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ORICA LIMITED Major Shareholding Notification 2021
65508_rns_2021-10-03_0f9049fd-e02b-4913-b70c-e4d10e79f191.pdf
Major Shareholding Notification
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Level 1 60 Collins Strod Molbourno 3000 Australia Telephone 613 9660 2600 Facsimilo 613 9660 2699
Facsimile
| To: | Company Announcements Plat olm |
From | Catherine Wong Cooper Inveeto,8 |
||
|---|---|---|---|---|---|
| Company: | ASX | Date: | 4 October 2021 |
||
| Face nie: | 1300135638 | Pages: | 5 (including this ono) | ||
| Re: | Form 604 - Notice of of Intereete of change subetant al ehareholder |
Dear S /Madam,
I attach a completed Form 604: Notice of change of Intereeta of eubetantlal ehareholder, completed by Cooper Inveeto,8 Pty Llmled, In accordance with Section 671 8 of the Corporations Act 2001, in relation to Orica Umited.
Youre ehcerely,
Catherine Wong Compliance Manager
Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme | Orica Limited |
|---|---|
| ACN/ARSN | ACN 004 145 868 |
| 1. Details of substantial holder (1) | |
| Name | Cooper Investors Pty Limited |
| ACN/ARSN (if applicable) | 100 409 890 |
| There was a change in the interests of the | |
| substantial holder on | 1/10/2021 |
| The previous notice was given to the company on | 24 / 03 / 2021 |
| The previous notice was dated | 24 / 03 / 2021 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows.
| Class of securities (4) | Previous notice | Present notice | |||
|---|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | ||
| Ordinary | 24.996.526 | 6.143% | 29.114.814 | 7.145% | |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Dale of change | Person whose relevant interest changed |
Nature of change $(6)$ |
Consideration given in relation to change $(7)$ |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| Various dales between 24/03/2021 and 1/10/2021 |
Cooper Investors Ply Limited |
Purchase of additional shares as per Annexure A |
See Annexure A | ||
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows.
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant. interest $(6)$ |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| See Annexure B |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows.
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| Not applicable | |
6 Addresses
The addresses of persons named in this form are as follows.
| Name | Address |
|---|---|
| Cooper Investors Pty Limited | Level 1, 60 Collins Street, Melbourne, VIC, 3000. |
Signature
| print name | Catherine Wong | Capacity: Compliance Manager |
|---|---|---|
| sign here | 4/10/2021 date |
DIRECTIONS
- If there are a number of substantial holders with similar or related relevant interests (eg a corporation and its related corporations, or the manager and trustee of $(1)$ an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
- $(2)$ See the definition of "associate" in section 9 of the Corporations Act 2001.
- See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
- The voting shares of a company constitute one class unless divided into separate classes. $(4)$
- $(5)$ The person's voles divided by the total voles in the body corporate or scheme multiplied by 100.
- Include details of. $(6)$
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of $(a)$ any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, logether with a written statement certifying this contract, scheme or arrangement, and
- $(b)$ any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- $(7)$ Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- If the substantial holder is unable to determine the identity of the person (eg if the relevant interest arises because of an option) write "unknown". $(3)$
- $(9)$ Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
ORI 01/10/21 ANNEXURE A
| Trade Date | Ticker | Security | Quantity | Price | Amount | Curr | ||
|---|---|---|---|---|---|---|---|---|
| 24-Mar-21 | ORI | ORICA LIMITED | 62148 | \$ | 13.90 | \$ | 863,695.62 | AUD |
| 24-Mar-21 | ORI | ORICA LIMITED | 272936 | \$ | 14.02 | \$ | 3,826,562.72 | AUD |
