AI assistant
ORIGIN ENERGY LIMITED — Major Shareholding Notification 2017
Aug 14, 2017
65507_rns_2017-08-14_b3ee1a3c-9a31-4d74-a375-764e8f0a1acd.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer
603 page 1/2 15 July 2001
Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To Company Name/Scheme
ORIGIN ENERGY LTD
ACN/ARSN
000 051 696
1. Details of substantial holder (1)
Name
BlackRock Group (BlackRock Inc. and subsidiaries named in AnnexuresACN/ARSN (if applicable)
to this form)
The holder became a substantial holder on
11 08 / / 2017
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
ord |
89,039,017 |
89,039,017 |
5.07 |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| llows: | ||
|---|---|---|
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
Annexure A & D |
||
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
see Annexure A |
|||
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) |
Consideration (9) |
Class and number of securities |
|---|---|---|---|---|
| Cash | Non-cash | |||
see Annexure B |
||||
603 page 2/2 15 July 2001
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
==> picture [455 x 134] intentionally omitted <==
----- Start of picture text -----
Name and ACN/ARSN (if applicable) Nature of association
see Annexure A
7. Addresses
The addresses of persons named in this form are as follows:
Name Address
see Annexure C
----- End of picture text -----
Signature
print name Maria Tricarico capacity Authorised Signatory* sign here date 15 / 08 / 2017
DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
-
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
-
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
-
(4) The voting shares of a company constitute one class unless divided into separate classes.
-
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
-
(6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
-
(7) Include details of:
-
(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
-
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
-
(8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".
-
(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
Annexure A
This is Annexure A of 7 pages referred to in form 603 Notice of initial substantial shareholder
| 15-Aug-17 | |
|---|---|
| Maria Tricarico, | Date |
| Authorised Signatory |
3. Details of Relevant Interests
4. Details of present registered holders
6. Associates
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | BNYM-BANK OF NY BRUS | ORD | 30,139 | 30,139 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 82,471 | 82,471 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ORD | 265,400 | 265,400 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Singapore) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 15,069 | 15,069 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | SINGAPORE | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ORD | 5,909,003 | 5,909,003 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM - J.P. Morgan Zurich | ORD | 170,386 | 170,386 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ORD | 1,212,567 | 1,212,567 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 459,091 | 459,091 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. |
ORG
page 1 of 7
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | RBC-DEXIA BIL- LONDON | ORD | 512,235 | 512,235 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | RBC-RBC DEXIA | ORD | 74,172 | 74,172 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 4,546,534 | 4,546,534 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | DUBLIN | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | STATE STREET BANK, | ORD | 8,295 | 8,295 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | MUNICH, ZURICH | BlackRock Inc. | ||||
| investment manager or trustee. | BRANCH | ||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | UBS- UBS- ZURICH | ORD | 38,985 | 38,985 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 2,705 | 2,705 | subsidiary of | |
| securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 1,255,318 | 1,255,318 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 82,958 | 82,958 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ORD | 7,817 | 7,817 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 776,302 | 776,302 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, HONG | ORD | 2,648 | 2,648 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | HSBC-HSBC, HONG | ORD | 6,785 | 6,785 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | ORD | 2,456 | 2,456 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. |
ORG
page 2 of 7
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ORD | 37,494 | 37,494 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | ||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ORD | 76,537 | 76,537 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | HSBC-HSBC - LONDON | ORD | 31,115 | 31,115 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 200,243 | 200,243 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | RBC-ROYAL TRUST - | ORD | 146,210 | 146,210 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | TORONTO | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ORD | 21,816 | 21,816 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | SSB-STATE STATE HONG | ORD | 6,099 | 6,099 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ORD | 75,012 | 75,012 | subsidiary of | |
| securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 310,348 | 310,348 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 106,906 | 106,906 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 22,351,358 | 22,351,358 | subsidiary of | |
| securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BNP PARIBAS LON | ORD | 112,971 | 112,971 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ORD | 1,865,623 | 1,865,623 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. |
ORG
page 3 of 7
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 251,524 | 251,524 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 631,098 | 631,098 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB BOSTON | ORD | 39,376 | 39,376 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ORD | 1,295,126 | 1,295,126 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STATE HONG | ORD | 687,430 | 687,430 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 90,783 | 90,783 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 22,182,078 | 22,182,078 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 61,039 | 61,039 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 600,488 | 600,488 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP-BNP PARIBAS | ORD | 291,647 | 291,647 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | AUSTRALIA - COGENT | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ORD | 19,620 | 19,620 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | SYDNEY | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ORD | 4,848,006 | 4,848,006 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | AUSTRALIA BANK | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | LIMITED - MELBOURNE | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | ORD | 846,716 | 846,716 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. |
ORG
page 4 of 7
