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ORIGIN ENERGY LIMITED — Major Shareholding Notification 2017
Nov 30, 2017
65507_rns_2017-11-30_2e3e8a33-697d-40cb-9444-ad73cdc7e191.pdf
Major Shareholding Notification
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603 page 1/2 15 July 2001
Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To Company Name/Scheme
ORIGIN ENERGY LTD
ACN/ARSN
000 051 696
1. Details of substantial holder (1)
Name
BlackRock Group (BlackRock Inc. and subsidiaries named in AnnexuresACN/ARSN (if applicable)
to this form)
The holder became a substantial holder on
29 11 / / 2017
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
ord |
88,990,617 |
88,990,617 |
5.06 |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| llows: | ||
|---|---|---|
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
Annexure A & D |
||
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant Registered holder of Person entitled to be Class and number interest securities registered as holder (8) of securities see Annexure A
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) |
Consideration (9) |
Class and number of securities |
|---|---|---|---|---|
| Cash | Non-cash | |||
see Annexure B |
||||
603 page 2/2 15 July 2001
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
==> picture [455 x 134] intentionally omitted <==
----- Start of picture text -----
Name and ACN/ARSN (if applicable) Nature of association
see Annexure A
7. Addresses
The addresses of persons named in this form are as follows:
Name Address
see Annexure C
----- End of picture text -----
Signature
print name Kayla Mulvihill capacity Authorised Signatory* sign here date 01 / 12 / 2017
DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
-
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
-
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
-
(4) The voting shares of a company constitute one class unless divided into separate classes.
-
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
-
(6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
-
(7) Include details of:
-
(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
-
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
-
(8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".
-
(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
Annexure A
This is Annexure A of 4 pages referred to in form 603 Notice of initial substantial shareholder
Kayla Mulvihill, Authorised Signatory
01-Dec-17 Date
3. Details of Relevant Interests
4. Details of present registered holders
6. Associates
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | BNYM-BANK OF NY BRUS | ord | 20,800 | 20,800 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 83,223 | 83,223 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 265,400 | 265,400 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Singapore) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 15,069 | 15,069 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | SINGAPORE | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 3,250,844 | 3,250,844 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | CREDIT SUISSE (ZURICH) | ord | 38,985 | 38,985 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM - J.P. Morgan Zurich | ord | 170,386 | 170,386 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 1,312,997 | 1,312,997 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 436,671 | 436,671 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | RBC-DEXIA BIL- LONDON | ord | 512,235 | 512,235 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 5,722,735 | 5,722,735 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | DUBLIN | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 11,150 | 11,150 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | STATE STREET BANK, | ord | 8,295 | 8,295 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | MUNICH, ZURICH | BlackRock Inc. | ||||
| investment manager or trustee. | BRANCH | ||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 1,255,318 | 1,255,318 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 67,601 | 67,601 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | RBC-ROYAL TRUST - | ord | 6,949 | 6,949 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | TORONTO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 12,130 | 12,130 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Limited | investment manager or trustee. |
ORG
page 1 of 4
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 780,193 | 780,193 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 1,105 | 1,105 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | BNYM-BONY | ord | 6,619 | 6,619 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, HONG | ord | 2,648 | 2,648 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | HSBC-HSBC, HONG | ord | 6,785 | 6,785 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | ord | 2,456 | 2,456 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ord | 40,001 | 40,001 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | ||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BNYM-BONY | ord | 2,082 | 2,082 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 49,857 | 49,857 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | HSBC-HSBC - LONDON | ord | 31,115 | 31,115 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 4,518 | 4,518 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 215,610 | 215,610 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 2,383 | 2,383 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 75,012 | 75,012 | subsidiary of | |
| securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 251,481 | 251,481 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 85,457 | 85,457 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 23,457,091 | 23,457,091 | subsidiary of | |
| securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BNP PARIBAS LON | ord | 112,971 | 112,971 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 1,758,240 | 1,758,240 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 286,528 | 286,528 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 584,435 | 584,435 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| Association | investment manager or trustee. |
ORG
page 2 of 4
