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ORICA LIMITED Major Shareholding Notification 2021
65508_rns_2021-03-23_036e1c75-bf02-4ed7-80f9-9b1703fd7ffc.pdf
Major Shareholding Notification
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Level 1 60 Collins Street McIbourne 3000 Australia Telephone 613 9660 2600 Facsimile 613 9660 2699
Facsimile
| To: | Company Announcements Platform |
From | Catherine Wong Cooper Investors |
|||
|---|---|---|---|---|---|---|
| Company: | ASX | Date: | 24 March 2021 | |||
| Facsimile: | 1300 135 638 | Pages: | 5 (including this one) | |||
| Re: | Form 604 - Notice of change of interests of substantial shareholder |
Dear Sir/Madam,
I attach a completed Form 604; Notice of change of interests of substantial shareholder, completed by Cooper Investors Pty Limited, in accordance with Section 671B of the Corporations Act 2001, in relation to Orica Limited.
Yours sincerely,
Catherine Wong Compliance Manager
Form 604
Corporations Act 2004 Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme | Orica Limited |
|---|---|
| ACN/ARSN | ACN 004 145 868 |
| 1. Details of aubstantial holder (1) | |
| Name | Cooper Invasions Pty Limited |
| ACN/ARSN (If applicable) | 100 409 890 |
| There was a change in the interests of the substantial holder on |
23/03/2021 |
| The previous notice was given to the company on | 22 / 05 / 2020 |
The previous notice was dated 22 / 05 / 2020
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or schome, are as follows:
| Class of securities (4) | ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, Previous notice ******** |
Present notica | |||
|---|---|---|---|---|---|
| 10000004.0- | Person's votes | Veting power (5) 51448114445144810441104614944114.A |
Person's votes | Voting power (5) | |
| Ordinary | 20,346,783 |
5.018% | 24.996.526 | 6.143% --------------------------------------- |
|
3. Changes in relevant interests
Particulars of each change In, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose retevant interest. changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| Various dates behveen 20/05/2020 and 23803/2021 |
Cooper investors Pty Llmiledi |
Purchase of additional -shares as per Annexure A |
-See Annexure A | ||
4. Present relevant interests
Particulars of each relevant Interest of the aubstantial holder in voting securities after the change are as follows:
| Holder of relevant interest 2------------------------------------ |
******** Registerad holder of SECUTIBS |
Person entitled to be registered ss holder (B) |
Nature of relevant. interest (6) ******** |
********* Class and aumber of securities |
Person's votes |
|---|---|---|---|---|---|
| See Annexure B |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Neme and ACN/ARSN (if applicable) |
. Nature of association |
|---|---|
| Not apolicable | |
6. Addresses
The addresses of persons named in this form are as follows:
| Name ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, |
******** Address --------------------------------------- |
|---|---|
| I Investors Pty Limited COOGET |
r 1, 60 Collins Street, Melbourne, VIC. 3000- Level |
---------------------------------------
Signature
| print name | Ron Dewhurst | Capacity: Director |
|---|---|---|
| sign hers | wyritwwwworxopriiwww.mwwww | 24 / 03 / 2021 date นานเพื่องขนพระจะถานเพราะเจนมาขนขนพระจะเจนมาขนพระจะแบบขนพระจะเจนมาขนพระจะพระจะพระจะพระจะพระจะพระจะพระจะพระจ |
DIRECTIONS
- If there are a number of substantial holders with similar or related relevant interests (eg a corporation and its related corporations, or the manager and trustee of $(1)$ an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
- $(2)$ See the definition of "associate" in section 9 of the Corporations Act 2001.
- See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
- $(4)$ The voting shares of a company constitute one class unless divided into separate classes.