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | AP7 | ORD | 238,599 | 238,599 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP-BNP Paribas Milan | ORD | 57,243 | 57,243 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BANK OF NY BRUS | ORD | 788,398 | 788,398 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ORD | 894,236 | 894,236 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CB-CACEIS BANK | ORD | 11,639 | 11,639 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, LONDON | ORD | 1,197,532 | 1,197,532 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | HSBC-HSBC - LONDON | ORD | 470,118 | 470,118 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 126,079 | 126,079 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | KAS-KAS BANK - | ORD | 133,578 | 133,578 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | AMSTERDAM | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 1,815,875 | 1,815,875 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SEB-SKANDINAVISKA | ORD | 60,662 | 60,662 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | ENSKILDA BANKEN | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STATE HONG | ORD | 75,057 | 75,057 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 406,322 | 406,322 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. |
ORG
page 5 of 7
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 116,308 | 116,308 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK, GERMANY | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 580,720 | 580,720 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ORD | 1,112,845 | 1,112,845 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 1,102,617 | 1,102,617 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 19,370 | 19,370 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | ||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | USB-US BANK | ORD | 33,174 | 33,174 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ORD | 23,421 | 23,421 | subsidiary of | |
| securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | |||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 2,224,739 | 2,224,739 | subsidiary of | |
| securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | SSB-State Street Bank And | ORD | 146 | 146 | subsidiary of | |
| securities and/or the power to dispose of securities as | Trust Co. | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 35,299 | 35,299 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 0 | 0 | subsidiary of | |
| securities and/or the power to dispose of securities as | TRUST & BANKING | BlackRock Inc. | |||||
| investment manager or trustee. | TOKYO | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ORD | 140,861 | 140,861 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. |
ORG
page 6 of 7
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ORD | 1,196,396 | 1,196,396 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | AUSTRALIA BANK | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | LIMITED - MELBOURNE | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ORD | 3,529,784 | 3,529,784 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacity as responsible entity. |
ORG
page 7 of 7
Annexure B
This is Annexure B of 10 pages referred to in form 603 Notice of initial substantial shareholder
15-Aug-17 Maria Tricarico, Date Authorised Signatory
5. Consideration
ORIGIN ENERGY LTD (ORG)
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Financial Management, Inc. 12-Apr-17 no |
n/a collateral transfer AUD ORD 527 527 |
| BlackRock Fund Advisors 12-Apr-17 no |
n/a in specie AUD ORD 8,130 8,130 |
| BlackRock Fund Advisors 12-Apr-17 no |
n/a in specie AUD ORD 67,750 67,750 |
| BlackRock Fund Advisors 12-Apr-17 no |
n/a in specie AUD ORD 5,420 5,420 |
| BlackRock Investment Management (Australia) Limited 12-Apr-17 yes |
7.52 on mkt buy AUD ORD 13,119 13,119 |
| BlackRock Asset Management Canada Limited 12-Apr-17 yes |
7.52 on mkt buy AUD ORD 5,551 5,551 |
| BlackRock Institutional Trust Company, National Association 12-Apr-17 yes |
7.52 on mkt buy AUD ORD 10,282 10,282 |
| BlackRock Investment Management (Australia) Limited 12-Apr-17 yes |
7.52 on mkt buy AUD ORD 2,708 2,708 |
| BlackRock Japan Co., Ltd. 13-Apr-17 no |
n/a collateral transfer AUD ORD 39,574 39,574 |
| BlackRock Advisors (UK) Limited 13-Apr-17 no |
n/a collateral transfer AUD ORD 63,848 63,848 |
| BlackRock Fund Advisors 13-Apr-17 no |
n/a in specie AUD ORD 33,825 33,825 |
| BlackRock Institutional Trust Company, National Association 13-Apr-17 yes |
7.52 on mkt buy AUD ORD 6,260 6,260 |
| BlackRock Investment Management (Australia) Limited 13-Apr-17 yes |
7.52 on mkt buy AUD ORD 6,171 6,171 |
| BlackRock Investment Management (Australia) Limited 13-Apr-17 yes |
7.52 on mkt buy AUD ORD 24,684 24,684 |
| BlackRock Advisors (UK) Limited 14-Apr-17 no |
n/a collateral transfer AUD ORD 152 152 |
| BlackRock Investment Management (UK) Limited 17-Apr-17 no |
n/a collateral transfer AUD ORD 64,000 64,000 |
| BlackRock Advisors (UK) Limited 18-Apr-17 no |
n/a collateral transfer AUD ORD 0 0 |
| BlackRock Fund Advisors 18-Apr-17 no |
n/a in specie AUD ORD 12,728 12,728 |
| BlackRock(Netherlands)B.V. 18-Apr-17 yes |
7.40 on mkt buy AUD ORD 1,013 1,013 |
| BlackRock Fund Advisors 18-Apr-17 yes |
7.40 on mkt buy AUD ORD 10,902 10,902 |
| BlackRock Investment Management (Australia) Limited 18-Apr-17 yes |
7.40 on mkt buy AUD ORD 24,684 24,684 |
| BlackRock Fund Advisors 18-Apr-17 yes |
7.55 on mkt buy AUD ORD 8,942 8,942 |
| BlackRock Japan Co., Ltd. 19-Apr-17 no |
n/a collateral transfer AUD ORD 2 2 |
| BlackRock Advisors (UK) Limited 19-Apr-17 no |
n/a collateral transfer AUD ORD 1,749,764 1,749,764 |
| BlackRock Fund Advisors 19-Apr-17 no |
n/a in specie AUD ORD 16,236 16,236 |
| BlackRock Advisors(UK)Limited 19-Apr-17 yes |
7.38 on mkt buy AUD ORD 3,480 3,480 |
| BlackRock Advisors(UK)Limited 19-Apr-17 yes |
7.38 on mkt buy AUD ORD 2,926 2,926 |
| BlackRock Investment Management,LLC 19-Apr-17 yes |
7.38 on mkt buy AUD ORD 6,904 6,904 |
| BlackRock Financial Management,Inc. 19-Apr-17 yes |
7.38 on mkt buy AUD ORD 8,039 8,039 |
| BlackRock Japan Co., Ltd. 20-Apr-17 no |
n/a collateral transfer AUD ORD 139,973 139,973 |
| BlackRock Investment Management (UK) Limited 20-Apr-17 yes |
7.40 on mkt buy AUD ORD 18,718 18,718 |
| BlackRock Investment Management (UK) Limited 20-Apr-17 yes |
7.36 on mkt buy AUD ORD 12,162 12,162 |
| BlackRock Advisors (UK) Limited 21-Apr-17 no |
n/a collateral transfer AUD ORD 1,575,684 1,575,684 |
| BlackRock Investment Management (UK) Limited 21-Apr-17 no |
n/a collateral transfer AUD ORD 1 1 |
| BlackRock Investment Management (UK) Limited 21-Apr-17 no |
n/a in specie AUD ORD 56,169 56,169 |
| BlackRock Investment Management (UK) Limited 21-Apr-17 no |
n/a in specie AUD ORD 12,191 12,191 |
| BlackRock Japan Co., Ltd. 24-Apr-17 no |
n/a collateral transfer AUD ORD 48,998 48,998 |
| BlackRock Investment Management (UK) Limited 24-Apr-17 no |
n/a in specie AUD ORD 132,410 132,410 |
ORG
page 1 of 10
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Fund Advisors 24-Apr-17 yes |
7.47 on mkt buy AUD ORD 8,189 8,189 |
| BlackRock Advisors(UK)Limited 24-Apr-17 yes |
7.47 on mkt buy AUD ORD 3,499 3,499 |
| BlackRock Japan Co., Ltd. 25-Apr-17 no |
n/a collateral transfer AUD ORD 1 1 |
| BlackRock Advisors (UK) Limited 25-Apr-17 no |
n/a collateral transfer AUD ORD 1,396,234 1,396,234 |
| BlackRock Advisors (UK) Limited 26-Apr-17 no |
n/a collateral transfer AUD ORD 468,804 468,804 |
| BlackRock Investment Management (UK) Limited 26-Apr-17 no |
n/a collateral transfer AUD ORD 48,999 48,999 |
| BlackRock Advisors(UK)Limited 26-Apr-17 no |
n/a in specie AUD ORD 11,160 11,160 |
| BlackRock Fund Advisors 26-Apr-17 no |
n/a in specie AUD ORD 11,988 11,988 |
| BlackRock Advisors(UK)Limited 26-Apr-17 yes |
7.53 on mkt buy AUD ORD 28,650 28,650 |
| BlackRock Fund Advisors 26-Apr-17 yes |
7.53 on mkt buy AUD ORD 488 488 |
| BlackRock Institutional Trust Company, National Association 26-Apr-17 yes |
7.53 on mkt buy AUD ORD 23,420 23,420 |
| BlackRock Advisors(UK)Limited 26-Apr-17 yes |
7.53 on mkt buy AUD ORD 3,636 3,636 |
| BlackRock Investment Management,LLC 26-Apr-17 yes |
7.50 on mkt buy AUD ORD 984 984 |