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | RBC-ROYAL TRUST - | ord | 19,594 | 19,594 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | TORONTO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB BOSTON | ord | 218,458 | 218,458 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ord | 1,247,635 | 1,247,635 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STATE HONG | ord | 687,430 | 687,430 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 73,293 | 73,293 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 22,136,771 | 22,136,771 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 57,262 | 57,262 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 600,488 | 600,488 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP-BNP PARIBAS | ord | 284,078 | 284,078 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | AUSTRALIA - COGENT | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 19,596 | 19,596 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | SYDNEY | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ord | 4,202,704 | 4,202,704 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | AUSTRALIA BANK | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | LIMITED - MELBOURNE | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | ord | 1,274,540 | 1,274,540 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | AP7 | ord | 238,599 | 238,599 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP-BNP Paribas Milan | ord | 56,580 | 56,580 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BANK OF NY BRUS | ord | 810,222 | 810,222 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 1,014,593 | 1,014,593 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY | ord | 49,787 | 49,787 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CB-CACEIS BANK | ord | 11,639 | 11,639 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, LONDON | ord | 861,283 | 861,283 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | HSBC-HSBC - LONDON | ord | 667,624 | 667,624 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 93,993 | 93,993 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. |
ORG
page 3 of 4
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | KAS-KAS BANK - | ord | 129,956 | 129,956 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | AMSTERDAM | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ord | 1,497,596 | 1,497,596 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SEB-SKANDINAVISKA | ord | 60,662 | 60,662 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | ENSKILDA BANKEN | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STATE HONG | ord | 75,057 | 75,057 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 421,155 | 421,155 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 145,093 | 145,093 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK, GERMANY | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 580,720 | 580,720 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ord | 403 | 403 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY | ord | 18,985 | 18,985 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ord | 1,117,442 | 1,117,442 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 1,074,147 | 1,074,147 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | USB-US BANK | ord | 37,846 | 37,846 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ord | 26,619 | 26,619 | subsidiary of | |
| securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | |||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | BNYM-BONY | ord | 1,779 | 1,779 | subsidiary of | |
| securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ord | 2,238,409 | 2,238,409 | subsidiary of | |
| securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | SSB-State Street Bank And | ord | 239,692 | 239,692 | subsidiary of | |
| securities and/or the power to dispose of securities as | Trust Co. | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ord | 30,587 | 30,587 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 713,889 | 713,889 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ord | 863,664 | 863,664 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | AUSTRALIA BANK | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | LIMITED - MELBOURNE | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ord | 4,143,372 | 4,143,372 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacityas responsible entity. |
ORG
page 4 of 4
Annexure B
This is Annexure B of 9 pages referred to in form 603 Notice of initial substantial shareholder
Kayla Mulvihill,
01-Dec-17 Date
Authorised Signatory
5. Consideration
| ORIGIN ENERGY LTD (ORG) | ORIGIN ENERGY LTD (ORG) |
|---|---|
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
| BlackRock Investment Management (Australia) Limited 31-Jul-17 yes |
6.92 on mkt buy AUD ord 8,224 8,224 |
| BlackRock Fund Advisors 31-Jul-17 no |
n/a in specie AUD ord 23,571 23,571 |
| BlackRock Japan Co., Ltd. 31-Jul-17 no |
n/a collateral transfer AUD ord 5 5 |
| BlackRock Advisors (UK) Limited 31-Jul-17 no |
n/a collateral transfer AUD ord 1,633,109 1,633,109 |
| BlackRock Investment Management (UK) Limited 31-Jul-17 no |
n/a in specie AUD ord 57,082 57,082 |
| BlackRock Investment Management (UK) Limited 01-Aug-17 yes |
7.19 on mkt buy AUD ord 6,133 6,133 |
| BlackRock Investment Management,LLC 01-Aug-17 yes |
7.19 on mkt buy AUD ord 17,538 17,538 |
| BlackRock Institutional Trust Company, National Association 01-Aug-17 no |
n/a in specie AUD ord 8,442 8,442 |
| BlackRock Advisors(UK)Limited 02-Aug-17 yes |
7.14 on mkt buy AUD ord 3,533 3,533 |
| BlackRock Investment Management (UK) Limited 02-Aug-17 yes |
7.14 on mkt buy AUD ord 2,925 2,925 |
| BlackRock Japan Co., Ltd. 02-Aug-17 no |
n/a collateral transfer AUD ord 1 1 |
| BlackRock Advisors (UK) Limited 02-Aug-17 no |
n/a collateral transfer AUD ord 1,500,000 1,500,000 |
| BlackRock Japan Co.,Ltd. 03-Aug-17 yes |
7.08 on mkt buy AUD ord 11,032 11,032 |
| BlackRock Fund Advisors 03-Aug-17 yes |
7.18 on mkt buy AUD ord 9,304 9,304 |
| BlackRock Investment Management (UK) Limited 03-Aug-17 no |
n/a in specie AUD ord 66,127 66,127 |
| BlackRock Fund Advisors 03-Aug-17 no |
n/a in specie AUD ord 16,128 16,128 |
| BlackRock Advisors (UK) Limited 03-Aug-17 no |
n/a collateral transfer AUD ord 2 2 |
| BlackRock Advisors(UK)Limited 04-Aug-17 yes |
7.20 on mkt buy AUD ord 3,534 3,534 |
| BlackRock Advisors(UK)Limited 04-Aug-17 yes |
7.20 on mkt buy AUD ord 29,433 29,433 |
| BlackRock Advisors (UK) Limited 04-Aug-17 no |
n/a collateral transfer AUD ord 338,646 338,646 |
| BlackRock Investment Management (UK) Limited 04-Aug-17 no |
n/a collateral transfer AUD ord 1,500,000 1,500,000 |
| BlackRock Investment Management (Australia) Limited 07-Aug-17 yes |
7.29 on mkt buy AUD ord 14,392 14,392 |
| BlackRock Advisors(UK)Limited 07-Aug-17 yes |
7.29 on mkt buy AUD ord 3,560 3,560 |
| BlackRock Institutional Trust Company, National Association 07-Aug-17 yes |
7.29 on mkt buy AUD ord 39,592 39,592 |
| BlackRock Institutional Trust Company, National Association 07-Aug-17 yes |
7.29 on mkt buy AUD ord 2,130 2,130 |
| BlackRock Investment Management (Australia) Limited 07-Aug-17 yes |
7.29 on mkt buy AUD ord 15,836 15,836 |
| BlackRock Japan Co., Ltd. 07-Aug-17 no |
n/a collateral transfer AUD ord 3 3 |
| BlackRock Advisors (UK) Limited 07-Aug-17 no |
n/a collateral transfer AUD ord 406,562 406,562 |
| BlackRock Advisors(UK)Limited 08-Aug-17 yes |
7.30 on mkt buy AUD ord 3,535 3,535 |