- $(5)$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- $(6)$ Include details of:
- $\left( a\right)$ any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exerclse, control the exerclse of, or influence the exerclse of, the voting powers or disposal of the $(b)$ securities to which the relevant interest relates (indicating cleany the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, $(7)$ become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- If the substantial holder is unable to determine the identity of the person (eg if the relevant interest arises because of an option) write "unknown". $(8)$
- $(9)$ Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
ORI 23/03/21 ANNEXURE A
| Trade Date | Ticker | Security | Quantity | Price | Amount | Curr | ||
|---|---|---|---|---|---|---|---|---|
| 21-May-20 | ORI | ORICA LIMITED | 163375 | \$ | 16.85 | \$ | 2,750,296.86 | AUD |
| 22-May-20 | ŌRI | ORICA LIMITED | 79097 | \$ | 15.85 | \$ | 1,331,001.99 | AUD |
| 25-May-20 | ORI | ORICA LIMITED | 47,041.00 | $\updownarrow$ | 17.01 | \$ | 800,314.47 | AUD |
| 26-May-20 | ORI | ORICA LIMITED | 159732 | \$ | 17.59 | \$ | 2,810,184.01 | AUD |
| 27-May-20 | ORI | ORICA LIMITED | 145786 | \$ | 17.81 | $\ddagger$ | 2,595,623.91 | AUD |
| 28-May-20 | ORI | ORICA LIMITED | 117,745.00 | \$ | 17.71 | \$ | 2,085,567.48 | AUD |
| 29-May-20 | ORI | ORICA LIMITED | 493915 | \$ | 17.26 | \$ | 8,520,630.28 | AUD |
| 1-Jun-20 | ORI | ORICA LIMITED | 134,704.00 | \$ | 17.18 | \$ | 2,313,904.44 | AUD |
| 2-Jun-20 | ORI | ORICA LIMITED | 125564 | $\ddagger$ | 17.45 | \$ | 2,191,840.65 | AUD |
| 3-Jun-20 | ORI | ORICA LIMITED | 143.843.00 | \$ | 17.64 | \$ | 2,537,956.04 | AUD |
| 11-Jun-20 | ORI | ORICA LIMITED | $-64,777.00$ | $\updownarrow$ | 17.22 | \$ | 1,115,305.21 | AUD |
| 29-Jun-20 | ORI | ORICA LIMITED | $-22,339.00$ | $\ddagger$ | 16.16 | \$ | 360,918.82 | AUD |
| 7-Jul-20 | ORI | ORICA LIMITED | 20,143.00 | \$ | 16.13 | \$ | 324,835.47 | AUD |
| 15-Jul-20 | ORI | ORICA LIMITED | $-22,421.00$ | $\updownarrow$ | 16.46 | \$ | 369,094.87 | AUD |
| 27-Jul-20 | ORI | ORICA LIMITED | 146671 | $\ddagger$ | 17.47 | \$ | 2,573,093.02 | AUD |
| 28-Jul-20 | ORI | ORICA LIMITED | 282550 | \$ | 17.59 | \$ | 4,968,852.90 | AUD |
| 29-Jul-20 | ORI | ORICA LIMITED | 500,384.00 | \$ | 17.29 | \$ | 8,647,260.05 | AUD |
| 30-Jul-20 | ORI | ORICA LIMITED | 665,436.00 | \$ | 17.44 | \$ | 11,585,756.38 | AUD |
| 30-Jul-20 | ORI | ORICA LIMITED | -1,270,543.00 | $\updownarrow$ | 17.49 | \$ | 24,387,094.05 | AUD |
| 31-Jul-20 | ORI | ORICA LIMITED | 296,363.00 | $\ddagger$ | 17.31 | \$ | 5,128,077.12 | AUD |
| 3-Aug-20 | ORI | ORICA LIMITED | 878,713.00 | $\ddagger$ | 17.16 | \$ | 15,103,999.96 | AUD |
| 4-Aug-20 | ORI | ORICA LIMITED | 315,110.00 | \$ | 17.36 | \$ | 5,475,503.18 | AUD |
| 5-Aug-20 | ORI | ORICA LIMITED | 5414 | $\ddagger$ | 17.31 | \$ | 93,694.78 | AUD |
| 11-Aug-20 | ORI | ORICA LIMITED | 31,879.00 | \$ | 17.86 | \$ | 569,280.12 | AUD |
| 20-Aug-20 | ORI | ORICA LIMITED | -174,546.00 | \$ | 17.93 | \$ | 3,129,609.78 | AUD |