| BlackRock Investment Management (UK) Limited 27-Apr-17 no |
n/a collateral transfer AUD ORD 0 0 |
| BlackRock Fund Advisors 27-Apr-17 no |
n/a in specie AUD ORD 954 954 |
| BlackRock Fund Advisors 27-Apr-17 no |
n/a in specie AUD ORD 11,961 11,961 |
| BlackRock Institutional Trust Company, National Association 28-Apr-17 no |
n/a in specie AUD ORD 24,988 24,988 |
| BlackRock Fund Advisors 28-Apr-17 no |
n/a in specie AUD ORD 11,137 11,137 |
| BlackRock Fund Advisors 28-Apr-17 no |
n/a in specie AUD ORD 13,290 13,290 |
| BlackRock Investment Management (Australia) Limited 28-Apr-17 yes |
7.18 on mkt buy AUD ORD 13,852 13,852 |
| BlackRock Fund Advisors 28-Apr-17 yes |
7.18 on mkt buy AUD ORD 16,140 16,140 |
| BlackRock Institutional Trust Company, National Association 28-Apr-17 yes |
7.18 on mkt buy AUD ORD 13,612 13,612 |
| BlackRock Advisors(UK)Limited 28-Apr-17 yes |
7.18 on mkt buy AUD ORD 1,226 1,226 |
| BlackRock Investment Management (UK) Limited 01-May-17 no |
n/a collateral transfer AUD ORD 49,000 49,000 |
| BlackRock Investment Management (Australia) Limited 01-May-17 yes |
7.17 on mkt buy AUD ORD 24,468 24,468 |
| BlackRock Investment Management,LLC 01-May-17 yes |
7.17 on mkt buy AUD ORD 3,162 3,162 |
| BlackRock Investment Management (Australia) Limited 01-May-17 yes |
7.17 on mkt buy AUD ORD 31,343 31,343 |
| BlackRock Asset Management Canada Limited 01-May-17 yes |
7.18 on mkt buy AUD ORD 6,164 6,164 |
| BlackRock Advisors (UK) Limited 02-May-17 no |
n/a collateral transfer AUD ORD 172,896 172,896 |
| BlackRock Investment Management (UK) Limited 02-May-17 no |
n/a collateral transfer AUD ORD 80,000 80,000 |
| BlackRock Fund Advisors 02-May-17 no |
n/a in specie AUD ORD 6,785 6,785 |
| BlackRock Advisors(UK)Limited 02-May-17 yes |
7.36 on mkt buy AUD ORD 136,780 136,780 |
| BlackRock Fund Advisors 02-May-17 yes |
7.36 on mkt buy AUD ORD 33,142 33,142 |
| BlackRock Asset Management Canada Limited 02-May-17 yes |
7.17 on mkt buy AUD ORD 576 576 |
| BlackRock Fund Advisors 03-May-17 no |
n/a in specie AUD ORD 31,920 31,920 |
| BlackRock Advisors(UK)Limited 03-May-17 yes |
7.53 on mkt buy AUD ORD 912 912 |
| BlackRock Fund Advisors 04-May-17 no |
n/a in specie AUD ORD 2,658 2,658 |
| BlackRock Investment Management (Australia) Limited 04-May-17 yes |
7.51 on mkt buy AUD ORD 53,602 53,602 |
| BlackRock Advisors(UK)Limited 04-May-17 yes |
7.51 on mkt buy AUD ORD 3,482 3,482 |
| BlackRock Advisors (UK) Limited 05-May-17 no |
n/a collateral transfer AUD ORD 0 0 |
| BlackRock Fund Advisors 05-May-17 no |
n/a in specie AUD ORD 79,552 79,552 |
| BlackRock Fund Advisors 05-May-17 no |
n/a in specie AUD ORD 13,265 13,265 |
| BlackRock Advisors (UK) Limited 08-May-17 no |
n/a collateral transfer AUD ORD 1 1 |
| BlackRock Fund Advisors 08-May-17 no |
n/a in specie AUD ORD 14,958 14,958 |
| BlackRock Fund Advisors 08-May-17 no |
n/a in specie AUD ORD 23,940 23,940 |
| BlackRock Investment Management (UK) Limited 08-May-17 no |
n/a in specie AUD ORD 128,767 128,767 |
| BlackRock Advisors(UK)Limited 08-May-17 yes |
7.58 on mkt buy AUD ORD 1,130 1,130 |
| BlackRock Fund Advisors 08-May-17 yes |
7.55 on mkt buy AUD ORD 25,634 25,634 |
| BlackRock Institutional Trust Company, National Association 08-May-17 no |
n/a in specie AUD ORD 9,280 9,280 |
| BlackRock Fund Advisors 09-May-17 no |
n/a in specie AUD ORD 24,930 24,930 |
| BlackRock Fund Advisors 09-May-17 no |
n/a in specie AUD ORD 3,862 3,862 |
| BlackRock Fund Advisors 09-May-17 no |
n/a in specie AUD ORD 14,958 14,958 |
| BlackRock Fund Advisors 09-May-17 no |
n/a in specie AUD ORD 5,306 5,306 |
| BlackRock Fund Advisors 09-May-17 no |
n/a in specie AUD ORD 4,430 4,430 |
| BlackRock Advisors(UK)Limited 09-May-17 yes |
7.78 on mkt buy AUD ORD 3,483 3,483 |
ORG
page 2 of 10
Consideration
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
| BlackRock Fund Advisors 09-May-17 yes |
7.78 on mkt buy AUD ORD 49,417 49,417 |
| BlackRock Advisors (UK) Limited 10-May-17 no |
n/a collateral transfer AUD ORD 0 0 |
| BlackRock Fund Advisors 10-May-17 no |
n/a in specie AUD ORD 24,930 24,930 |
| BlackRock Fund Advisors 10-May-17 no |
n/a in specie AUD ORD 7,560 7,560 |
| BlackRock Fund Advisors 10-May-17 no |
n/a in specie AUD ORD 9,972 9,972 |
| BlackRock Fund Advisors 10-May-17 yes |
7.85 on mkt buy AUD ORD 13,395 13,395 |
| BlackRock Investment Management (Australia) Limited 10-May-17 yes |
7.83 on mkt buy AUD ORD 20,054 20,054 |
| BlackRock Fund Advisors 10-May-17 yes |
7.82 on mkt buy AUD ORD 8,805 8,805 |
| BlackRock Investment Management,LLC 10-May-17 yes |
7.82 on mkt buy AUD ORD 2,099 2,099 |
| BlackRock Japan Co., Ltd. 11-May-17 no |
n/a collateral transfer AUD ORD 49,154 49,154 |
| BlackRock Investment Management (UK) Limited 11-May-17 no |
n/a collateral transfer AUD ORD 13,080 13,080 |
| BlackRock Institutional Trust Company, National Association 11-May-17 no |
n/a in specie AUD ORD 11,585 11,585 |
| BlackRock Fund Advisors 11-May-17 no |
n/a in specie AUD ORD 9,972 9,972 |
| BlackRock Advisors(UK)Limited 12-May-17 no |
n/a in specie AUD ORD 5,012 5,012 |
| BlackRock Fund Advisors 12-May-17 no |
n/a in specie AUD ORD 9,972 9,972 |
| BlackRock Fund Advisors 12-May-17 no |
n/a in specie AUD ORD 34,902 34,902 |
| BlackRock Institutional Trust Company, National Association 12-May-17 yes |
7.71 on mkt buy AUD ORD 3,666 3,666 |
| BlackRock Advisors(UK)Limited 12-May-17 yes |
7.71 on mkt buy AUD ORD 10,686 10,686 |
| BlackRock Advisors(UK)Limited 12-May-17 yes |
7.71 on mkt buy AUD ORD 623 623 |
| BlackRock Advisors(UK)Limited 12-May-17 yes |
7.71 on mkt buy AUD ORD 5,616 5,616 |
| BlackRock Advisors,LLC 12-May-17 yes |
7.71 on mkt buy AUD ORD 117,447 117,447 |
| BlackRock Advisors(UK)Limited 12-May-17 yes |
7.80 on mkt buy AUD ORD 20,916 20,916 |
| BlackRock Advisors (UK) Limited 15-May-17 no |
n/a collateral transfer AUD ORD 74,000 74,000 |
| BlackRock Fund Advisors 15-May-17 no |
n/a in specie AUD ORD 9,972 9,972 |
| BlackRock Fund Advisors 15-May-17 no |
n/a in specie AUD ORD 24,930 24,930 |
| BlackRock Fund Advisors 15-May-17 no |
n/a in specie AUD ORD 6,612 6,612 |
| BlackRock Fund Advisors 15-May-17 no |
n/a in specie AUD ORD 13,540 13,540 |
| BlackRock Fund Advisors 15-May-17 yes |
7.78 on mkt buy AUD ORD 39,750 39,750 |
| BlackRock Advisors(UK)Limited 15-May-17 yes |
7.72 on mkt buy AUD ORD 10,458 10,458 |
| BlackRock Investment Management (UK) Limited 16-May-17 no |
n/a collateral transfer AUD ORD 73,999 73,999 |
| BlackRock Fund Advisors 16-May-17 no |
n/a in specie AUD ORD 34,902 34,902 |
| BlackRock Fund Advisors 16-May-17 no |
n/a in specie AUD ORD 19,944 19,944 |
| BlackRock Fund Advisors 16-May-17 no |
n/a in specie AUD ORD 9,972 9,972 |
| BlackRock Advisors(UK)Limited 16-May-17 no |
n/a in specie AUD ORD 21,687 21,687 |
| BlackRock Investment Management (Australia) Limited 16-May-17 yes |
7.83 on mkt buy AUD ORD 18,910 18,910 |
| BlackRock Investment Management (Australia) Limited 16-May-17 yes |
7.83 on mkt buy AUD ORD 5,662 5,662 |
| BlackRock Investment Management (Australia) Limited 16-May-17 yes |
7.83 on mkt buy AUD ORD 10,174 10,174 |
| BlackRock Institutional Trust Company, National Association 16-May-17 yes |
7.83 on mkt buy AUD ORD 65,615 65,615 |
| BlackRock Advisors(UK)Limited 16-May-17 yes |
7.83 on mkt buy AUD ORD 17,430 17,430 |
| BlackRock Advisors(UK)Limited 16-May-17 yes |
7.83 on mkt buy AUD ORD 625 625 |
| BlackRock Advisors(UK)Limited 16-May-17 yes |
7.83 on mkt buy AUD ORD 11,268 11,268 |
| BlackRock Advisors(UK)Limited 16-May-17 yes |
7.79 on mkt buy AUD ORD 22,420 22,420 |
| BlackRock Investment Management (UK) Limited 16-May-17 yes |
7.86 on mkt buy AUD ORD 8,551 8,551 |
| BlackRock Fund Advisors 17-May-17 no |
n/a in specie AUD ORD 10,014 10,014 |
| BlackRock Fund Advisors 17-May-17 yes |
7.72 on mkt buy AUD ORD 39,480 39,480 |