| BlackRock Advisors(UK)Limited 08-Aug-17 yes |
7.30 on mkt buy AUD ord 10,605 10,605 |
| BlackRock Institutional Trust Company, National Association 08-Aug-17 yes |
7.30 on mkt buy AUD ord 54,202 54,202 |
| BlackRock Investment Management,LLC 09-Aug-17 yes |
7.18 on mkt buy AUD ord 12,226 12,226 |
| BlackRock Financial Management,Inc. 09-Aug-17 yes |
7.18 on mkt buy AUD ord 8,700 8,700 |
| BlackRock Advisors(UK)Limited 09-Aug-17 yes |
7.15 on mkt buy AUD ord 1,230 1,230 |
| BlackRock Investment Management (Australia) Limited 09-Aug-17 yes |
7.15 on mkt buy AUD ord 13,492 13,492 |
| BlackRock Investment Management (UK) Limited 09-Aug-17 no |
n/a in specie AUD ord 4,576 4,576 |
| BlackRock Fund Advisors 09-Aug-17 no |
n/a in specie AUD ord 15,168 15,168 |
| BlackRock Japan Co., Ltd. 09-Aug-17 no |
n/a collateral transfer AUD ord 6 6 |
| BlackRock Fund Advisors 11-Aug-17 no |
n/a in specie AUD ord 15,714 15,714 |
ORG
page 1 of 9
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (UK) Limited 11-Aug-17 no |
n/a in specie AUD ord 20,680 20,680 |
| BlackRock Japan Co., Ltd. 11-Aug-17 no |
n/a collateral transfer AUD ord 146 146 |
| BlackRock Advisors (UK) Limited 11-Aug-17 no |
n/a collateral transfer AUD ord 2,202,336 2,202,336 |
| BlackRock Advisors(UK)Limited 14-Aug-17 no |
n/a in specie AUD ord 16,834 16,834 |
| BlackRock Fund Advisors 14-Aug-17 no |
n/a in specie AUD ord 28,400 28,400 |
| BlackRock(Netherlands)B.V. 15-Aug-17 yes |
6.85 on mkt buy AUD ord 752 752 |
| BlackRock Advisors (UK) Limited 15-Aug-17 no |
n/a collateral transfer AUD ord 2,208,424 2,208,424 |
| BlackRock Japan Co.,Ltd. 16-Aug-17 yes |
7.22 on mkt buy AUD ord 9,071 9,071 |
| BlackRock Advisors(UK)Limited 16-Aug-17 yes |
7.22 on mkt buy AUD ord 3,070 3,070 |
| BlackRock Fund Advisors 16-Aug-17 no |
n/a in specie AUD ord 31,428 31,428 |
| BlackRock Advisors(UK)Limited 17-Aug-17 yes |
7.31 on mkt buy AUD ord 9,076 9,076 |
| BlackRock Investment Management (Australia) Limited 17-Aug-17 yes |
7.34 on mkt buy AUD ord 15,451 15,451 |
| BlackRock Investment Management (Australia) Limited 17-Aug-17 yes |
7.34 on mkt buy AUD ord 10,996 10,996 |
| BlackRock Fund Advisors 17-Aug-17 no |
n/a in specie AUD ord 14,200 14,200 |
| BlackRock Investment Management (Australia) Limited 18-Aug-17 yes |
7.38 on mkt buy AUD ord 528,893 528,893 |
| BlackRock Advisors(UK)Limited 18-Aug-17 yes |
7.46 on mkt buy AUD ord 3,575 3,575 |
| BlackRock Fund Advisors 18-Aug-17 no |
n/a in specie AUD ord 11,150 11,150 |
| BlackRock Advisors(UK)Limited 22-Aug-17 yes |
7.33 on mkt buy AUD ord 6,080 6,080 |
| BlackRock Investment Management (Australia) Limited 23-Aug-17 yes |
7.46 on mkt buy AUD ord 13,592 13,592 |
| BlackRock Advisors(UK)Limited 23-Aug-17 yes |
7.47 on mkt buy AUD ord 2,456 2,456 |
| BlackRock Advisors(UK)Limited 23-Aug-17 yes |
7.47 on mkt buy AUD ord 616 616 |
| BlackRock Advisors(UK)Limited 23-Aug-17 yes |
7.47 on mkt buy AUD ord 1,232 1,232 |
| BlackRock Fund Advisors 23-Aug-17 no |
n/a in specie AUD ord 1,860 1,860 |
| BlackRock Fund Advisors 24-Aug-17 no |
n/a in specie AUD ord 16,128 16,128 |
| BlackRock Advisors (UK) Limited 24-Aug-17 no |
n/a collateral transfer AUD ord 2,239,280 2,239,280 |
| BlackRock Advisors(UK)Limited 25-Aug-17 yes |
7.62 on mkt buy AUD ord 565 565 |
| BlackRock Advisors(UK)Limited 25-Aug-17 yes |
7.59 on mkt buy AUD ord 1,130 1,130 |
| BlackRock Advisors(UK)Limited 25-Aug-17 yes |
7.61 on mkt buy AUD ord 3,554 3,554 |
| BlackRock Advisors(UK)Limited 25-Aug-17 yes |
7.59 on mkt buy AUD ord 565 565 |
| BlackRock Investment Management (UK) Limited 25-Aug-17 no |
n/a in specie AUD ord 13,656 13,656 |
| BlackRock Investment Management (UK) Limited 25-Aug-17 no |
n/a in specie AUD ord 89,246 89,246 |
| BlackRock Investment Management (Australia) Limited 28-Aug-17 yes |
7.60 on mkt buy AUD ord 14,658 14,658 |
| BlackRock Fund Advisors 28-Aug-17 no |
n/a in specie AUD ord 15,640 15,640 |
| BlackRock Advisors (UK) Limited 28-Aug-17 no |
n/a collateral transfer AUD ord 1,482,160 1,482,160 |
| BlackRock Investment Management, LLC 28-Aug-17 no |
n/a collateral transfer AUD ord 26,504 26,504 |
| BlackRock Investment Management (UK) Limited 28-Aug-17 no |
n/a collateral transfer AUD ord 2,169,115 2,169,115 |
| BlackRock Asset Management North Asia Limited 28-Aug-17 no |
n/a collateral transfer AUD ord 4,134 4,134 |
| BlackRock Fund Advisors 29-Aug-17 no |
n/a in specie AUD ord 20,160 20,160 |
| BlackRock Japan Co., Ltd. 29-Aug-17 no |
n/a collateral transfer AUD ord 2,006 2,006 |
| BlackRock Advisors (UK) Limited 29-Aug-17 no |
n/a collateral transfer AUD ord 7,582 7,582 |
| BlackRock Investment Management, LLC 29-Aug-17 no |
n/a collateral transfer AUD ord 58,428 58,428 |
| BlackRock Asset Management North Asia Limited 29-Aug-17 no |
n/a collateral transfer AUD ord 162,408 162,408 |
| BlackRock Investment Management (Australia) Limited 30-Aug-17 yes |
7.64 on mkt buy AUD ord 27,489 27,489 |
| BlackRock Investment Management (Australia) Limited 30-Aug-17 yes |
7.64 on mkt buy AUD ord 20,988 20,988 |
| BlackRock Japan Co.,Ltd. 30-Aug-17 yes |
7.67 on mkt buy AUD ord 15,593 15,593 |
| BlackRock Advisors(UK)Limited 30-Aug-17 yes |
7.65 on mkt buy AUD ord 614 614 |
| BlackRock Advisors(UK)Limited 30-Aug-17 yes |
7.65 on mkt buy AUD ord 616 616 |
| BlackRock Advisors(UK)Limited 30-Aug-17 yes |
7.65 on mkt buy AUD ord 1,228 1,228 |
| BlackRock Investment Management (UK) Limited 30-Aug-17 no |
n/a in specie AUD ord 1,652 1,652 |
| BlackRock Advisors(UK)Limited 30-Aug-17 no |
n/a in specie AUD ord 2,041 2,041 |
| BlackRock Investment Management,LLC 31-Aug-17 yes |
7.67 on mkt buy AUD ord 2,281 2,281 |
ORG
page 2 of 9
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 31-Aug-17 yes |
7.65 on mkt buy AUD ord 12,336 12,336 |
| BlackRock Investment Management (Australia) Limited 31-Aug-17 yes |
7.65 on mkt buy AUD ord 14,778 14,778 |
| BlackRock Advisors(UK)Limited 31-Aug-17 yes |
7.65 on mkt buy AUD ord 16,059 16,059 |
| BlackRock Investment Management,LLC 31-Aug-17 yes |
7.65 on mkt buy AUD ord 12,255 12,255 |
| BlackRock Institutional Trust Company, National Association 31-Aug-17 yes |
7.65 on mkt buy AUD ord 5,757 5,757 |
| BlackRock Institutional Trust Company, National Association 31-Aug-17 yes |
7.65 on mkt buy AUD ord 99,209 99,209 |
| BlackRock Fund Advisors 01-Sep-17 yes |
7.68 on mkt buy AUD ord 3,368 3,368 |
| BlackRock Advisors(UK)Limited 01-Sep-17 yes |
7.68 on mkt buy AUD ord 3,065 3,065 |
| BlackRock Investment Management (UK) Limited 04-Sep-17 no |
n/a in specie AUD ord 7,135 7,135 |
| BlackRock Advisors(UK)Limited 05-Sep-17 yes |
7.69 on mkt buy AUD ord 561 561 |
| BlackRock Japan Co., Ltd. 05-Sep-17 no |
n/a collateral transfer AUD ord 2,195,445 2,195,445 |
| BlackRock Investment Management (Australia) Limited 06-Sep-17 yes |
7.80 on mkt buy AUD ord 47,442 47,442 |
| BlackRock Advisors(UK)Limited 06-Sep-17 yes |
7.75 on mkt buy AUD ord 621 621 |
