited in specie n/a AUD ord -10,117 -10,117
20-Jun-17 BlackRock Japan Co.,Ltd. collateral transfer n/a AUD ord -5 -5
20-Jun-17 BlackRock Advisors(UK)Limited collateral transfer n/a AUD ord 4,228 4,228
21-Jun-17 BlackRock Advisors(UK)Limited on mkt buy 6.80 AUD ord 830 830
21-Jun-17 BlackRock Institutional Trust on mkt sell 6.78 AUD ord -115,522 -115,522
Company,National Association
21-Jun-17 BlackRock Advisors(UK)Limited on mkt buy 6.77 AUD ord 10,680 10,680
21-Jun-17 BlackRock Institutional Trust on mkt buy 6.77 AUD ord 3,305 3,305
Company,National Association
21-Jun-17 BlackRock Fund Advisors in specie n/a AUD ord 2,346 2,346
21-Jun-17 BlackRock Fund Advisors in specie n/a AUD ord 14,108 14,108
21-Jun-17 BlackRock Japan Co.,Ltd. collateral transfer n/a AUD ord 1,356,708 1,356,708
21-Jun-17 BlackRock Advisors(UK)Limited collateral transfer n/a AUD ord -160,924 -160,924
22-Jun-17 BlackRock Institutional Trust in specie n/a AUD ord 39,244 39,244
Company,National Association
22-Jun-17 BlackRock Institutional Trust in specie n/a AUD ord -39,244 -39,244
Company,National Association
22-Jun-17 BlackRock Advisors(UK)Limited on mkt buy 6.89 AUD ord 615 615
22-Jun-17 BlackRock Advisors(UK)Limited on mkt sell 6.89 AUD ord -28,480 -28,480
22-Jun-17 BlackRock Institutional Trust on mkt buy 6.90 AUD ord 76,779 76,779
Company,National Association
22-Jun-17 BlackRock Institutional Trust in specie n/a AUD ord -47,074 -47,074
Company,National Association
22-Jun-17 BlackRock Advisors(UK)Limited in specie n/a AUD ord -326,910 -326,910
22-Jun-17 BlackRock Investment Management in specie n/a AUD ord 326,910 326,910
(UK)Limited
22-Jun-17 BlackRock Investment Management in specie n/a AUD ord 86,759 86,759
(UK)Limited
22-Jun-17 BlackRock Advisors(UK)Limited in specie n/a AUD ord -86,759 -86,759
22-Jun-17 BlackRock Japan Co.,Ltd. collateral transfer n/a AUD ord -671,304 -671,304
22-Jun-17 BlackRock Advisors(UK)Limited collateral transfer n/a AUD ord 13,854 13,854
22-Jun-17 BlackRock Investment Management, collateral transfer n/a AUD ord 46,970 46,970
LLC
22-Jun-17 BlackRock Investment Management collateral transfer n/a AUD ord 212,527 212,527
(UK)Limited
22-Jun-17 BlackRock Asset Management North collateral transfer n/a AUD ord 816 816
Asia Limited
23-Jun-17 BlackRock Financial Management, on mkt buy 6.93 AUD ord 196 196
Inc.
23-Jun-17 BlackRock Advisors(UK)Limited on mkt sell 6.93 AUD ord -7,030 -7,030
23-Jun-17 BlackRock Advisors(UK)Limited on mkt buy 6.92 AUD ord 616 616
23-Jun-17 BlackRock Advisors(UK)Limited on mkt buy 6.92 AUD ord 1,232 1,232
23-Jun-17 BlackRock Institutional Trust on mkt sell 6.92 AUD ord -15,760 -15,760
Company,National Association
23-Jun-17 BlackRock Institutional Trust on mkt sell 6.92 AUD ord -17,149 -17,149
Company,National Association
23-Jun-17 BlackRock Institutional Trust on mkt sell 6.92 AUD ord -10,938 -10,938
Company,National Association
23-Jun-17 BlackRock Investment Management in specie n/a AUD ord 174,134 174,134
(UK) Limited