| BlackRock Institutional Trust Company, National Association 17-May-17 yes |
7.72 on mkt buy AUD ORD 9,702 9,702 |
| BlackRock Investment Management (Australia) Limited 17-May-17 yes |
7.72 on mkt buy AUD ORD 2,549 2,549 |
| BlackRock Fund Advisors 17-May-17 yes |
7.72 on mkt buy AUD ORD 17,089 17,089 |
| BlackRock Fund Advisors 17-May-17 yes |
7.74 on mkt buy AUD ORD 11,448 11,448 |
| BlackRock Fund Advisors 17-May-17 yes |
7.74 on mkt buy AUD ORD 360 360 |
| BlackRock Investment Management (Australia) Limited 17-May-17 yes |
7.71 on mkt buy AUD ORD 10,932 10,932 |
| BlackRock Japan Co., Ltd. 18-May-17 no |
n/a collateral transfer AUD ORD 52 52 |
| BlackRock Advisors (UK) Limited 18-May-17 no |
n/a collateral transfer AUD ORD 891,349 891,349 |
| BlackRock Investment Management (Australia) Limited 18-May-17 no |
n/a in specie AUD ORD 166,319 166,319 |
| BlackRock Institutional Trust Company, National Association 18-May-17 no |
n/a in specie AUD ORD 8,823 8,823 |
| BlackRock Fund Advisors 18-May-17 no |
n/a in specie AUD ORD 42,945 42,945 |
ORG
page 3 of 10
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 18-May-17 yes |
7.73 on mkt buy AUD ORD 1,012 1,012 |
| BlackRock Advisors(UK)Limited 18-May-17 yes |
7.73 on mkt buy AUD ORD 3,484 3,484 |
| BlackRock Investment Management (Australia) Limited 18-May-17 yes |
7.73 on mkt buy AUD ORD 2,938 2,938 |
| BlackRock Advisors(UK)Limited 18-May-17 yes |
7.73 on mkt buy AUD ORD 75,738 75,738 |
| BlackRock Advisors(UK)Limited 18-May-17 yes |
7.73 on mkt buy AUD ORD 121,638 121,638 |
| BlackRock Advisors(UK)Limited 18-May-17 yes |
7.73 on mkt buy AUD ORD 13,992 13,992 |
| BlackRock Asset Management Canada Limited 18-May-17 yes |
7.73 on mkt buy AUD ORD 4,117 4,117 |
| BlackRock Advisors(UK)Limited 18-May-17 yes |
7.67 on mkt buy AUD ORD 3,484 3,484 |
| BlackRock Advisors(UK)Limited 18-May-17 yes |
7.73 on mkt buy AUD ORD 10,452 10,452 |
| BlackRock Advisors(UK)Limited 18-May-17 yes |
7.73 on mkt buy AUD ORD 1,250 1,250 |
| BlackRock Advisors(UK)Limited 18-May-17 yes |
7.73 on mkt buy AUD ORD 5,625 5,625 |
| BlackRock Advisors(UK)Limited 18-May-17 yes |
7.73 on mkt buy AUD ORD 1,824 1,824 |
| BlackRock Investment Management (UK) Limited 18-May-17 yes |
7.66 on mkt buy AUD ORD 27,453 27,453 |
| BlackRock Investment Management (UK) Limited 19-May-17 no |
n/a collateral transfer AUD ORD 74,000 74,000 |
| BlackRock Fund Advisors 19-May-17 no |
n/a in specie AUD ORD 5,306 5,306 |
| BlackRock Fund Advisors 19-May-17 no |
n/a in specie AUD ORD 1,431 1,431 |
| BlackRock Investment Management (Australia) Limited 19-May-17 yes |
7.59 on mkt buy AUD ORD 15,136 15,136 |
| BlackRock Advisors(UK)Limited 19-May-17 yes |
7.61 on mkt buy AUD ORD 6,250 6,250 |
| BlackRock Fund Advisors 22-May-17 no |
n/a in specie AUD ORD 45,063 45,063 |
| BlackRock Fund Advisors 22-May-17 no |
n/a in specie AUD ORD 10,014 10,014 |
| BlackRock Fund Advisors 22-May-17 no |
n/a in specie AUD ORD 15,021 15,021 |
| BlackRock Fund Advisors 22-May-17 no |
n/a in specie AUD ORD 620 620 |
| BlackRock Fund Advisors 22-May-17 yes |
7.89 on mkt buy AUD ORD 13,065 13,065 |
| BlackRock Advisors(UK)Limited 22-May-17 yes |
7.89 on mkt buy AUD ORD 3,528 3,528 |
| BlackRock Fund Advisors 22-May-17 yes |
7.70 on mkt buy AUD ORD 10,664 10,664 |
| BlackRock Advisors (UK) Limited 23-May-17 no |
n/a collateral transfer AUD ORD 78,986 78,986 |
| BlackRock Investment Management (UK) Limited 23-May-17 no |
n/a collateral transfer AUD ORD 74,000 74,000 |
| BlackRock Fund Advisors 23-May-17 no |
n/a in specie AUD ORD 25,035 25,035 |
| BlackRock Advisors(UK)Limited 23-May-17 yes |
7.85 on mkt buy AUD ORD 17,865 17,865 |
| BlackRock Advisors(UK)Limited 23-May-17 yes |
7.85 on mkt buy AUD ORD 3,125 3,125 |
| BlackRock Advisors (UK) Limited 24-May-17 no |
n/a collateral transfer AUD ORD 245,019 245,019 |
| BlackRock Financial Management, Inc. 24-May-17 no |
n/a collateral transfer AUD ORD 62,137 62,137 |
| BlackRock Investment Management (Australia) Limited 24-May-17 no |
n/a in specie AUD ORD 14,617 14,617 |
| BlackRock Fund Advisors 24-May-17 yes |
7.86 on mkt buy AUD ORD 42,518 42,518 |
| BlackRock Advisors(UK)Limited 24-May-17 yes |
7.86 on mkt buy AUD ORD 3,750 3,750 |
| BlackRock Advisors(UK)Limited 24-May-17 yes |
7.86 on mkt buy AUD ORD 5,000 5,000 |
| BlackRock Japan Co., Ltd. 25-May-17 no |
n/a collateral transfer AUD ORD 74,000 74,000 |
| BlackRock Advisors (UK) Limited 25-May-17 no |
n/a collateral transfer AUD ORD 80,270 80,270 |
| BlackRock Institutional Trust Company, National Association 25-May-17 yes |
8.01 on mkt buy AUD ORD 28,566 28,566 |
| BlackRock Investment Management (Australia) Limited 25-May-17 yes |
8.01 on mkt buy AUD ORD 2,532 2,532 |
| BlackRock Advisors(UK)Limited 25-May-17 yes |
8.01 on mkt buy AUD ORD 10,584 10,584 |
| BlackRock Investment Management (UK) Limited 26-May-17 no |
n/a collateral transfer AUD ORD 6 6 |
| BlackRock Investment Management (UK) Limited 26-May-17 no |
n/a in specie AUD ORD 18,626 18,626 |
| BlackRock Investment Management (UK) Limited 26-May-17 no |
n/a in specie AUD ORD 69,067 69,067 |
| BlackRock Institutional Trust Company, National Association 26-May-17 no |
n/a in specie AUD ORD 530,160 530,160 |
| BlackRock Fund Advisors 26-May-17 no |
n/a in specie AUD ORD 7,724 7,724 |
| BlackRock Fund Advisors 26-May-17 no |
n/a in specie AUD ORD 1,431 1,431 |
| BlackRock Fund Advisors 26-May-17 no |
n/a in specie AUD ORD 11,137 11,137 |
| BlackRock Fund Advisors 26-May-17 no |
n/a in specie AUD ORD 20,028 20,028 |
| BlackRock Fund Advisors 26-May-17 no |
n/a in specie AUD ORD 16,404 16,404 |
| BlackRock Advisors(UK)Limited 26-May-17 yes |
7.93 on mkt buy AUD ORD 30,000 30,000 |
| BlackRock Advisors(UK)Limited 26-May-17 yes |
7.93 on mkt buy AUD ORD 3,528 3,528 |
| BlackRock Advisors(UK)Limited 26-May-17 yes |
7.91 on mkt buy AUD ORD 53,864 53,864 |
| BlackRock Advisors (UK) Limited 29-May-17 no |
n/a collateral transfer AUD ORD 368,440 368,440 |
| BlackRock Advisors(UK)Limited 29-May-17 yes |
7.99 on mkt buy AUD ORD 1,936 1,936 |
| BlackRock Advisors(UK)Limited 29-May-17 yes |
7.99 on mkt buy AUD ORD 1,936 1,936 |
ORG
page 4 of 10
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Fund Advisors 30-May-17 no |
n/a in specie AUD ORD 20,028 20,028 |
| BlackRock Fund Advisors 30-May-17 no |
n/a in specie AUD ORD 45,063 45,063 |
| BlackRock Advisors(UK)Limited 30-May-17 yes |
7.93 on mkt buy AUD ORD 7,742 7,742 |
| BlackRock Investment Management (Australia) Limited 30-May-17 yes |
7.96 on mkt buy AUD ORD 13,445 13,445 |
| BlackRock Advisors(UK)Limited 31-May-17 yes |
7.70 on mkt buy AUD ORD 4,770 4,770 |
| BlackRock International Limited 31-May-17 yes |
7.70 on mkt buy AUD ORD 11,940 11,940 |
| BlackRock Financial Management,Inc. 31-May-17 yes |
7.70 on mkt buy AUD ORD 45,521 45,521 |
| BlackRock Advisors(UK)Limited 31-May-17 yes |
7.70 on mkt buy AUD ORD 6,437 6,437 |
| BlackRock Institutional Trust Company, National Association 31-May-17 yes |
7.70 on mkt buy AUD ORD 39,673 39,673 |
| BlackRock(Netherlands)B.V. 31-May-17 yes |
7.70 on mkt buy AUD ORD 859 859 |
| BlackRock Institutional Trust Company, National Association 31-May-17 yes |
7.70 on mkt buy AUD ORD 1,110 1,110 |
| BlackRock Investment Management,LLC 31-May-17 yes |
7.70 on mkt buy AUD ORD 19,222 19,222 |
| BlackRock Investment Management (Australia) Limited 31-May-17 yes |
7.70 on mkt buy AUD ORD 1,555 1,555 |
| BlackRock Advisors(UK)Limited 31-May-17 yes |
7.78 on mkt buy AUD ORD 7,030 7,030 |
| BlackRock Advisors(UK)Limited 31-May-17 yes |
7.70 on mkt buy AUD ORD 7,030 7,030 |
| BlackRock Advisors(UK)Limited 31-May-17 yes |
7.70 on mkt buy AUD ORD 281 281 |
| BlackRock International Limited 31-May-17 yes |
7.70 on mkt buy AUD ORD 706 706 |
| BlackRock Financial Management,Inc. 31-May-17 yes |