| BlackRock Investment Management,LLC 06-Sep-17 yes |
7.75 on mkt buy AUD ord 4,597 4,597 |
| BlackRock Fund Advisors 06-Sep-17 no |
n/a in specie AUD ord 20,160 20,160 |
| BlackRock Fund Advisors 06-Sep-17 no |
n/a in specie AUD ord 23,571 23,571 |
| BlackRock Advisors(UK)Limited 07-Sep-17 yes |
7.76 on mkt buy AUD ord 3,105 3,105 |
| BlackRock Investment Management (Australia) Limited 07-Sep-17 yes |
7.76 on mkt buy AUD ord 17,939 17,939 |
| BlackRock Advisors(UK)Limited 08-Sep-17 yes |
7.75 on mkt buy AUD ord 7,164 7,164 |
| BlackRock Advisors(UK)Limited 08-Sep-17 yes |
7.75 on mkt buy AUD ord 3,684 3,684 |
| BlackRock Advisors(UK)Limited 08-Sep-17 yes |
7.75 on mkt buy AUD ord 4,298 4,298 |
| BlackRock Fund Advisors 08-Sep-17 no |
n/a in specie AUD ord 2,847 2,847 |
| BlackRock Fund Advisors 08-Sep-17 no |
n/a in specie AUD ord 47,040 47,040 |
| BlackRock Fund Advisors 08-Sep-17 no |
n/a in specie AUD ord 9,546 9,546 |
| BlackRock Asset Management Canada Limited 11-Sep-17 yes |
7.85 on mkt buy AUD ord 1,196 1,196 |
| BlackRock Fund Advisors 11-Sep-17 no |
n/a in specie AUD ord 11,150 11,150 |
| BlackRock Financial Management,Inc. 12-Sep-17 yes |
7.77 on mkt buy AUD ord 2,507 2,507 |
| BlackRock Investment Management (Australia) Limited 12-Sep-17 yes |
7.77 on mkt buy AUD ord 696 696 |
| BlackRock Fund Advisors 12-Sep-17 no |
n/a in specie AUD ord 20,160 20,160 |
| BlackRock Japan Co., Ltd. 12-Sep-17 no |
n/a collateral transfer AUD ord 183,120 183,120 |
| BlackRock Advisors (UK) Limited 12-Sep-17 no |
n/a collateral transfer AUD ord 228,251 228,251 |
| BlackRock Advisors(UK)Limited 13-Sep-17 no |
n/a in specie AUD ord 17,950 17,950 |
| BlackRock Investment Management (UK) Limited 13-Sep-17 yes |
7.86 on mkt buy AUD ord 13,993 13,993 |
| BlackRock Advisors(UK)Limited 13-Sep-17 yes |
7.72 on mkt buy AUD ord 914 914 |
| BlackRock Advisors(UK)Limited 14-Sep-17 yes |
7.75 on mkt buy AUD ord 1,842 1,842 |
| BlackRock Investment Management (Australia) Limited 14-Sep-17 yes |
7.75 on mkt buy AUD ord 813 813 |
| BlackRock Advisors(UK)Limited 14-Sep-17 yes |
7.75 on mkt buy AUD ord 561 561 |
| BlackRock Japan Co., Ltd. 14-Sep-17 no |
n/a collateral transfer AUD ord 14 14 |
| BlackRock Advisors (UK) Limited 14-Sep-17 no |
n/a collateral transfer AUD ord 2,143 2,143 |
| BlackRock Advisors(UK)Limited 15-Sep-17 yes |
7.64 on mkt buy AUD ord 3,684 3,684 |
| BlackRock Fund Advisors 15-Sep-17 yes |
7.64 on mkt buy AUD ord 8,099 8,099 |
| BlackRock Investment Management, LLC 18-Sep-17 no |
n/a collateral transfer AUD ord 1,113 1,113 |
| BlackRock Investment Management (UK) Limited 18-Sep-17 no |
n/a collateral transfer AUD ord 3,272 3,272 |
| BlackRock Asset Management North Asia Limited 18-Sep-17 no |
n/a collateral transfer AUD ord 1,165 1,165 |
| BlackRock Advisors(UK)Limited 19-Sep-17 yes |
7.57 on mkt buy AUD ord 42,672 42,672 |
| BlackRock Advisors(UK)Limited 19-Sep-17 yes |
7.57 on mkt buy AUD ord 614 614 |
| BlackRock Fund Advisors 19-Sep-17 no |
n/a in specie AUD ord 20,160 20,160 |
| BlackRock Fund Advisors 19-Sep-17 no |
n/a in specie AUD ord 16,128 16,128 |
| BlackRock Investment Management, LLC 19-Sep-17 no |
n/a collateral transfer AUD ord 75 75 |
| BlackRock Investment Management (Australia) Limited 20-Sep-17 yes |
7.48 on mkt buy AUD ord 39,942 39,942 |
| BlackRock Fund Advisors 20-Sep-17 no |
n/a in specie AUD ord 620 620 |
| BlackRock Investment Management, LLC 20-Sep-17 no |
n/a collateral transfer AUD ord 21 21 |
ORG
page 3 of 9
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Asset Management North Asia Limited 20-Sep-17 no |
n/a collateral transfer AUD ord 10 10 |
| BlackRock Advisors(UK)Limited 21-Sep-17 yes |
7.41 on mkt buy AUD ord 1,244 1,244 |
| BlackRock Investment Management (Australia) Limited 21-Sep-17 yes |
7.41 on mkt buy AUD ord 17,980 17,980 |
| BlackRock Investment Management (Australia) Limited 21-Sep-17 yes |
7.41 on mkt buy AUD ord 18,504 18,504 |
| BlackRock Fund Advisors 21-Sep-17 no |
n/a in specie AUD ord 3,128 3,128 |
| BlackRock Fund Advisors 21-Sep-17 no |
n/a in specie AUD ord 7,038 7,038 |
| BlackRock Fund Advisors 21-Sep-17 no |
n/a in specie AUD ord 26,880 26,880 |
| BlackRock Investment Management, LLC 21-Sep-17 no |
n/a collateral transfer AUD ord 262 262 |
| BlackRock Fund Advisors 22-Sep-17 yes |
7.36 on mkt buy AUD ord 8,285 8,285 |
| BlackRock Financial Management,Inc. 22-Sep-17 yes |
7.33 on mkt buy AUD ord 168 168 |
| BlackRock Investment Management (Australia) Limited 22-Sep-17 yes |
7.36 on mkt buy AUD ord 7,785 7,785 |
| BlackRock Investment Management (UK) Limited 22-Sep-17 no |
n/a in specie AUD ord 10,456 10,456 |
| BlackRock Advisors(UK)Limited 25-Sep-17 yes |
7.35 on mkt buy AUD ord 614 614 |
| BlackRock Fund Advisors 25-Sep-17 no |
n/a in specie AUD ord 21,504 21,504 |
| BlackRock Advisors (UK) Limited 25-Sep-17 no |
n/a collateral transfer AUD ord 42,679 42,679 |
| BlackRock Investment Management, LLC 25-Sep-17 no |
n/a collateral transfer AUD ord 124,193 124,193 |
| BlackRock Investment Management (UK) Limited 25-Sep-17 no |
n/a collateral transfer AUD ord 236,708 236,708 |
| BlackRock Asset Management North Asia Limited 25-Sep-17 no |
n/a collateral transfer AUD ord 100,557 100,557 |
| BlackRock Advisors(UK)Limited 26-Sep-17 yes |
7.39 on mkt buy AUD ord 3,556 3,556 |
| BlackRock Financial Management,Inc. 26-Sep-17 yes |
7.39 on mkt buy AUD ord 146,210 146,210 |
| BlackRock Japan Co., Ltd. 26-Sep-17 no |
n/a collateral transfer AUD ord 1,704,000 1,704,000 |
| BlackRock Investment Management, LLC 26-Sep-17 no |
n/a collateral transfer AUD ord 2,120 2,120 |
| BlackRock Asset Management North Asia Limited 26-Sep-17 no |
n/a collateral transfer AUD ord 1,528 1,528 |
| BlackRock Investment Management (Australia) Limited 27-Sep-17 yes |
7.45 on mkt buy AUD ord 56,457 56,457 |
| BlackRock Fund Advisors 27-Sep-17 no |
n/a in specie AUD ord 7,857 7,857 |
| BlackRock Investment Management (UK) Limited 27-Sep-17 no |
n/a collateral transfer AUD ord 3,824 3,824 |
| BlackRock Asset Management North Asia Limited 27-Sep-17 no |
n/a collateral transfer AUD ord 1,157 1,157 |
| BlackRock Advisors(UK)Limited 28-Sep-17 yes |
7.50 on mkt buy AUD ord 7,110 7,110 |
| BlackRock Advisors(UK)Limited 28-Sep-17 yes |
7.50 on mkt buy AUD ord 3,060 3,060 |
| BlackRock Advisors(UK)Limited 28-Sep-17 yes |
7.50 on mkt buy AUD ord 1,866 1,866 |
| BlackRock Investment Management (Australia) Limited 28-Sep-17 yes |
7.50 on mkt buy AUD ord 6,928 6,928 |
| BlackRock Fund Advisors 28-Sep-17 yes |
7.50 on mkt buy AUD ord 12,429 12,429 |
| BlackRock Fund Advisors 28-Sep-17 no |
n/a in specie AUD ord 40,320 40,320 |
| BlackRock Fund Advisors 28-Sep-17 no |
n/a in specie AUD ord 22,452 22,452 |
| BlackRock Investment Management (UK) Limited 28-Sep-17 no |
n/a collateral transfer AUD ord 4,389 4,389 |
| BlackRock Investment Management (Australia) Limited 29-Sep-17 no |
n/a in specie AUD ord 427,824 427,824 |