ORG

page 1 of 3

Date of
Change
Person whose relevant interest
changed
Nature of change
Consideration given in
change (5)
(4) /
relation to
CCY Class (6) and number of
securities affected
Class (6) and number of
securities affected
Person's
votes affected
23-Jun-17 BlackRock Investment Management in specie n/a AUD ord 7,866 7,866
(UK)Limited
23-Jun-17 BlackRock Investment Management in specie n/a AUD ord 77,057 77,057
(UK)Limited
23-Jun-17 BlackRock Investment Management in specie n/a AUD ord 10,117 10,117
(UK)Limited
23-Jun-17 BlackRock Japan Co.,Ltd. collateral transfer n/a AUD ord 151,230 151,230
23-Jun-17 BlackRock Advisors(UK)Limited collateral transfer n/a AUD ord 271,418 271,418
23-Jun-17 BlackRock Investment Management, collateral transfer n/a AUD ord -39,372 -39,372
LLC
23-Jun-17 BlackRock Investment Management collateral transfer n/a AUD ord -174,582 -174,582
(UK)Limited
23-Jun-17 BlackRock Asset Management North collateral transfer n/a AUD ord -661 -661
Asia Limited
26-Jun-17 BlackRock Fund Advisors in specie n/a AUD ord 13,350 13,350
26-Jun-17 BlackRock Fund Advisors in specie n/a AUD ord -10,800 -10,800
26-Jun-17 BlackRock Fund Advisors in specie n/a AUD ord -23,391 -23,391
26-Jun-17 BlackRock Fund Advisors in specie n/a AUD ord 14,934 14,934
26-Jun-17 BlackRock Japan Co.,Ltd. collateral transfer n/a AUD ord -72,819 -72,819
26-Jun-17 BlackRock Advisors(UK)Limited collateral transfer n/a AUD ord 0 0
26-Jun-17 BlackRock Investment Management, collateral transfer n/a AUD ord -7,597 -7,597
LLC
26-Jun-17 BlackRock Investment Management collateral transfer n/a AUD ord -37,945 -37,945
(UK)Limited
26-Jun-17 BlackRock Asset Management North collateral transfer n/a AUD ord -154 -154
Asia Limited
27-Jun-17 BlackRock Investment Management in specie n/a AUD ord -88,618 -88,618
(UK)Limited
27-Jun-17 BlackRock Investment Management on mkt buy 6.81 AUD ord 38,817 38,817
(UK)Limited
27-Jun-17 BlackRock Advisors(UK)Limited on mkt buy 6.81 AUD ord 3,042 3,042
27-Jun-17 BlackRock Investment Management on mkt buy 6.82 AUD ord 1,285 1,285
(Australia)Limited
27-Jun-17 BlackRock Advisors(UK)Limited on mkt buy 6.82 AUD ord 3,559 3,559
27-Jun-17 BlackRock Institutional Trust on mkt buy 6.82 AUD ord 41,803 41,803
Company,National Association
27-Jun-17 BlackRock Institutional Trust on mkt sell 6.82 AUD ord -36,129 -36,129
Company,National Association
27-Jun-17 BlackRock Fund Advisors in specie n/a AUD ord 40,050 40,050
27-Jun-17 BlackRock Fund Advisors in specie n/a AUD ord 17,355 17,355
27-Jun-17 BlackRock Fund Advisors in specie n/a AUD ord -3,600 -3,600
27-Jun-17 BlackRock Fund Advisors in specie n/a AUD ord -1,077 -1,077
27-Jun-17 BlackRock Fund Advisors in specie n/a AUD ord 620 620
27-Jun-17 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ord 0 0
28-Jun-17 BlackRock Fund Advisors on mkt buy 6.80 AUD ord 9,619 9,619
28-Jun-17 BlackRock Fund Advisors on mkt buy 6.79 AUD ord 20,513 20,513
28-Jun-17 BlackRock Fund Advisors in specie n/a AUD ord 20,025 20,025
28-Jun-17 BlackRock Japan Co., Ltd. collateral transfer n/a AUD ord -58,286 -58,286
28-Jun-17 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ord 46,634 46,634
29-Jun-17 BlackRock Advisors (UK) Limited on mkt buy 6.83 AUD ord 3,042 3,042
29-Jun-17 BlackRock Fund Advisors in specie n/a AUD ord 20,160 20,160
29-Jun-17 BlackRock Fund Advisors in specie n/a AUD ord 20,160 20,160
29-Jun-17 BlackRock Japan Co., Ltd. collateral transfer n/a AUD ord -116,009 -116,009
29-Jun-17 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ord 0 0
30-Jun-17 BlackRock Advisors (UK) Limited on mkt sell 6.86 AUD ord -2,825 -2,825
30-Jun-17 BlackRock Advisors (UK) Limited on mkt buy 6.86 AUD ord 1,232 1,232
30-Jun-17 BlackRock Asset Management on mkt buy 6.86 AUD ord 42,872 42,872
Canada Limited
30-Jun-17 BlackRock Fund Advisors on mkt sell 6.86 AUD ord -9,675 -9,675
30-Jun-17 BlackRock Institutional Trust on mkt buy 6.86 AUD ord 11,089 11,089
Company,National Association
30-Jun-17 BlackRock Investment Management on mkt sell 6.86 AUD ord -42,924 -42,924
(Australia)Limited
30-Jun-17 BlackRock Fund Advisors in specie n/a AUD ord 53,760 53,760