7.70 on mkt buy AUD ORD 2,689 2,689 |
| BlackRock Advisors(UK)Limited 31-May-17 yes |
7.70 on mkt buy AUD ORD 380 380 |
| BlackRock Institutional Trust Company, National Association 31-May-17 yes |
7.70 on mkt buy AUD ORD 2,344 2,344 |
| BlackRock(Netherlands)B.V. 31-May-17 yes |
7.70 on mkt buy AUD ORD 50 50 |
| BlackRock Institutional Trust Company, National Association 31-May-17 yes |
7.70 on mkt buy AUD ORD 65 65 |
| BlackRock Investment Management,LLC 31-May-17 yes |
7.70 on mkt buy AUD ORD 1,136 1,136 |
| BlackRock Investment Management (Australia) Limited 31-May-17 yes |
7.70 on mkt buy AUD ORD 91 91 |
| BlackRock Japan Co.,Ltd. 31-May-17 yes |
7.70 on mkt buy AUD ORD 377 377 |
| BlackRock Advisors(UK)Limited 31-May-17 yes |
7.70 on mkt buy AUD ORD 8,808 8,808 |
| BlackRock Institutional Trust Company, National Association 31-May-17 yes |
7.70 on mkt buy AUD ORD 12,905 12,905 |
| BlackRock Institutional Trust Company, National Association 31-May-17 yes |
7.70 on mkt buy AUD ORD 118,336 118,336 |
| BlackRock Institutional Trust Company, National Association 31-May-17 yes |
7.70 on mkt buy AUD ORD 67,472 67,472 |
| BlackRock Institutional Trust Company, National Association 31-May-17 yes |
7.70 on mkt buy AUD ORD 15,951 15,951 |
| BlackRock Institutional Trust Company, National Association 31-May-17 yes |
7.70 on mkt buy AUD ORD 145,388 145,388 |
| BlackRock Institutional Trust Company, National Association 31-May-17 yes |
7.70 on mkt buy AUD ORD 21,138 21,138 |
| BlackRock Fund Advisors 31-May-17 yes |
7.70 on mkt buy AUD ORD 87,630 87,630 |
| BlackRock Fund Advisors 31-May-17 yes |
7.70 on mkt buy AUD ORD 359,028 359,028 |
| BlackRock Fund Advisors 31-May-17 yes |
7.70 on mkt buy AUD ORD 8,541 8,541 |
| BlackRock Advisors(UK)Limited 31-May-17 yes |
7.70 on mkt buy AUD ORD 11,886 11,886 |
| BlackRock Institutional Trust Company, National Association 31-May-17 yes |
7.70 on mkt buy AUD ORD 73,271 73,271 |
| BlackRock(Netherlands)B.V. 31-May-17 yes |
7.70 on mkt buy AUD ORD 1,586 1,586 |
| BlackRock Institutional Trust Company, National Association 31-May-17 yes |
7.70 on mkt buy AUD ORD 4,636 4,636 |
| BlackRock Investment Management (Australia) Limited 31-May-17 yes |
7.70 on mkt buy AUD ORD 2,871 2,871 |
| BlackRock Investment Management (UK) Limited 01-Jun-17 no |
n/a collateral transfer AUD ORD 73,999 73,999 |
| BlackRock Investment Management (Australia) Limited 01-Jun-17 yes |
7.69 on mkt buy AUD ORD 14,130 14,130 |
| BlackRock Advisors(UK)Limited 01-Jun-17 yes |
7.69 on mkt buy AUD ORD 10,680 10,680 |
| BlackRock Advisors(UK)Limited 01-Jun-17 yes |
7.69 on mkt buy AUD ORD 4,298 4,298 |
| BlackRock Advisors(UK)Limited 01-Jun-17 yes |
7.69 on mkt buy AUD ORD 7,742 7,742 |
| BlackRock Fund Advisors 01-Jun-17 yes |
7.71 on mkt buy AUD ORD 18,624 18,624 |
| BlackRock Japan Co., Ltd. 02-Jun-17 no |
n/a collateral transfer AUD ORD 74,000 74,000 |
| BlackRock Advisors (UK) Limited 02-Jun-17 no |
n/a collateral transfer AUD ORD 1,492,908 1,492,908 |
| BlackRock Advisors(UK)Limited 02-Jun-17 yes |
7.69 on mkt buy AUD ORD 3,515 3,515 |
| BlackRock Fund Advisors 02-Jun-17 yes |
7.76 on mkt buy AUD ORD 1,798 1,798 |
| BlackRock Advisors (UK) Limited 05-Jun-17 no |
n/a collateral transfer AUD ORD 240,764 240,764 |
| BlackRock Investment Management (UK) Limited 05-Jun-17 no |
n/a collateral transfer AUD ORD 29,319 29,319 |
| BlackRock Fund Advisors 05-Jun-17 no |
n/a in specie AUD ORD 620 620 |
| BlackRock Fund Advisors 06-Jun-17 no |
n/a in specie AUD ORD 35,364 35,364 |
ORG
page 5 of 10
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Financial Management,Inc. 06-Jun-17 yes |
7.43 on mkt buy AUD ORD 5,338 5,338 |
| BlackRock Advisors(UK)Limited 06-Jun-17 yes |
7.43 on mkt buy AUD ORD 7,032 7,032 |
| BlackRock Investment Management (UK) Limited 07-Jun-17 no |
n/a collateral transfer AUD ORD 74,000 74,000 |
| BlackRock Investment Management (UK) Limited 07-Jun-17 no |
n/a in specie AUD ORD 319,653 319,653 |
| BlackRock Investment Management (UK) Limited 07-Jun-17 no |
n/a in specie AUD ORD 85,106 85,106 |
| BlackRock Fund Advisors 07-Jun-17 no |
n/a in specie AUD ORD 8,816 8,816 |
| BlackRock Fund Advisors 07-Jun-17 no |
n/a in specie AUD ORD 11,648 11,648 |
| BlackRock Advisors (UK) Limited 08-Jun-17 no |
n/a collateral transfer AUD ORD 1,434,027 1,434,027 |
| BlackRock Fund Advisors 08-Jun-17 no |
n/a in specie AUD ORD 3,136 3,136 |
| BlackRock Advisors,LLC 08-Jun-17 yes |
7.40 on mkt buy AUD ORD 68,764 68,764 |
| BlackRock Advisors(UK)Limited 08-Jun-17 yes |
7.40 on mkt buy AUD ORD 3,559 3,559 |
| BlackRock Advisors (UK) Limited 09-Jun-17 no |
n/a collateral transfer AUD ORD 328,070 328,070 |
| BlackRock Fund Advisors 09-Jun-17 no |
n/a in specie AUD ORD 3,100 3,100 |
| BlackRock Advisors(UK)Limited 09-Jun-17 yes |
7.32 on mkt buy AUD ORD 1,226 1,226 |
| BlackRock Fund Advisors 09-Jun-17 yes |
7.33 on mkt buy AUD ORD 1,798 1,798 |
| BlackRock Financial Management,Inc. 09-Jun-17 yes |
7.32 on mkt buy AUD ORD 142 142 |
| BlackRock Fund Advisors 12-Jun-17 no |
n/a in specie AUD ORD 620 620 |
| BlackRock Fund Advisors 12-Jun-17 no |
n/a in specie AUD ORD 10,104 10,104 |
| BlackRock Advisors (UK) Limited 13-Jun-17 no |
n/a collateral transfer AUD ORD 2,258,997 2,258,997 |
| BlackRock Fund Advisors 13-Jun-17 no |
n/a in specie AUD ORD 25,260 25,260 |
| BlackRock Advisors(UK)Limited 13-Jun-17 yes |
7.54 on mkt buy AUD ORD 816 816 |
| BlackRock Advisors(UK)Limited 13-Jun-17 yes |
7.54 on mkt buy AUD ORD 17,800 17,800 |
| BlackRock Institutional Trust Company, National Association 13-Jun-17 no |
n/a in specie AUD ORD 38,730 38,730 |
| BlackRock Japan Co., Ltd. 14-Jun-17 no |
n/a collateral transfer AUD ORD 1,113,252 1,113,252 |
| BlackRock Fund Advisors 14-Jun-17 no |
n/a in specie AUD ORD 20,430 20,430 |
| BlackRock Fund Advisors 14-Jun-17 no |
n/a in specie AUD ORD 4,032 4,032 |
| BlackRock Advisors(UK)Limited 14-Jun-17 yes |
7.39 on mkt buy AUD ORD 89,000 89,000 |
| BlackRock Advisors(UK)Limited 14-Jun-17 yes |
7.38 on mkt buy AUD ORD 405 405 |
| BlackRock Advisors(UK)Limited 14-Jun-17 yes |
7.38 on mkt buy AUD ORD 3,070 3,070 |
| BlackRock Advisors(UK)Limited 14-Jun-17 yes |
7.38 on mkt buy AUD ORD 14,240 14,240 |
| BlackRock Investment Management (Australia) Limited 14-Jun-17 yes |
7.41 on mkt buy AUD ORD 46,741 46,741 |
| BlackRock Advisors (UK) Limited 15-Jun-17 no |
n/a collateral transfer AUD ORD 0 0 |
| BlackRock Advisors(UK)Limited 15-Jun-17 yes |
7.13 on mkt buy AUD ORD 391,600 391,600 |
| BlackRock Investment Management (Australia) Limited 15-Jun-17 yes |
7.13 on mkt buy AUD ORD 57,222 57,222 |
| BlackRock Advisors(UK)Limited 15-Jun-17 yes |
7.13 on mkt buy AUD ORD 10,680 10,680 |
| BlackRock Advisors(UK)Limited 15-Jun-17 yes |
7.13 on mkt buy AUD ORD 4,298 4,298 |
| BlackRock Japan Co.,Ltd. 15-Jun-17 yes |
7.17 on mkt buy AUD ORD 4,902 4,902 |
| BlackRock Japan Co., Ltd. 16-Jun-17 no |
n/a collateral transfer AUD ORD 5 5 |
| BlackRock Advisors (UK) Limited 16-Jun-17 no |
n/a collateral transfer AUD ORD 1,391,496 1,391,496 |
| BlackRock Institutional Trust Company, National Association 16-Jun-17 no |
n/a in specie AUD ORD 7,368 7,368 |
| BlackRock Advisors(UK)Limited 16-Jun-17 yes |
7.17 on mkt buy AUD ORD 35,600 35,600 |
| BlackRock Advisors(UK)Limited 16-Jun-17 yes |
7.17 on mkt buy AUD ORD 62,701 62,701 |
| BlackRock Asset Management North Asia Limited 16-Jun-17 yes |
7.17 on mkt buy AUD ORD 910 910 |
| BlackRock(Singapore)Limited 16-Jun-17 yes |
7.17 on mkt buy AUD ORD 2,589 2,589 |
| BlackRock Investment Management (UK) Limited 16-Jun-17 yes |
7.17 on mkt buy AUD ORD 5,840 5,840 |
| BlackRock Institutional Trust Company, National Association 16-Jun-17 yes |
7.17 on mkt buy AUD ORD 182,966 182,966 |
| BlackRock Asset Management Canada Limited 16-Jun-17 yes |