| BlackRock Institutional Trust Company, National Association 29-Sep-17 yes |
7.48 on mkt buy AUD ord 31,776 31,776 |
| BlackRock Investment Management (Australia) Limited 29-Sep-17 yes |
7.48 on mkt buy AUD ord 17,744 17,744 |
| BlackRock Institutional Trust Company, National Association 29-Sep-17 yes |
7.48 on mkt buy AUD ord 100,280 100,280 |
| BlackRock Investment Management (UK) Limited 29-Sep-17 yes |
7.48 on mkt buy AUD ord 2,685 2,685 |
| BlackRock Investment Management (Australia) Limited 29-Sep-17 yes |
7.48 on mkt buy AUD ord 6,931 6,931 |
| BlackRock Investment Management (Australia) Limited 29-Sep-17 yes |
7.48 on mkt buy AUD ord 4,671 4,671 |
| BlackRock Investment Management (Australia) Limited 29-Sep-17 yes |
7.48 on mkt buy AUD ord 8,439 8,439 |
| BlackRock Fund Advisors 29-Sep-17 no |
n/a in specie AUD ord 36,288 36,288 |
| BlackRock Institutional Trust Company, National Association 29-Sep-17 no |
n/a in specie AUD ord 78,754 78,754 |
| BlackRock Advisors(UK)Limited 02-Oct-17 yes |
7.40 on mkt buy AUD ord 3,555 3,555 |
| BlackRock Fund Advisors 02-Oct-17 yes |
7.40 on mkt buy AUD ord 8,509 8,509 |
| BlackRock Fund Advisors 02-Oct-17 no |
n/a in specie AUD ord 39,555 39,555 |
ORG
page 4 of 9
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (UK) Limited 02-Oct-17 no |
n/a collateral transfer AUD ord 1,380 1,380 |
| BlackRock Investment Management (UK) Limited 03-Oct-17 yes |
7.34 on mkt buy AUD ord 28,785 28,785 |
| BlackRock Investment Management (UK) Limited 03-Oct-17 yes |
7.34 on mkt buy AUD ord 13,655 13,655 |
| BlackRock Fund Advisors 03-Oct-17 yes |
7.34 on mkt buy AUD ord 21,478 21,478 |
| BlackRock Advisors(UK)Limited 03-Oct-17 yes |
7.34 on mkt buy AUD ord 7,110 7,110 |
| BlackRock Advisors(UK)Limited 03-Oct-17 yes |
7.34 on mkt buy AUD ord 420 420 |
| BlackRock Institutional Trust Company, National Association 03-Oct-17 yes |
7.34 on mkt buy AUD ord 16,448 16,448 |
| BlackRock Institutional Trust Company, National Association 03-Oct-17 yes |
7.34 on mkt buy AUD ord 6,562 6,562 |
| BlackRock Fund Advisors 03-Oct-17 yes |
7.34 on mkt buy AUD ord 11,001 11,001 |
| BlackRock Investment Management, LLC 03-Oct-17 no |
n/a collateral transfer AUD ord 6,103 6,103 |
| BlackRock Asset Management North Asia Limited 03-Oct-17 no |
n/a collateral transfer AUD ord 2,413 2,413 |
| BlackRock Asset Management Canada Limited 04-Oct-17 yes |
7.21 on mkt buy AUD ord 6,949 6,949 |
| BlackRock Investment Management (Australia) Limited 04-Oct-17 yes |
7.23 on mkt buy AUD ord 26,728 26,728 |
| BlackRock Advisors(UK)Limited 04-Oct-17 yes |
7.23 on mkt buy AUD ord 1,525 1,525 |
| BlackRock Fund Advisors 04-Oct-17 no |
n/a in specie AUD ord 33,600 33,600 |
| BlackRock Fund Advisors 04-Oct-17 no |
n/a in specie AUD ord 14,784 14,784 |
| BlackRock Fund Advisors 04-Oct-17 no |
n/a in specie AUD ord 28,622 28,622 |
| BlackRock Investment Management (UK) Limited 04-Oct-17 no |
n/a collateral transfer AUD ord 174,182 174,182 |
| BlackRock Advisors(UK)Limited 05-Oct-17 yes |
7.15 on mkt buy AUD ord 2,448 2,448 |
| BlackRock Advisors(UK)Limited 05-Oct-17 yes |
7.15 on mkt buy AUD ord 6,100 6,100 |
| BlackRock Japan Co., Ltd. 05-Oct-17 no |
n/a collateral transfer AUD ord 45,966 45,966 |
| BlackRock Financial Management,Inc. 06-Oct-17 yes |
7.10 on mkt buy AUD ord 140 140 |
| BlackRock Advisors(UK)Limited 06-Oct-17 yes |
7.08 on mkt buy AUD ord 562 562 |
| BlackRock Advisors(UK)Limited 06-Oct-17 yes |
7.08 on mkt buy AUD ord 3,050 3,050 |
| BlackRock Fund Advisors 06-Oct-17 no |
n/a in specie AUD ord 4,460 4,460 |
| BlackRock Fund Advisors 06-Oct-17 no |
n/a in specie AUD ord 30,912 30,912 |
| BlackRock Fund Advisors 06-Oct-17 no |
n/a in specie AUD ord 31,756 31,756 |
| BlackRock Japan Co., Ltd. 06-Oct-17 no |
n/a collateral transfer AUD ord 143,114 143,114 |
| BlackRock Investment Management (UK) Limited 06-Oct-17 no |
n/a collateral transfer AUD ord 10,140 10,140 |
| BlackRock Asset Management North Asia Limited 06-Oct-17 no |
n/a collateral transfer AUD ord 2,458 2,458 |
| BlackRock Advisors(UK)Limited 09-Oct-17 yes |
7.09 on mkt buy AUD ord 7,110 7,110 |
| BlackRock Investment Management, LLC 09-Oct-17 no |
n/a collateral transfer AUD ord 2,048 2,048 |
| BlackRock Investment Management (UK) Limited 09-Oct-17 no |
n/a collateral transfer AUD ord 3,434 3,434 |
| BlackRock Investment Management (UK) Limited 10-Oct-17 yes |
7.10 on mkt buy AUD ord 8,169 8,169 |
| BlackRock Advisors(UK)Limited 10-Oct-17 yes |
7.00 on mkt buy AUD ord 25,761 25,761 |
| BlackRock Institutional Trust Company, National Association 10-Oct-17 yes |
7.00 on mkt buy AUD ord 13,764 13,764 |
| BlackRock Fund Advisors 10-Oct-17 no |
n/a in specie AUD ord 21,504 21,504 |
| BlackRock Advisors(UK)Limited 10-Oct-17 no |
n/a in specie AUD ord 22,420 22,420 |
| BlackRock Financial Management, Inc. 10-Oct-17 no |
n/a collateral transfer AUD ord 107 107 |
| BlackRock Investment Management (UK) Limited 10-Oct-17 no |
n/a collateral transfer AUD ord 2,874 2,874 |
| BlackRock Institutional Trust Company, National Association 11-Oct-17 yes |
7.02 on mkt buy AUD ord 23,839 23,839 |
| BlackRock Fund Advisors 11-Oct-17 no |
n/a in specie AUD ord 13,380 13,380 |
| BlackRock Fund Advisors 11-Oct-17 no |
n/a in specie AUD ord 26,880 26,880 |
| BlackRock Fund Advisors 11-Oct-17 no |
n/a in specie AUD ord 10,752 10,752 |
| BlackRock Fund Advisors 11-Oct-17 no |
n/a in specie AUD ord 3,036 3,036 |
| BlackRock Financial Management, Inc. 11-Oct-17 no |
n/a collateral transfer AUD ord 3 3 |
| BlackRock Investment Management (UK) Limited 11-Oct-17 no |
n/a collateral transfer AUD ord 1,558 1,558 |
| BlackRock Asset Management North Asia Limited 11-Oct-17 no |
n/a collateral transfer AUD ord 170 170 |
| BlackRock Advisors(UK)Limited 12-Oct-17 yes |
7.12 on mkt buy AUD ord 21,168 21,168 |
| BlackRock Investment Management (Australia) Limited 12-Oct-17 yes |
7.12 on mkt buy AUD ord 15,639 15,639 |
ORG
page 5 of 9
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 12-Oct-17 yes |
7.12 on mkt buy AUD ord 4,043 4,043 |
| BlackRock Investment Management (UK) Limited 13-Oct-17 yes |
7.17 on mkt buy AUD ord 5,031 5,031 |
| BlackRock Fund Advisors 13-Oct-17 no |
n/a in specie AUD ord 15,168 15,168 |
| BlackRock Investment Management (UK) Limited 13-Oct-17 no |
n/a in specie AUD ord 12,170 12,170 |
| BlackRock Japan Co., Ltd. 13-Oct-17 no |
n/a collateral transfer AUD ord 145,103 145,103 |
| BlackRock Financial Management, Inc. 13-Oct-17 no |
n/a collateral transfer AUD ord 4 4 |
| BlackRock Investment Management (UK) Limited 13-Oct-17 no |
n/a collateral transfer AUD ord 1,219 1,219 |
| BlackRock Asset Management North Asia Limited 13-Oct-17 no |
n/a collateral transfer AUD ord 1,047 1,047 |
| BlackRock Advisors(UK)Limited 16-Oct-17 yes |
7.35 on mkt buy AUD ord 4,904 4,904 |
| BlackRock Advisors(UK)Limited 16-Oct-17 yes |
7.35 on mkt buy AUD ord 4,291 4,291 |
| BlackRock Fund Advisors 16-Oct-17 yes |