| 10-Sep-20 | ORI | ORICA LIMITED | -699,765.00 | \$ | 16.98 | \$ | 14,376,252.84 | AUD |
| 11-Sep-20 | ORI | ORICA LIMITED | -434,727.00 | \$ | 16.99 | \$ | 7,386,011.73 | AUD |
| 15-Sep-20 | ORI | ORICA LIMITED | $-16,035.00$ | $\ddagger$ | 16.86 | \$ | 270,420.47 | AUD |
| 24-Sep-20 | ORI | ORICA LIMITED | 0.00 | $\ddagger$ | 15.16 | \$ | 2,859,899.84 | AUD |
| 9-Oct-20 | ORI | ORICA LIMITED | 301,088.00 | \$ | 16.65 | \$ | 5,013,115.20 | AUD |
| 13-Oct-20 | ORI | ORICA LIMITED | 11,415.00 | $\frac{4}{9}$ | 16.54 | \$ | 188,812.53 | AUD |
| 22-Oct-20 | ORI | ORICA LIMITED | -43,249.00 | \$ | 16.07 | \$ | 694,858.53 | AUD |
| 30-Oct-20 | ORI | ORICA LIMITED | 19,984.00 | \$ | 15.26 | \$ | 305.022.93 | AUD |
| 9-Nov-20 | ORI | ORICA LIMITED | 7,906.00 | \$ | 16.00 | \$ | 126,523.83 | AUD |
| 2-Dec-20 | ORI | ORICA LIMITED | 7,493.00 | \$ | 16.32 | \$ | 122,284.94 | AUD |
| 8-Dec-20 | ORI | ORICA LIMITED | $-172,516.00$ | $\ddagger$ | 15.08 | \$ | 3,179,896.80 | AUD |
| 11-Dec-20 | ORI | ORICA LIMITED | -145,472.00 | \$ | 15.71 | \$ | 2,271,044.65 | AUD |
| 2-Feb-21 | ORI | ORICA LIMITED | 7,647.00 | \$ | 15.58 | \$ | 119.106.81 | AUD |
| 25-Feb-21 | ORI | ORICA LIMITED | $-8,109.00$ | \$ | 15.34 | \$ | 124,364.69 | AUD |
| 3-Mar-21 | ORI | ORICA LIMITED | 12,321.00 | \$ | 12.50 | \$ | 154,046.38 | AUD |
| 9-Mar-21 | ORI ORI |
ORICA LIMITED | -195,903.00 | \$ | 12.62 | \$ | 2,472,554.98 | AUD AUD |
| 16-Mar-21 | ORI | ORICA LIMITED | 123,804.00 | $\ddagger$ $\updownarrow$ |
13.14 | \$ | 1,626,616.57 | |
| 17-Mar-21 | ORICA LIMITED | 1,349,000.00 | 13.17 | \$ | 17,768,856.68 | AUD | ||
| 18-Mar-21 | ORI | ORICA LIMITED | 111,000.00 | \$ | 13.33 | \$ | 1,479,325.17 | AUD |
| 19-Mar-21 | ORI | ORICA LIMITED | 204,086.00 | \$ | 13.53 | Ť. | 2,774,953.55 | AUD |
| 22 Mar 21 | ORI ORI |
ORICA LIMITED | 343736 | \$ | 13.84 | \$ $\mathbf{E}$ |
4,756,583.14 | AUD AUD |
| 23-Mar-21 | ORICA LIMITED | 667,200.00 | $\frac{1}{2}$ | 14.00 | 9,347,591.83 |
ORI 23/03/21 ANNEXURE B
| Holder of Relevant Interest Registered Holder of Securities Cocper Investors Pty Ltd National Nominees Ltd Cocper Investors Pty Ltd JP Morgan Nominees Australia Ltd Cooper Investors Pty Ltd State Street Australia Limited Cocper Investors Pty Ltd, RBC Global Services Australia Limited Cooper Investors Pty Ltd Citi Group Cooper Investors Pty Ltd BNP Paribas Total holdings |
Persons entitled to be registered as holder National Nominees Ltd JP Morgan Nominees Australia Ltd State Street Australia Limited RBC Global Services Australia Limited C ti Group BNF Paribas |
Nature of Relevant Interest Investment Manager Investment Manager Investment Manager Investment Manacer Investment Manager Investment Manager |
Number of Securities 7 331 475.00 3.959.762.00 10 646.611.00 927.157.00 209.973.00 1 921 548.00 24 996 526 00 |
Persons votes 7.331.475.00 3.959.762.00 10 646 611 00 927.157.00 209.973.00 1.921.548.00 24 996.526.00 |
|---|---|---|---|---|
| Total Shares Outstanding | 406.922.899 | |||
| Percentage holding | 6.143% |