7.17 on mkt buy AUD ORD 11,897 11,897 |
| BlackRock Asset Management Canada Limited 16-Jun-17 yes |
7.17 on mkt buy AUD ORD 6,964 6,964 |
| BlackRock Institutional Trust Company, National Association 16-Jun-17 yes |
7.17 on mkt buy AUD ORD 17,987 17,987 |
| BlackRock Institutional Trust Company, National Association 16-Jun-17 yes |
7.17 on mkt buy AUD ORD 11,029 11,029 |
| BlackRock Advisors(UK)Limited 16-Jun-17 yes |
7.17 on mkt buy AUD ORD 70,607 70,607 |
| BlackRock(Singapore)Limited 16-Jun-17 yes |
7.17 on mkt buy AUD ORD 2,916 2,916 |
| BlackRock Investment Management (UK) Limited 16-Jun-17 yes |
7.17 on mkt buy AUD ORD 6,576 6,576 |
| BlackRock Advisors(UK)Limited 16-Jun-17 yes |
7.16 on mkt buy AUD ORD 4,298 4,298 |
ORG
page 6 of 10
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 16-Jun-17 yes |
7.17 on mkt buy AUD ORD 20,570 20,570 |
| BlackRock Advisors (UK) Limited 19-Jun-17 no |
n/a collateral transfer AUD ORD 20,764 20,764 |
| BlackRock Fund Advisors 19-Jun-17 no |
n/a in specie AUD ORD 3,910 3,910 |
| BlackRock Investment Management (Australia) Limited 19-Jun-17 yes |
7.19 on mkt buy AUD ORD 195,044 195,044 |
| BlackRock Advisors(UK)Limited 19-Jun-17 yes |
7.19 on mkt buy AUD ORD 3,560 3,560 |
| BlackRock Advisors(UK)Limited 19-Jun-17 yes |
7.19 on mkt buy AUD ORD 10,680 10,680 |
| BlackRock Advisors(UK)Limited 19-Jun-17 yes |
7.19 on mkt buy AUD ORD 1,230 1,230 |
| BlackRock Advisors (UK) Limited 20-Jun-17 no |
n/a collateral transfer AUD ORD 4,228 4,228 |
| BlackRock Fund Advisors 20-Jun-17 no |
n/a in specie AUD ORD 15,510 15,510 |
| BlackRock Investment Management (Australia) Limited 20-Jun-17 yes |
6.99 on mkt buy AUD ORD 147,040 147,040 |
| BlackRock Advisors(UK)Limited 20-Jun-17 yes |
7.05 on mkt buy AUD ORD 67,640 67,640 |
| BlackRock Advisors(UK)Limited 20-Jun-17 yes |
6.99 on mkt buy AUD ORD 3,515 3,515 |
| BlackRock Advisors(UK)Limited 20-Jun-17 yes |
6.99 on mkt buy AUD ORD 17,800 17,800 |
| BlackRock Advisors(UK)Limited 20-Jun-17 yes |
6.99 on mkt buy AUD ORD 4,305 4,305 |
| BlackRock Japan Co., Ltd. 21-Jun-17 no |
n/a collateral transfer AUD ORD 1,356,708 1,356,708 |
| BlackRock Fund Advisors 21-Jun-17 no |
n/a in specie AUD ORD 14,108 14,108 |
| BlackRock Fund Advisors 21-Jun-17 no |
n/a in specie AUD ORD 2,346 2,346 |
| BlackRock Institutional Trust Company, National Association 21-Jun-17 yes |
6.77 on mkt buy AUD ORD 3,305 3,305 |
| BlackRock Advisors(UK)Limited 21-Jun-17 yes |
6.77 on mkt buy AUD ORD 10,680 10,680 |
| BlackRock Advisors(UK)Limited 21-Jun-17 yes |
6.80 on mkt buy AUD ORD 830 830 |
| BlackRock Advisors (UK) Limited 22-Jun-17 no |
n/a collateral transfer AUD ORD 13,854 13,854 |
| BlackRock Investment Management, LLC 22-Jun-17 no |
n/a collateral transfer AUD ORD 46,970 46,970 |
| BlackRock Investment Management (UK) Limited 22-Jun-17 no |
n/a collateral transfer AUD ORD 212,527 212,527 |
| BlackRock Asset Management North Asia Limited 22-Jun-17 no |
n/a collateral transfer AUD ORD 816 816 |
| BlackRock Investment Management (UK) Limited 22-Jun-17 no |
n/a in specie AUD ORD 86,759 86,759 |
| BlackRock Investment Management (UK) Limited 22-Jun-17 no |
n/a in specie AUD ORD 326,910 326,910 |
| BlackRock Institutional Trust Company, National Association 22-Jun-17 yes |
6.90 on mkt buy AUD ORD 76,779 76,779 |
| BlackRock Advisors(UK)Limited 22-Jun-17 yes |
6.89 on mkt buy AUD ORD 615 615 |
| BlackRock Institutional Trust Company, National Association 22-Jun-17 no |
n/a in specie AUD ORD 39,244 39,244 |
| BlackRock Japan Co., Ltd. 23-Jun-17 no |
n/a collateral transfer AUD ORD 151,230 151,230 |
| BlackRock Advisors (UK) Limited 23-Jun-17 no |
n/a collateral transfer AUD ORD 271,418 271,418 |
| BlackRock Investment Management (UK) Limited 23-Jun-17 no |
n/a in specie AUD ORD 10,117 10,117 |
| BlackRock Investment Management (UK) Limited 23-Jun-17 no |
n/a in specie AUD ORD 77,057 77,057 |
| BlackRock Investment Management (UK) Limited 23-Jun-17 no |
n/a in specie AUD ORD 7,866 7,866 |
| BlackRock Investment Management (UK) Limited 23-Jun-17 no |
n/a in specie AUD ORD 174,134 174,134 |
| BlackRock Advisors(UK)Limited 23-Jun-17 yes |
6.92 on mkt buy AUD ORD 616 616 |
| BlackRock Advisors(UK)Limited 23-Jun-17 yes |
6.92 on mkt buy AUD ORD 1,232 1,232 |
| BlackRock Financial Management,Inc. 23-Jun-17 yes |
6.93 on mkt buy AUD ORD 196 196 |
| BlackRock Advisors (UK) Limited 26-Jun-17 no |
n/a collateral transfer AUD ORD 0 0 |
| BlackRock Fund Advisors 26-Jun-17 no |
n/a in specie AUD ORD 14,934 14,934 |
| BlackRock Fund Advisors 26-Jun-17 no |
n/a in specie AUD ORD 13,350 13,350 |
| BlackRock Fund Advisors 27-Jun-17 no |
n/a in specie AUD ORD 620 620 |
| BlackRock Fund Advisors 27-Jun-17 no |
n/a in specie AUD ORD 17,355 17,355 |
| BlackRock Fund Advisors 27-Jun-17 no |
n/a in specie AUD ORD 40,050 40,050 |
| BlackRock Institutional Trust Company, National Association 27-Jun-17 yes |
6.82 on mkt buy AUD ORD 41,803 41,803 |
| BlackRock Advisors(UK)Limited 27-Jun-17 yes |
6.82 on mkt buy AUD ORD 3,559 3,559 |
| BlackRock Investment Management (Australia) Limited 27-Jun-17 yes |
6.82 on mkt buy AUD ORD 1,285 1,285 |
| BlackRock Advisors(UK)Limited 27-Jun-17 yes |
6.81 on mkt buy AUD ORD 3,042 3,042 |
| BlackRock Investment Management (UK) Limited 27-Jun-17 yes |
6.81 on mkt buy AUD ORD 38,817 38,817 |
| BlackRock Advisors (UK) Limited 28-Jun-17 no |
n/a collateral transfer AUD ORD 46,634 46,634 |
ORG
page 7 of 10
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Fund Advisors 28-Jun-17 no |
n/a in specie AUD ORD 20,025 20,025 |
| BlackRock Fund Advisors 28-Jun-17 yes |
6.79 on mkt buy AUD ORD 20,513 20,513 |
| BlackRock Fund Advisors 28-Jun-17 yes |
6.80 on mkt buy AUD ORD 9,619 9,619 |
| BlackRock Fund Advisors 29-Jun-17 no |
n/a in specie AUD ORD 20,160 20,160 |
| BlackRock Fund Advisors 29-Jun-17 no |
n/a in specie AUD ORD 20,160 20,160 |
| BlackRock Advisors(UK)Limited 29-Jun-17 yes |
6.83 on mkt buy AUD ORD 3,042 3,042 |
| BlackRock Fund Advisors 30-Jun-17 no |
n/a in specie AUD ORD 33,600 33,600 |
| BlackRock Fund Advisors 30-Jun-17 no |
n/a in specie AUD ORD 20,160 20,160 |
| BlackRock Fund Advisors 30-Jun-17 no |
n/a in specie AUD ORD 53,760 53,760 |
| BlackRock Asset Management Canada Limited 30-Jun-17 yes |
6.86 on mkt buy AUD ORD 42,872 42,872 |
| BlackRock Institutional Trust Company, National Association 30-Jun-17 yes |
6.86 on mkt buy AUD ORD 11,089 11,089 |
| BlackRock Advisors(UK)Limited 30-Jun-17 yes |
6.86 on mkt buy AUD ORD 1,232 1,232 |
| BlackRock Advisors(UK)Limited 03-Jul-17 yes |
6.95 on mkt buy AUD ORD 1,522 1,522 |
| BlackRock Advisors(UK)Limited 03-Jul-17 yes |
6.95 on mkt buy AUD ORD 1,522 1,522 |
| BlackRock Investment Management (Australia) Limited 04-Jul-17 yes |
7.05 on mkt buy AUD ORD 127,090 127,090 |
| BlackRock Fund Advisors 05-Jul-17 no |
n/a in specie AUD ORD 26,880 26,880 |
| BlackRock Fund Advisors 05-Jul-17 no |
n/a in specie AUD ORD 7,084 7,084 |
| BlackRock Investment Management (Australia) Limited 05-Jul-17 yes |
7.06 on mkt buy AUD ORD 20,025 20,025 |
| BlackRock Fund Advisors 05-Jul-17 yes |
7.06 on mkt buy AUD ORD 5,446 5,446 |
| BlackRock Advisors,LLC 05-Jul-17 yes |
7.06 on mkt buy AUD ORD 79,726 79,726 |
| BlackRock Advisors,LLC 05-Jul-17 yes |
7.06 on mkt buy AUD ORD 6,134 6,134 |
| BlackRock Investment Management (Australia) Limited 05-Jul-17 yes |
7.06 on mkt buy AUD ORD 5,580 5,580 |
| BlackRock Investment Management (Australia) Limited 05-Jul-17 yes |
7.06 on mkt buy AUD ORD 7,433 7,433 |
| BlackRock Advisors(UK)Limited 05-Jul-17 yes |
7.06 on mkt buy AUD ORD 609 609 |
| BlackRock Advisors(UK)Limited 05-Jul-17 yes |
7.06 on mkt buy AUD ORD 4,566 4,566 |
| BlackRock Financial Management, Inc. 06-Jul-17 no |
n/a collateral transfer AUD ORD 31,439 31,439 |
| BlackRock Investment Management (UK) Limited 06-Jul-17 no |