7.35 on mkt buy AUD ord 9,712 9,712 |
| BlackRock Investment Management, LLC 16-Oct-17 no |
n/a collateral transfer AUD ord 3,210 3,210 |
| BlackRock Asset Management North Asia Limited 16-Oct-17 no |
n/a collateral transfer AUD ord 559 559 |
| BlackRock Asset Management Canada Limited 17-Oct-17 yes |
7.39 on mkt buy AUD ord 15,204 15,204 |
| BlackRock Advisors(UK)Limited 17-Oct-17 yes |
7.39 on mkt buy AUD ord 3,065 3,065 |
| BlackRock Fund Advisors 17-Oct-17 no |
n/a in specie AUD ord 33,600 33,600 |
| BlackRock Financial Management, Inc. 17-Oct-17 no |
n/a collateral transfer AUD ord 3 3 |
| BlackRock Asset Management North Asia Limited 17-Oct-17 no |
n/a collateral transfer AUD ord 1,200 1,200 |
| BlackRock Financial Management,Inc. 18-Oct-17 yes |
7.41 on mkt buy AUD ord 3,329 3,329 |
| BlackRock Fund Advisors 18-Oct-17 no |
n/a in specie AUD ord 13,440 13,440 |
| BlackRock Japan Co., Ltd. 18-Oct-17 no |
n/a collateral transfer AUD ord 117,072 117,072 |
| BlackRock Investment Management (UK) Limited 19-Oct-17 yes |
7.41 on mkt buy AUD ord 7,488 7,488 |
| BlackRock Advisors(UK)Limited 19-Oct-17 yes |
7.56 on mkt buy AUD ord 1,240 1,240 |
| BlackRock Investment Management (Australia) Limited 19-Oct-17 yes |
7.56 on mkt buy AUD ord 4,313 4,313 |
| BlackRock Institutional Trust Company, National Association 19-Oct-17 yes |
7.56 on mkt buy AUD ord 77,249 77,249 |
| BlackRock Asset Management Canada Limited 19-Oct-17 yes |
7.56 on mkt buy AUD ord 3,117 3,117 |
| BlackRock Investment Management (UK) Limited 19-Oct-17 no |
n/a collateral transfer AUD ord 237 237 |
| BlackRock Asset Management North Asia Limited 19-Oct-17 no |
n/a collateral transfer AUD ord 89 89 |
| BlackRock Advisors(UK)Limited 20-Oct-17 yes |
7.55 on mkt buy AUD ord 7,056 7,056 |
| BlackRock Advisors(UK)Limited 20-Oct-17 yes |
7.55 on mkt buy AUD ord 4,480 4,480 |
| BlackRock Investment Management, LLC 20-Oct-17 no |
n/a collateral transfer AUD ord 7 7 |
| BlackRock Asset Management North Asia Limited 20-Oct-17 no |
n/a collateral transfer AUD ord 44 44 |
| BlackRock Advisors(UK)Limited 23-Oct-17 yes |
7.52 on mkt buy AUD ord 3,528 3,528 |
| BlackRock Investment Management (UK) Limited 23-Oct-17 no |
n/a collateral transfer AUD ord 13,113 13,113 |
| BlackRock Advisors(UK)Limited 24-Oct-17 yes |
7.46 on mkt buy AUD ord 1,525 1,525 |
| BlackRock Fund Advisors 24-Oct-17 no |
n/a in specie AUD ord 3,036 3,036 |
| BlackRock Fund Advisors 24-Oct-17 no |
n/a in specie AUD ord 13,156 13,156 |
| BlackRock Investment Management, LLC 24-Oct-17 no |
n/a collateral transfer AUD ord 1 1 |
| BlackRock Investment Management (UK) Limited 24-Oct-17 no |
n/a collateral transfer AUD ord 2 2 |
| BlackRock Institutional Trust Company, National Association 25-Oct-17 yes |
7.60 on mkt buy AUD ord 6,818 6,818 |
| BlackRock Fund Advisors 25-Oct-17 no |
n/a in specie AUD ord 32,256 32,256 |
| BlackRock Asset Management North Asia Limited 25-Oct-17 no |
n/a collateral transfer AUD ord 7 7 |
| BlackRock Fund Advisors 26-Oct-17 no |
n/a in specie AUD ord 6,720 6,720 |
| BlackRock Institutional Trust Company, National Association 26-Oct-17 no |
n/a in specie AUD ord 21,550 21,550 |
| BlackRock Investment Management, LLC 26-Oct-17 no |
n/a collateral transfer AUD ord 259 259 |
| BlackRock Asset Management North Asia Limited 26-Oct-17 no |
n/a collateral transfer AUD ord 1 1 |
ORG
page 6 of 9
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors(UK)Limited 27-Oct-17 yes |
7.85 on mkt buy AUD ord 14,112 14,112 |
| BlackRock Japan Co., Ltd. 27-Oct-17 no |
n/a collateral transfer AUD ord 251,304 251,304 |
| BlackRock Advisors (UK) Limited 27-Oct-17 no |
n/a collateral transfer AUD ord 23,368 23,368 |
| BlackRock Investment Management, LLC 27-Oct-17 no |
n/a collateral transfer AUD ord 700 700 |
| BlackRock Investment Management (UK) Limited 27-Oct-17 no |
n/a collateral transfer AUD ord 167,088 167,088 |
| BlackRock Asset Management North Asia Limited 27-Oct-17 no |
n/a collateral transfer AUD ord 907 907 |
| BlackRock Advisors(UK)Limited 31-Oct-17 yes |
7.94 on mkt buy AUD ord 4,904 4,904 |
| BlackRock Advisors(UK)Limited 31-Oct-17 yes |
7.94 on mkt buy AUD ord 620 620 |
| BlackRock Fund Advisors 31-Oct-17 no |
n/a in specie AUD ord 68,328 68,328 |
| BlackRock Japan Co., Ltd. 31-Oct-17 no |
n/a collateral transfer AUD ord 553,444 553,444 |
| BlackRock Advisors (UK) Limited 31-Oct-17 no |
n/a collateral transfer AUD ord 76,712 76,712 |
| BlackRock Investment Management (UK) Limited 31-Oct-17 no |
n/a collateral transfer AUD ord 52 52 |
| BlackRock Investment Management (Australia) Limited 01-Nov-17 yes |
8.09 on mkt buy AUD ord 19,157 19,157 |
| BlackRock Investment Management (Australia) Limited 01-Nov-17 yes |
8.08 on mkt buy AUD ord 12,324 12,324 |
| BlackRock Advisors(UK)Limited 01-Nov-17 yes |
8.08 on mkt buy AUD ord 4,480 4,480 |
| BlackRock Advisors(UK)Limited 01-Nov-17 yes |
8.08 on mkt buy AUD ord 620 620 |
| BlackRock Fund Advisors 01-Nov-17 yes |
8.08 on mkt buy AUD ord 15,594 15,594 |
| BlackRock Investment Management (UK) Limited 01-Nov-17 no |
n/a collateral transfer AUD ord 13 13 |
| BlackRock Fund Advisors 02-Nov-17 no |
n/a in specie AUD ord 2,688 2,688 |
| BlackRock Fund Advisors 02-Nov-17 no |
n/a in specie AUD ord 2,847 2,847 |
| BlackRock Investment Management (UK) Limited 02-Nov-17 no |
n/a in specie AUD ord 8,702 8,702 |
| BlackRock Advisors(UK)Limited 02-Nov-17 no |
n/a in specie AUD ord 10,255 10,255 |
| BlackRock Japan Co., Ltd. 02-Nov-17 no |
n/a collateral transfer AUD ord 464,458 464,458 |
| BlackRock Advisors (UK) Limited 02-Nov-17 no |
n/a collateral transfer AUD ord 256,001 256,001 |
| BlackRock Investment Management (UK) Limited 02-Nov-17 no |
n/a collateral transfer AUD ord 5 5 |
| BlackRock Investment Management (Australia) Limited 03-Nov-17 yes |
8.15 on mkt buy AUD ord 13,156 13,156 |
| BlackRock Advisors(UK)Limited 03-Nov-17 yes |
8.17 on mkt buy AUD ord 8,960 8,960 |
| BlackRock Investment Management, LLC 03-Nov-17 no |
n/a collateral transfer AUD ord 8 8 |
| BlackRock Asset Management North Asia Limited 03-Nov-17 no |
n/a collateral transfer AUD ord 14 14 |
| BlackRock Advisors(UK)Limited 06-Nov-17 yes |
8.25 on mkt buy AUD ord 6,130 6,130 |
| BlackRock Fund Advisors 06-Nov-17 no |
n/a in specie AUD ord 5,694 5,694 |
| BlackRock Fund Advisors 06-Nov-17 no |
n/a in specie AUD ord 20,160 20,160 |
| BlackRock Advisors (UK) Limited 06-Nov-17 no |
n/a collateral transfer AUD ord 26,747 26,747 |
| BlackRock Investment Management, LLC 06-Nov-17 no |
n/a collateral transfer AUD ord 13 13 |
| BlackRock Asset Management North Asia Limited 06-Nov-17 no |
n/a collateral transfer AUD ord 23 23 |
| BlackRock Financial Management,Inc. 07-Nov-17 no |
n/a in specie AUD ord 4,518 4,518 |
| BlackRock Investment Management (Australia) Limited 07-Nov-17 yes |
8.44 on mkt buy AUD ord 834 834 |
| BlackRock Advisors(UK)Limited 07-Nov-17 yes |