ORG

page 2 of 3

Date of
Change
Person whose relevant interest
changed
Nature of change
Consideration given in
change (5)
(4) /
relation to
CCY Class (6) and number of
securities affected
Class (6) and number of
securities affected
Person's
votes affected
30-Jun-17 BlackRock Fund Advisors in specie n/a AUD ord 20,160 20,160
30-Jun-17 BlackRock Fund Advisors in specie n/a AUD ord 33,600 33,600
30-Jun-17 BlackRock Fund Advisors in specie n/a AUD ord -46,782 -46,782
30-Jun-17 BlackRock Japan Co., Ltd. collateral transfer n/a AUD ord -589,521 -589,521
30-Jun-17 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ord -2,189,470 -2,189,470

ORG

page 3 of 3

Annexure B

This is Annexure B of 1 pages referred to in form 605 Notice of ceasing to be a substantial shareholder

04-Jul-17 Kayla Mulvihill, Date Authorised Signatory

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
BlackRock Group
BlackRock Inc. 55 East 52nd Street
New York NY 10055 USA
BlackRock Advisors (UK) Limited 12 Throgmorton Avenue.
London, EC2N 2DL,
United Kingdom
BlackRock Asset Management Canada Limited 161 Bay Street, Suite 2500
Toronto, Ontario M5J 2S1
Canada
BlackRock Asset Management North Asia Limited 15/F, 16/F, 17/F Citibank Tower & 17/F ICBC Tower,
3 Garden Road,Central,HongKong
BlackRock Financial Management, Inc. 1209 Orange Street,
Wilmington, New Castle County,
Delaware 19801,United States
BlackRock Fund Advisors 400 Howard Street
San Francisco, CA, 94105
United States
BlackRock Institutional Trust Company, National 1225 17th Street,
Association Suite 300,
Denver,CO 80202(Colorado,USA)
BlackRock Investment Management (Australia) Limited Level 26, 101 Collins Street
Melbourne VIC 3000
Australia(Victoria,Australia)
BlackRock Investment Management (UK) Limited 12 Throgmorton Avenue
London EC2N 2DL
United Kingdom
BlackRock Investment Management, LLC 1209 Orange Street,
Wilmington, New Castle County,
Delaware 19801,United States
BlackRock Japan Co., Ltd. Marunouchi Trust Tower Main,
1-8-3 Marunouchi,
Chiyoda-ku,Tokyo 100-8217(Japan)

ORG

page 1 of 1

Annexure C

This is Annexure C of 1 page referred to in form 605 Notice of ceasing to be a substantial shareholder

04-Jul-17
Kayla Mulvihill, Authorised Signatory
Date
04-Jul-17
Kayla Mulvihill, Authorised Signatory
Date
Type of agreement: Global Master Securities Lending Agreement
Parties to agreement: Party A - Citigroup Global Markets Limited
Party B - HSBC Institutional Trust Services (Asia) Limited
Transfer date: Refer to Annexure A (transactions identified as collateral
transfers)
Holder of voting rights: BlackRock Asset Management North Asia Limited (as
investment manager for the funds)
Are there any restrictions on voting rights?
If yes, detail
Yes. Unless otherwise agreed between the parties, the
Registered Owner will not exercise any voting rights.
Scheduled return date (if any): Not applicable.
Does the borrower have the right to return
early?
If yes, detail
Yes.
Upon an Event of Default under the GMSLA, the GMSLA
provides, broadly, that both parties payment and delivery
obligations will be accelerated and replaced with an obligation of
one party to pay a single cash sum to the other determined in
accordance with the provisions of the GMSLA (as modified by
the Annex). The GMSLA provides that the parties’ right to
terminate the Agreement upon notice will not affect the parties’
existing obligations in respect of any outstanding loans of
securities. The Annex amended and restricted the Borrower's
termination rights – i.e. Borrower may not have the right to
terminate and return the borrowed securities - as the Borrower
was to borrow the securities issued by it (or its sister company)
to provide protection against the insolvency of the issuer and so
usual rights of termination in a GMSLA were restricted.
Subject to the terms of the relevant Loan, the Borrower, may
early terminate a Loan and return Equivalent Securities at any
time provided that it “shall cease to have such entitlement if an
Act of Insolvency with respect to any Security Issuer or any of
the Borrower’s or any Security Issuer’s affiliates has occurred,
or any such person takes any steps preparatory to any of the
matters which would constitute an Act of Insolvency
Does the lender have the right to recall early?
If yes, detail
Yes, at notice.
Will the securities be returned on settlement?
If yes, detail any exceptions
Yes.

A copy of this agreement will be provided to ORIGIN ENERGY LTD or the Australian Securities and Investments Commission upon request.

ORG page 1 of 1