n/a collateral transfer AUD ORD 14,400 14,400 |
| BlackRock Fund Advisors 06-Jul-17 no |
n/a in specie AUD ORD 7,677 7,677 |
| BlackRock Fund Advisors 06-Jul-17 no |
n/a in specie AUD ORD 20,160 20,160 |
| BlackRock Institutional Trust Company, National Association 06-Jul-17 yes |
6.96 on mkt buy AUD ORD 36,153 36,153 |
| BlackRock Fund Advisors 06-Jul-17 yes |
6.96 on mkt buy AUD ORD 14,013 14,013 |
| BlackRock Fund Advisors 06-Jul-17 yes |
6.99 on mkt buy AUD ORD 10,829 10,829 |
| BlackRock Advisors(UK)Limited 06-Jul-17 yes |
6.97 on mkt buy AUD ORD 122 122 |
| BlackRock Financial Management, Inc. 07-Jul-17 no |
n/a collateral transfer AUD ORD 467 467 |
| BlackRock Fund Advisors 07-Jul-17 no |
n/a in specie AUD ORD 84,672 84,672 |
| BlackRock Fund Advisors 07-Jul-17 no |
n/a in specie AUD ORD 26,880 26,880 |
| BlackRock Fund Advisors 07-Jul-17 no |
n/a in specie AUD ORD 53,760 53,760 |
| BlackRock Institutional Trust Company, National Association 07-Jul-17 yes |
6.86 on mkt buy AUD ORD 45,735 45,735 |
| BlackRock Institutional Trust Company, National Association 07-Jul-17 yes |
6.86 on mkt buy AUD ORD 35,993 35,993 |
| BlackRock Institutional Trust Company, National Association 07-Jul-17 yes |
6.86 on mkt buy AUD ORD 10,790 10,790 |
| BlackRock(Netherlands)B.V. 07-Jul-17 yes |
6.86 on mkt buy AUD ORD 3,981 3,981 |
| BlackRock Advisors(UK)Limited 07-Jul-17 yes |
6.86 on mkt buy AUD ORD 7,034 7,034 |
| BlackRock Fund Advisors 07-Jul-17 yes |
6.88 on mkt buy AUD ORD 9,503 9,503 |
| BlackRock Investment Management (UK) Limited 10-Jul-17 no |
n/a collateral transfer AUD ORD 23,615 23,615 |
| BlackRock Fund Advisors 10-Jul-17 yes |
6.90 on mkt buy AUD ORD 9,478 9,478 |
| BlackRock Advisors(UK)Limited 10-Jul-17 yes |
6.90 on mkt buy AUD ORD 1,218 1,218 |
| BlackRock Japan Co., Ltd. 11-Jul-17 no |
n/a collateral transfer AUD ORD 73 73 |
| BlackRock Investment Management (UK) Limited 11-Jul-17 no |
n/a collateral transfer AUD ORD 22,225 22,225 |
| BlackRock Advisors(UK)Limited 11-Jul-17 yes |
6.92 on mkt buy AUD ORD 4,912 4,912 |
| BlackRock Investment Management (Australia) Limited 12-Jul-17 yes |
6.98 on mkt buy AUD ORD 10,013 10,013 |
| BlackRock Advisors(UK)Limited 12-Jul-17 yes |
6.98 on mkt buy AUD ORD 10,228 10,228 |
| BlackRock Advisors(UK)Limited 12-Jul-17 yes |
6.98 on mkt buy AUD ORD 7,895 7,895 |
| BlackRock Investment Management (Australia) Limited 12-Jul-17 yes |
6.97 on mkt buy AUD ORD 110,308 110,308 |
| BlackRock Japan Co., Ltd. 13-Jul-17 no |
n/a collateral transfer AUD ORD 0 0 |
| BlackRock Fund Advisors 13-Jul-17 no |
n/a in specie AUD ORD 4,410 4,410 |
| BlackRock Fund Advisors 14-Jul-17 no |
n/a in specie AUD ORD 16,128 16,128 |
| BlackRock Advisors(UK)Limited 14-Jul-17 yes |
7.19 on mkt buy AUD ORD 3,532 3,532 |
ORG
page 8 of 10
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors(UK)Limited 14-Jul-17 yes |
7.19 on mkt buy AUD ORD 1,830 1,830 |
| BlackRock Japan Co., Ltd. 17-Jul-17 no |
n/a collateral transfer AUD ORD 247,737 247,737 |
| BlackRock Fund Advisors 17-Jul-17 no |
n/a in specie AUD ORD 4,048 4,048 |
| BlackRock Japan Co., Ltd. 18-Jul-17 no |
n/a collateral transfer AUD ORD 110,630 110,630 |
| BlackRock Advisors (UK) Limited 18-Jul-17 no |
n/a collateral transfer AUD ORD 2,278,540 2,278,540 |
| BlackRock Fund Advisors 18-Jul-17 no |
n/a in specie AUD ORD 13,440 13,440 |
| BlackRock Advisors,LLC 18-Jul-17 yes |
7.24 on mkt buy AUD ORD 25,499 25,499 |
| BlackRock Investment Management (Australia) Limited 18-Jul-17 yes |
7.24 on mkt buy AUD ORD 3,598 3,598 |
| BlackRock Advisors,LLC 18-Jul-17 yes |
7.24 on mkt buy AUD ORD 87,792 87,792 |
| BlackRock Japan Co., Ltd. 19-Jul-17 no |
n/a collateral transfer AUD ORD 107,202 107,202 |
| BlackRock Fund Advisors 19-Jul-17 no |
n/a in specie AUD ORD 20,160 20,160 |
| BlackRock Investment Management,LLC 19-Jul-17 yes |
7.20 on mkt buy AUD ORD 7,144 7,144 |
| BlackRock Financial Management,Inc. 19-Jul-17 yes |
7.20 on mkt buy AUD ORD 10,685 10,685 |
| BlackRock Japan Co., Ltd. 20-Jul-17 no |
n/a collateral transfer AUD ORD 3,629,731 3,629,731 |
| BlackRock Advisors (UK) Limited 20-Jul-17 no |
n/a collateral transfer AUD ORD 712,860 712,860 |
| BlackRock Fund Advisors 20-Jul-17 no |
n/a in specie AUD ORD 33,600 33,600 |
| BlackRock Investment Management (UK) Limited 20-Jul-17 yes |
7.21 on mkt buy AUD ORD 11,235 11,235 |
| BlackRock Advisors(UK)Limited 20-Jul-17 yes |
7.21 on mkt buy AUD ORD 7,122 7,122 |
| BlackRock Advisors(UK)Limited 20-Jul-17 yes |
7.21 on mkt buy AUD ORD 1,830 1,830 |
| BlackRock Advisors(UK)Limited 20-Jul-17 yes |
7.21 on mkt buy AUD ORD 10,596 10,596 |
| BlackRock Japan Co.,Ltd. 20-Jul-17 yes |
7.21 on mkt buy AUD ORD 1,666 1,666 |
| BlackRock Fund Advisors 20-Jul-17 yes |
7.18 on mkt buy AUD ORD 8,712 8,712 |
| BlackRock Fund Advisors 21-Jul-17 no |
n/a in specie AUD ORD 7,560 7,560 |
| BlackRock Fund Advisors 21-Jul-17 no |
n/a in specie AUD ORD 9,546 9,546 |
| BlackRock Fund Advisors 21-Jul-17 no |
n/a in specie AUD ORD 20,160 20,160 |
| BlackRock Asset Management Canada Limited 21-Jul-17 yes |
7.15 on mkt buy AUD ORD 1,077 1,077 |
| BlackRock Fund Advisors 21-Jul-17 no |
n/a in specie AUD ORD 3,036 3,036 |
| BlackRock Investment Management (Australia) Limited 21-Jul-17 yes |
7.15 on mkt buy AUD ORD 17,035 17,035 |
| BlackRock Investment Management (UK) Limited 21-Jul-17 yes |
7.15 on mkt buy AUD ORD 3,253 3,253 |
| BlackRock Japan Co.,Ltd. 24-Jul-17 yes |
7.15 on mkt buy AUD ORD 103,924 103,924 |
| BlackRock Investment Management (UK) Limited 24-Jul-17 no |
n/a in specie AUD ORD 67,242 67,242 |
| BlackRock Fund Advisors 25-Jul-17 no |
n/a in specie AUD ORD 5,376 5,376 |
| BlackRock Fund Advisors 26-Jul-17 no |
n/a in specie AUD ORD 1,898 1,898 |
| BlackRock Japan Co., Ltd. 27-Jul-17 no |
n/a collateral transfer AUD ORD 69,570 69,570 |
| BlackRock Advisors (UK) Limited 27-Jul-17 no |
n/a collateral transfer AUD ORD 1,633,108 1,633,108 |
| BlackRock Fund Advisors 27-Jul-17 no |
n/a in specie AUD ORD 13,294 13,294 |
| BlackRock Investment Management (UK) Limited 28-Jul-17 no |
n/a in specie AUD ORD 57,082 57,082 |
| BlackRock Fund Advisors 28-Jul-17 no |
n/a in specie AUD ORD 7,084 7,084 |
| BlackRock Fund Advisors 28-Jul-17 no |
n/a in specie AUD ORD 9,108 9,108 |
| BlackRock Fund Advisors 28-Jul-17 no |
n/a in specie AUD ORD 1,898 1,898 |
| BlackRock Fund Advisors 28-Jul-17 yes |
6.86 on mkt buy AUD ORD 16,186 16,186 |
| BlackRock Japan Co., Ltd. 31-Jul-17 no |
n/a collateral transfer AUD ORD 5 5 |
| BlackRock Advisors (UK) Limited 31-Jul-17 no |
n/a collateral transfer AUD ORD 1,633,108 1,633,108 |
| BlackRock Fund Advisors 31-Jul-17 no |
n/a in specie AUD ORD 23,571 23,571 |
| BlackRock Investment Management (Australia) Limited 31-Jul-17 yes |
6.92 on mkt buy AUD ORD 8,224 8,224 |
| BlackRock Institutional Trust Company, National Association 01-Aug-17 no |
n/a in specie AUD ORD 8,442 8,442 |
| BlackRock Investment Management (UK) Limited 01-Aug-17 yes |
7.19 on mkt buy AUD ORD 6,133 6,133 |
| BlackRock Investment Management,LLC 01-Aug-17 yes |
7.19 on mkt buy AUD ORD 17,538 17,538 |
| BlackRock Japan Co., Ltd. 02-Aug-17 no |
n/a collateral transfer AUD ORD 1 1 |
| BlackRock Advisors (UK) Limited 02-Aug-17 no |
n/a collateral transfer AUD ORD 1,500,000 1,500,000 |
| BlackRock Investment Management (UK) Limited 02-Aug-17 yes |
7.14 on mkt buy AUD ORD 2,925 2,925 |
| BlackRock Advisors(UK)Limited 02-Aug-17 yes |
7.14 on mkt buy AUD ORD 3,533 3,533 |
ORG
page 9 of 10
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors (UK) Limited 03-Aug-17 no |
n/a collateral transfer AUD ORD 2 2 |
| BlackRock Fund Advisors 03-Aug-17 no |
n/a in specie AUD ORD 16,128 16,128 |
| BlackRock Investment Management (UK) Limited 03-Aug-17 no |
n/a in specie AUD ORD 66,127 66,127 |
| BlackRock Fund Advisors 03-Aug-17 yes |