8.44 on mkt buy AUD ord 20,229 20,229 |
| BlackRock Fund Advisors 07-Nov-17 no |
n/a in specie AUD ord 4,014 4,014 |
| BlackRock Investment Management, LLC 07-Nov-17 no |
n/a collateral transfer AUD ord 326 326 |
| BlackRock Asset Management North Asia Limited 07-Nov-17 no |
n/a collateral transfer AUD ord 10 10 |
| BlackRock Investment Management (Australia) Limited 08-Nov-17 yes |
8.35 on mkt buy AUD ord 11,351 11,351 |
| BlackRock Advisors(UK)Limited 08-Nov-17 yes |
8.35 on mkt buy AUD ord 3,529 3,529 |
| BlackRock Advisors(UK)Limited 08-Nov-17 yes |
8.35 on mkt buy AUD ord 824 824 |
| BlackRock Institutional Trust Company, National Association 08-Nov-17 yes |
8.35 on mkt buy AUD ord 5,000 5,000 |
| BlackRock Fund Advisors 08-Nov-17 no |
n/a in specie AUD ord 8,920 8,920 |
| BlackRock Fund Advisors 08-Nov-17 no |
n/a in specie AUD ord 5,060 5,060 |
| BlackRock Fund Advisors 08-Nov-17 no |
n/a in specie AUD ord 8,064 8,064 |
| BlackRock Fund Advisors 08-Nov-17 no |
n/a in specie AUD ord 14,784 14,784 |
ORG
page 7 of 9
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Japan Co., Ltd. 08-Nov-17 no |
n/a collateral transfer AUD ord 78,685 78,685 |
| BlackRock Investment Management (UK) Limited 08-Nov-17 no |
n/a collateral transfer AUD ord 330 330 |
| BlackRock Advisors(UK)Limited 09-Nov-17 yes |
8.39 on mkt buy AUD ord 1,126 1,126 |
| BlackRock Japan Co., Ltd. 09-Nov-17 no |
n/a collateral transfer AUD ord 95,284 95,284 |
| BlackRock Advisors (UK) Limited 09-Nov-17 no |
n/a collateral transfer AUD ord 1 1 |
| BlackRock Investment Management, LLC 09-Nov-17 no |
n/a collateral transfer AUD ord 4 4 |
| BlackRock Asset Management North Asia Limited 09-Nov-17 no |
n/a collateral transfer AUD ord 81 81 |
| BlackRock Advisors(UK)Limited 10-Nov-17 yes |
8.39 on mkt buy AUD ord 4,482 4,482 |
| BlackRock Advisors(UK)Limited 10-Nov-17 yes |
8.39 on mkt buy AUD ord 17,292 17,292 |
| BlackRock Advisors(UK)Limited 10-Nov-17 yes |
8.39 on mkt buy AUD ord 5,319 5,319 |
| BlackRock Fund Advisors 10-Nov-17 no |
n/a in specie AUD ord 1,077 1,077 |
| BlackRock Fund Advisors 10-Nov-17 no |
n/a in specie AUD ord 3,742 3,742 |
| BlackRock Investment Management (UK) Limited 10-Nov-17 no |
n/a in specie AUD ord 6,036 6,036 |
| BlackRock Japan Co., Ltd. 10-Nov-17 no |
n/a collateral transfer AUD ord 491,936 491,936 |
| BlackRock Advisors (UK) Limited 10-Nov-17 no |
n/a collateral transfer AUD ord 210,544 210,544 |
| BlackRock Investment Management (UK) Limited 10-Nov-17 no |
n/a collateral transfer AUD ord 11 11 |
| BlackRock Advisors(UK)Limited 13-Nov-17 yes |
8.36 on mkt buy AUD ord 46,852 46,852 |
| BlackRock Japan Co., Ltd. 13-Nov-17 no |
n/a collateral transfer AUD ord 207,188 207,188 |
| BlackRock Investment Management, LLC 13-Nov-17 no |
n/a collateral transfer AUD ord 17 17 |
| BlackRock Asset Management North Asia Limited 13-Nov-17 no |
n/a collateral transfer AUD ord 24 24 |
| BlackRock Investment Management,LLC 14-Nov-17 yes |
8.24 on mkt buy AUD ord 2,391 2,391 |
| BlackRock Investment Management (Australia) Limited 14-Nov-17 yes |
8.27 on mkt buy AUD ord 14,378 14,378 |
| BlackRock Advisors(UK)Limited 14-Nov-17 yes |
8.27 on mkt buy AUD ord 41,692 41,692 |
| BlackRock Fund Advisors 14-Nov-17 no |
n/a in specie AUD ord 6,720 6,720 |
| BlackRock Fund Advisors 14-Nov-17 no |
n/a in specie AUD ord 11,226 11,226 |
| BlackRock Investment Management, LLC 14-Nov-17 no |
n/a collateral transfer AUD ord 49 49 |
| BlackRock Asset Management North Asia Limited 14-Nov-17 no |
n/a collateral transfer AUD ord 85 85 |
| BlackRock Investment Management (Australia) Limited 15-Nov-17 yes |
8.08 on mkt buy AUD ord 14,378 14,378 |
| BlackRock Institutional Trust Company, National Association 15-Nov-17 yes |
8.08 on mkt buy AUD ord 70,514 70,514 |
| BlackRock Fund Advisors 15-Nov-17 no |
n/a in specie AUD ord 17,472 17,472 |
| BlackRock Investment Management, LLC 15-Nov-17 no |
n/a collateral transfer AUD ord 3 3 |
| BlackRock Investment Management (UK) Limited 15-Nov-17 no |
n/a collateral transfer AUD ord 1 1 |
| BlackRock Fund Advisors 16-Nov-17 no |
n/a in specie AUD ord 37,632 37,632 |
| BlackRock Fund Advisors 16-Nov-17 no |
n/a in specie AUD ord 6,720 6,720 |
| BlackRock Fund Advisors 16-Nov-17 no |
n/a in specie AUD ord 57,520 57,520 |
| BlackRock Japan Co., Ltd. 16-Nov-17 no |
n/a collateral transfer AUD ord 179,010 179,010 |
| BlackRock Advisors (UK) Limited 16-Nov-17 no |
n/a collateral transfer AUD ord 3,067 3,067 |
| BlackRock Advisors(UK)Limited 17-Nov-17 yes |
8.18 on mkt buy AUD ord 367 367 |
| BlackRock Fund Advisors 17-Nov-17 no |
n/a in specie AUD ord 5,352 5,352 |
| BlackRock Investment Management (UK) Limited 17-Nov-17 no |
n/a collateral transfer AUD ord 44 44 |
| BlackRock Institutional Trust Company, National Association 20-Nov-17 yes |
8.20 on mkt buy AUD ord 29,247 29,247 |
| BlackRock Advisors(UK)Limited 20-Nov-17 no |
n/a in specie AUD ord 11,150 11,150 |
| BlackRock Japan Co., Ltd. 20-Nov-17 no |
n/a collateral transfer AUD ord 540,092 540,092 |
| BlackRock Investment Management, LLC 20-Nov-17 no |
n/a collateral transfer AUD ord 21 21 |
| BlackRock Asset Management North Asia Limited 20-Nov-17 no |
n/a collateral transfer AUD ord 110 110 |
| BlackRock Advisors(UK)Limited 21-Nov-17 yes |
8.26 on mkt buy AUD ord 4,545 4,545 |
| BlackRock Institutional Trust Company, National Association 21-Nov-17 yes |
8.26 on mkt buy AUD ord 107,448 107,448 |
ORG
page 8 of 9
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 21-Nov-17 yes |
8.26 on mkt buy AUD ord 73,775 73,775 |
| BlackRock Fund Advisors 21-Nov-17 no |
n/a in specie AUD ord 8,602 8,602 |
| BlackRock Investment Management, LLC 21-Nov-17 no |
n/a collateral transfer AUD ord 14 14 |
| BlackRock Asset Management North Asia Limited 21-Nov-17 no |
n/a collateral transfer AUD ord 39 39 |
| BlackRock Investment Management (Australia) Limited 22-Nov-17 yes |
8.39 on mkt buy AUD ord 7,465 7,465 |
| BlackRock Fund Advisors 22-Nov-17 no |
n/a in specie AUD ord 24,890 24,890 |
| BlackRock Fund Advisors 22-Nov-17 no |
n/a in specie AUD ord 7,584 7,584 |
| BlackRock Fund Advisors 22-Nov-17 no |
n/a in specie AUD ord 7,484 7,484 |
| BlackRock Fund Advisors 22-Nov-17 no |
n/a in specie AUD ord 7,484 7,484 |
| BlackRock Fund Advisors 22-Nov-17 no |
n/a in specie AUD ord 7,484 7,484 |
| BlackRock Investment Management (UK) Limited 22-Nov-17 no |
n/a collateral transfer AUD ord 3 3 |
| BlackRock Asset Management North Asia Limited 23-Nov-17 no |
n/a collateral transfer AUD ord 316 316 |
| BlackRock Advisors(UK)Limited 24-Nov-17 yes |
8.58 on mkt buy AUD ord 3,065 3,065 |
| BlackRock Advisors(UK)Limited 24-Nov-17 yes |
8.58 on mkt buy AUD ord 1,230 1,230 |
| BlackRock Investment Management (UK) Limited 24-Nov-17 no |
n/a in specie AUD ord 24,489 24,489 |
| BlackRock Investment Management (UK) Limited 24-Nov-17 no |
n/a in specie AUD ord 22,877 22,877 |
| BlackRock Japan Co., Ltd. 24-Nov-17 no |