7.18 on mkt buy AUD ORD 9,304 9,304 |
| BlackRock Japan Co.,Ltd. 03-Aug-17 yes |
7.08 on mkt buy AUD ORD 11,032 11,032 |
| BlackRock Advisors (UK) Limited 04-Aug-17 no |
n/a collateral transfer AUD ORD 338,646 338,646 |
| BlackRock Investment Management (UK) Limited 04-Aug-17 no |
n/a collateral transfer AUD ORD 1,500,000 1,500,000 |
| BlackRock Advisors(UK)Limited 04-Aug-17 yes |
7.20 on mkt buy AUD ORD 29,433 29,433 |
| BlackRock Advisors(UK)Limited 04-Aug-17 yes |
7.20 on mkt buy AUD ORD 3,534 3,534 |
| BlackRock Japan Co., Ltd. 07-Aug-17 no |
n/a collateral transfer AUD ORD 3 3 |
| BlackRock Advisors (UK) Limited 07-Aug-17 no |
n/a collateral transfer AUD ORD 406,562 406,562 |
| BlackRock Investment Management (UK) Limited 07-Aug-17 no |
n/a in specie AUD ORD 3,302 3,302 |
| BlackRock Investment Management (UK) Limited 07-Aug-17 no |
n/a in specie AUD ORD 13,532 13,532 |
| BlackRock Investment Management (Australia) Limited 07-Aug-17 yes |
7.29 on mkt buy AUD ORD 15,836 15,836 |
| BlackRock Institutional Trust Company, National Association 07-Aug-17 yes |
7.29 on mkt buy AUD ORD 39,592 39,592 |
| BlackRock Institutional Trust Company, National Association 07-Aug-17 yes |
7.29 on mkt buy AUD ORD 2,130 2,130 |
| BlackRock Advisors(UK)Limited 07-Aug-17 yes |
7.29 on mkt buy AUD ORD 3,560 3,560 |
| BlackRock Investment Management (Australia) Limited 07-Aug-17 yes |
7.29 on mkt buy AUD ORD 14,392 14,392 |
| BlackRock Advisors(UK)Limited 08-Aug-17 no |
n/a in specie AUD ORD 20,680 20,680 |
| BlackRock Institutional Trust Company, National Association 08-Aug-17 yes |
7.30 on mkt buy AUD ORD 54,202 54,202 |
| BlackRock Advisors(UK)Limited 08-Aug-17 yes |
7.30 on mkt buy AUD ORD 10,605 10,605 |
| BlackRock Advisors(UK)Limited 08-Aug-17 yes |
7.30 on mkt buy AUD ORD 3,535 3,535 |
| BlackRock Japan Co., Ltd. 09-Aug-17 no |
n/a collateral transfer AUD ORD 6 6 |
| BlackRock Fund Advisors 09-Aug-17 no |
n/a in specie AUD ORD 15,168 15,168 |
| BlackRock Investment Management (UK) Limited 09-Aug-17 no |
n/a in specie AUD ORD 4,576 4,576 |
| BlackRock Investment Management (Australia) Limited 09-Aug-17 yes |
7.15 on mkt buy AUD ORD 13,492 13,492 |
| BlackRock Advisors(UK)Limited 09-Aug-17 yes |
7.15 on mkt buy AUD ORD 1,230 1,230 |
| BlackRock Financial Management,Inc. 09-Aug-17 yes |
7.18 on mkt buy AUD ORD 6,099 6,099 |
| BlackRock Advisors,LLC 09-Aug-17 yes |
7.18 on mkt buy AUD ORD 2,705 2,705 |
| BlackRock Institutional Trust Company, National Association 09-Aug-17 yes |
7.18 on mkt buy AUD ORD 1,523 1,523 |
| BlackRock Institutional Trust Company, National Association 09-Aug-17 yes |
7.18 on mkt buy AUD ORD 2,141 2,141 |
| BlackRock International Limited 09-Aug-17 yes |
7.18 on mkt buy AUD ORD 3,777 3,777 |
| BlackRock Financial Management,Inc. 09-Aug-17 yes |
7.18 on mkt buy AUD ORD 19,197 19,197 |
| BlackRock Investment Management,LLC 09-Aug-17 yes |
7.18 on mkt buy AUD ORD 12,226 12,226 |
| BlackRock Financial Management,Inc. 09-Aug-17 yes |
7.18 on mkt buy AUD ORD 8,700 8,700 |
| BlackRock Japan Co., Ltd. 11-Aug-17 no |
n/a collateral transfer AUD ORD 146 146 |
| BlackRock Advisors (UK) Limited 11-Aug-17 no |
n/a collateral transfer AUD ORD 2,202,336 2,202,336 |
| BlackRock Investment Management (UK) Limited 11-Aug-17 no |
n/a in specie AUD ORD 20,680 20,680 |
| BlackRock Fund Advisors 11-Aug-17 no |
n/a in specie AUD ORD 15,714 15,714 |
ORG
page 10 of 10
Annexure C
This is Annexure C of 1 pages referred to in form 603 Notice of initial substantial shareholder
15-Aug-17 Maria Tricarico, Date Authorised Signatory
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| BlackRock Group | |
| BlackRock Inc. | 55 East 52nd Street |
| New York NY 10055 USA | |
| BlackRock (Netherlands) B.V. | Rembrandt Tower, 17th floor |
| Amstelplein | |
| Amsterdam Netherlands | |
| BlackRock (Singapore) Limited | 20 Anson Road #18-01 |
| 079912 Singapore | |
| BlackRock Advisors (UK) Limited | 12 Throgmorton Avenue. |
| London, EC2N 2DL, | |
| United Kingdom | |
| BlackRock Advisors, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Asset Management Canada Limited | 161 Bay Street, Suite 2500 |
| Toronto, Ontario M5J 2S1 | |
| Canada | |
| BlackRock Asset Management North Asia Limited | 15/F, 16/F, 17/F Citibank Tower & 17/F ICBC Tower, |
| 3 Garden Road,Central,HongKong | |
| BlackRock Financial Management, Inc. | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Fund Advisors | 400 Howard Street |
| San Francisco, CA, 94105 | |
| United States | |
| BlackRock Institutional Trust Company, National | 1225 17th Street, |
| Association | Suite 300, |
| Denver,CO 80202(Colorado,USA) | |
| BlackRock International Limited | Exchange Place One, |
| 1 Semple Street, | |
| Edinburgh, EH3 8BL, | |
| United Kingdom(Scotland,United Kingdom) | |
| BlackRock Investment Management (Australia) Limited | Level 26, 101 Collins Street |
| Melbourne VIC 3000 | |
| Australia(Victoria,Australia) | |
| BlackRock Investment Management (UK) Limited | 12 Throgmorton Avenue |
| London EC2N 2DL | |
| United Kingdom | |
| BlackRock Investment Management, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Japan Co., Ltd. | Marunouchi Trust Tower Main, |
| 1-8-3 Marunouchi, | |
| Chiyoda-ku,Tokyo 100-8217(Japan) |
ORG
page 1 of 1
Annexure D
This is Annexure D of 1 page referred to in form 603 Notice of initial substantial shareholder
| 15-Aug-17 Maria Tricarico, Authorised Signatory Date |
15-Aug-17 Maria Tricarico, Authorised Signatory Date |
|---|---|
| Type of agreement: | Global Master Securities Lending Agreement |
| Parties to agreement: | Party A - Citigroup Global Markets Limited Party B - HSBC Institutional Trust Services (Asia) Limited |
| Transfer date: | Refer to Annexure B (transactions identified as collateral transfers) |
| Holder of voting rights: | BlackRock Asset Management North Asia Limited (as investment manager for the funds) |
| Are there any restrictions on voting rights? If yes, detail |
Yes. Unless otherwise agreed between the parties, the Registered Owner will not exercise any voting rights. |
| Scheduled return date (if any): | Not applicable. |
| Does the borrower have the right to return early? If yes, detail |
Yes. Upon an Event of Default under the GMSLA, the GMSLA provides, broadly, that both parties payment and delivery obligations will be accelerated and replaced with an obligation of one party to pay a single cash sum to the other determined in accordance with the provisions of the GMSLA (as modified by the Annex). The GMSLA provides that the parties’ right to terminate the Agreement upon notice will not affect the parties’ existing obligations in respect of any outstanding loans of securities. The Annex amended and restricted the Borrower's termination rights – i.e. Borrower may not have the right to terminate and return the borrowed securities - as the Borrower was to borrow the securities issued by it (or its sister company) to provide protection against the insolvency of the issuer and so usual rights of termination in a GMSLA were restricted. Subject to the terms of the relevant Loan, the Borrower, may early terminate a Loan and return Equivalent Securities at any time provided that it “shall cease to have such entitlement if an Act of Insolvency with respect to any Security Issuer or any of the Borrower’s or any Security Issuer’s affiliates has occurred, or any such person takes any steps preparatory to any of the matters which would constitute an Act of Insolvency |
| Does the lender have the right to recall early? If yes, detail |
Yes, at notice. |
| Will the securities be returned on settlement? If yes, detail any exceptions |
Yes. |
A copy of this agreement will be provided to Origin Energy Ltd or the Australian Securities and Investments Commission upon request.
ORG Page 1 of 1