n/a collateral transfer AUD ord 19,480 19,480 |
| BlackRock Investment Management (UK) Limited 24-Nov-17 no |
n/a collateral transfer AUD ord 4 4 |
| BlackRock Investment Management (Australia) Limited 27-Nov-17 yes |
8.59 on mkt buy AUD ord 205,400 205,400 |
| BlackRock Advisors(UK)Limited 27-Nov-17 yes |
8.59 on mkt buy AUD ord 21,528 21,528 |
| BlackRock Investment Management, LLC 27-Nov-17 no |
n/a collateral transfer AUD ord 32 32 |
| BlackRock Asset Management North Asia Limited 27-Nov-17 no |
n/a collateral transfer AUD ord 91 91 |
| BlackRock Investment Management (Australia) Limited 28-Nov-17 yes |
8.80 on mkt buy AUD ord 221,832 221,832 |
| BlackRock Advisors(UK)Limited 28-Nov-17 yes |
8.80 on mkt buy AUD ord 910 910 |
| BlackRock Investment Management (Australia) Limited 28-Nov-17 yes |
8.80 on mkt buy AUD ord 14,064 14,064 |
| BlackRock Fund Advisors 28-Nov-17 yes |
8.80 on mkt buy AUD ord 3,620 3,620 |
| BlackRock Fund Advisors 28-Nov-17 yes |
8.80 on mkt buy AUD ord 1,240 1,240 |
| BlackRock Fund Advisors 28-Nov-17 no |
n/a in specie AUD ord 7,592 7,592 |
| BlackRock Investment Management, LLC 28-Nov-17 no |
n/a collateral transfer AUD ord 1 1 |
| BlackRock Investment Management (UK) Limited 28-Nov-17 no |
n/a collateral transfer AUD ord 88 88 |
| BlackRock Investment Management (Australia) Limited 29-Nov-17 yes |
9.00 on mkt buy AUD ord 9,899 9,899 |
| BlackRock Investment Management (Australia) Limited 29-Nov-17 yes |
9.00 on mkt buy AUD ord 12,550 12,550 |
| BlackRock Investment Management (Australia) Limited 29-Nov-17 yes |
9.04 on mkt buy AUD ord 86,268 86,268 |
| BlackRock Institutional Trust Company, National Association 29-Nov-17 yes |
9.04 on mkt buy AUD ord 38,098 38,098 |
| BlackRock Fund Advisors 29-Nov-17 no |
n/a in specie AUD ord 4,460 4,460 |
| BlackRock Fund Advisors 29-Nov-17 no |
n/a in specie AUD ord 1,860 1,860 |
| BlackRock Japan Co., Ltd. 29-Nov-17 no |
n/a collateral transfer AUD ord 1,779 1,779 |
| BlackRock Advisors (UK) Limited 29-Nov-17 no |
n/a collateral transfer AUD ord 945,518 945,518 |
| BlackRock Financial Management, Inc. 29-Nov-17 no |
n/a collateral transfer AUD ord 2,082 2,082 |
| BlackRock Investment Management, LLC 29-Nov-17 no |
n/a collateral transfer AUD ord 18,966 18,966 |
| BlackRock Investment Management (UK) Limited 29-Nov-17 no |
n/a collateral transfer AUD ord 50,096 50,096 |
| BlackRock Asset Management North Asia Limited 29-Nov-17 no |
n/a collateral transfer AUD ord 6,575 6,575 |
ORG
page 9 of 9
Annexure C
This is Annexure C of 1 pages referred to in form 603 Notice of initial substantial shareholder
01-Dec-17
Kayla Mulvihill, Date Authorised Signatory
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| BlackRock Group | |
| BlackRock Inc. | 55 East 52nd Street |
| New York NY 10055 USA | |
| BlackRock (Netherlands) B.V. | Rembrandt Tower, 17th floor |
| Amstelplein | |
| Amsterdam Netherlands | |
| BlackRock (Singapore) Limited | 20 Anson Road #18-01 |
| 079912 Singapore | |
| BlackRock Advisors (UK) Limited | 12 Throgmorton Avenue. |
| London, EC2N 2DL, | |
| United Kingdom | |
| BlackRock Advisors, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Asset Management Canada Limited | 161 Bay Street, Suite 2500 |
| Toronto, Ontario M5J 2S1 | |
| Canada | |
| BlackRock Asset Management North Asia Limited | 15/F, 16/F, 17/F Citibank Tower & 17/F ICBC Tower, |
| 3 Garden Road,Central,HongKong | |
| BlackRock Financial Management, Inc. | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Fund Advisors | 400 Howard Street |
| San Francisco, CA, 94105 | |
| United States | |
| BlackRock Institutional Trust Company, National | 1225 17th Street, |
| Association | Suite 300, |
| Denver,CO 80202(Colorado,USA) | |
| BlackRock International Limited | Exchange Place One, |
| 1 Semple Street, | |
| Edinburgh, EH3 8BL, | |
| United Kingdom(Scotland, United Kingdom) | |
| BlackRock Investment Management (Australia) Limited | Level 26, 101 Collins Street |
| Melbourne VIC 3000 | |
| Australia(Victoria,Australia) | |
| BlackRock Investment Management (UK) Limited | 12 Throgmorton Avenue |
| London EC2N 2DL | |
| United Kingdom | |
| BlackRock Investment Management, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Japan Co., Ltd. | Marunouchi Trust Tower Main, |
| 1-8-3 Marunouchi, | |
| Chiyoda-ku,Tokyo 100-8217(Japan) |
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Annexure D
This is Annexure D of 1 page referred to in form 603 Notice of initial substantial shareholder
01-Dec-17 Kayla Mulvihill, Authorised Signatory Date
| Type of agreement: | Global Master Securities Lending Agreement |
|---|---|
| Parties to agreement: | Party A - Citigroup Global Markets Limited Party B - HSBC Institutional Trust Services (Asia) Limited |
| Transfer date: | Refer to Annexure B (transactions identified as collateral transfers) |
| Holder of voting rights: | BlackRock Asset Management North Asia Limited (as investment manager for the funds) |
| Are there any restrictions on voting rights? If yes, detail |
Yes. Unless otherw ise agreed betw een the parties, the Registered Ow ner w ill not exercise any voting rights. |
| Scheduled return date (if any): | Not applicable. |
| Does the borrower have the right to return early? If yes, detail |
Yes. Upon an Event of Default under the GMSLA, the GMSLA provides, broadly, that both parties payment and delivery obligations w ill be accelerated and replaced w ith an obligation of one party to pay a single cash sum to the other determined in accordance w ith the provisions of the GMSLA (as modified by the Annex). The GMSLA provides that the parties’ right to terminate the Agreement upon notice w ill not affect the parties’ existing obligations in respect of any outstanding loans of securities. The Annex amended and restricted the Borrow er's termination rights – i.e. Borrow er may not have the right to terminate and return the borrow ed securities - as the Borrow er w as to borrow the securities issued by it (or its sister company) to provide protection against the insolvency of the issuer and so usual rights of termination in a GMSLA w ere restricted. Subject to the terms of the relevant Loan, the Borrow er, may early terminate a Loan and return Equivalent Securities at any time provided that it “shall cease to have such entitlement if an Act of Insolvency w ith respect to any Security Issuer or any of the Borrow er’s or any Security Issuer’s affiliates has occurred, or any such person takes any steps preparatory to any of the matters w hich w ould constitute an Act of Insolvency |
| Does the lender have the right to recall early? If yes, detail |
Yes, at notice. |
| Will the securities be returned on settlement? If yes, detail any exceptions |
Yes. |
A copy of this agreement will be provided to ORIGIN ENERGY LTD or the Australian Securities and Investments Commission upon request.
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