| 24-Mar-21 | ORI | ORICA LIMITED | 200,000.00 | \$ | 13.91 | \$ | 2,782,260.00 | AUD |
| 25-Mar-21 | ORI | ORICA LIMITED | 38152 | \$ | 13.99 | \$ | 533,803.73 | AUD |
| 25-Mar-21 | ORI | ORICA LIMITED | 389455 | \$ | 14.00 | \$ | 5,452,370.00 | AUD |
| 26-Mar-21 | ORI | ORICA LIMITED | 174,192.00 | \$ | 14.10 | \$ | 2,456,577.51 | AUD |
| 26-Mar-21 | ORI | ORICA LIMITED | 76104 | \$ | 14.08 | \$ | 1,071,544.32 | AUD |
| 26-Mar-21 | ORI | ORICA LIMITED | 123,697.00 | \$ | 14.09 | \$ | 1,743,385.52 | AUD |
| 29-Mar-21 | ORI | ORICA LIMITED | 169916 | \$ | 14.25 | \$ | 2,421,795.76 | AUD |
| 30-Mar-21 | ORI | ORICA LIMITED | 100,000.00 | \$ | 14.26 | \$ | 1,426,260.02 | AUD |
| 9-Apr-21 | ORI | ORICA LIMITED | $-1,549,466.00$ | \$ | 14.57 | \$ | (22, 575, 719.62) | AUD |
| 4-May-21 | ORI | ORICA LIMITED | $-14,099.00$ | \$ | 13.60 | \$ | (191, 746.40) | AUD |
| 6-May-21 | ORI | ORICA LIMITED | $-13,863.00$ | \$ | 13.83 | \$ | (191, 725.29) | AUD |
| 24-May-21 | ORI | ORICA LIMITED | $-20,641.00$ | \$ | 13.60 | \$ | (280, 711.41) | AUD |
| 31-May-21 | ORI | ORICA LIMITED | -505093 | \$ | 13.56 | \$ | (6,850,071.27) | AUD |
| $1 - Jun-21$ | ORI | ORICA LIMITED | $-24130$ | \$ | 13.47 | \$ | (325,031.10) | AUD |
| 18-Jun-21 | ORI | ORICA LIMITED | $-662,558.00$ | \$ | 13.85 | \$ | (9, 176, 428.30) | AUD |
| 29-Jun-21 | ORI | ORICA LIMITED | $-13,043.00$ | \$ | 13.28 | \$ | (173, 211.04) | AUD |
| 7-Jul-21 | ORI | ORICA LIMITED | $-18,826.00$ | \$ | 13.79 | \$ | (259, 610.54) | AUD |
| $9 - Jul - 21$ | ORI | ORICA LIMITED | 7,573.00 | \$ | 14.20 | \$ | 107,499.45 | AUD |
| 9-Jul-21 | ORI | ORICA LIMITED | 1,206.00 | \$ | 14.20 | \$ | 17,122.28 | AUD |
| 13-Jul-21 | ORI | ORICA LIMITED | $-45,186.00$ | \$ | 13.41 | \$ | (605, 944.26) | AUD |
| 19-Jul-21 | ORI | ORICA LIMITED | -13306 | \$ | 13.02 | \$ | (173, 244.12) | AUD |
| 20-Jul-21 | ORI | ORICA LIMITED | 22,418.00 | \$ | 12.76 | \$ | 286,053.68 | AUD |
| 22-Jul-21 | ORI | ORICA LIMITED | 5,717.00 | \$ | 13.13 | \$ | 75,053.92 | AUD |
| 30-Jul-21 | ORI | ORICA LIMITED | $-79,614.00$ | \$ | 12.39 | \$ | (986, 417.46) | AUD |
| 3-Aug-21 | ORI | ORICA LIMITED | $-79,138.00$ | \$ | 12.40 | \$ | (981,216.23) | AUD |
| 3-Aug-21 | ORI ORI |
ORICA LIMITED ORICA LIMITED |
$-10,469.00$ | \$ | 12.45 12.57 |
\$ | (130, 320.21) | AUD AUD |
| 6-Aug-21 12-Aug-21 |
ORI | ORICA LIMITED | 37,246.00 11,093.00 |
\$ \$ |
12.81 | \$ \$ |
468,100.28 139,850.56 |
AUD |
| 12-Aug-21 | ORI | ORICA LIMITED | 89,370.00 | \$ | 12.67 | \$ | 1,132,130.22 | AUD |
| 12-Aug-21 | ORI | ORICA LIMITED | 200,000.00 | \$ | 12.66 | \$ | 2,531,000.00 | AUD |
| 17-Aug-21 | ORI | ORICA LIMITED | 173,140.00 | \$ | 12.93 | \$ | 2,238,509.75 | AUD |
| 17-Aug-21 | ORI | ORICA LIMITED | 62,606.00 | \$ | 12.85 | \$ | 804,487.10 | AUD |
| 18-Aug-21 | ORI | ORICA LIMITED | 81,503.00 | \$ | 12.88 | \$ | 1,049,652.69 | AUD |
| 18-Aug-21 | ORI | ORICA LIMITED | 39,044.00 | \$ | 12.82 | \$ | 500,348.86 | AUD |
| 19-Aug-21 | ORI | ORICA LIMITED | 155,616.00 | \$ | 12.93 | \$ | 2,011,881.46 | AUD |
| 20-Aug-21 | ORI | ORICA LIMITED | 75,000.00 | \$ | 12.93 | \$ | 969,375.00 | AUD |
| 20-Aug-21 | ORI | ORICA LIMITED | 6,344.00 | \$ | 12.91 | \$ | 81,886.45 | AUD |
| 20-Aug-21 | ORI | ORICA LIMITED | 114,163.00 | \$ | 12.93 | \$ | 1,476,024.84 | AUD |
| 23-Aug-21 | ORI | ORICA LIMITED | 350,000.00 | $\ddagger$ | 12.87 | \$ | 4,504,745.00 | AUD |
| 23-Aug-21 | ORI | ORICA LIMITED | 151,766.00 | \$ | 12.88 | $\updownarrow$ | 1,954,214.90 | AUD |
| 23-Aug-21 | ORI | ORICA LIMITED | 25,000.00 | \$ | 12.88 | \$ | 322,015.00 | AUD |
| 24-Aug-21 | ORI | ORICA LIMITED | 75,000.00 | \$ | 12.96 | \$ | 972,000.00 | AUD |
| 24-Aug-21 | ORI | ORICA LIMITED | 54,564.00 | \$ | 12.95 | \$ | 706,685.65 | AUD |
| 24-Aug-21 | ORI | ORICA LIMITED | 41224 | \$ | 12.97 | \$ | 534,811.32 | AUD |
| 25-Aug-21 | ORI | ORICA LIMITED | 200,000.00 | $\ddagger$ | 12.93 | \$ | 2,586,000.00 | AUD |
| 25/08/2021 | ORI | ORICA LIMITED | 91,288 | \$ | 12.96 | \$ | 1,182,745.59 | AUD |
| 26/08/2021 | ORI | ORICA LIMITED | 75,000 | $\,$ | 13.00 | \$ | 975,000.00 | AUD |
| 26/08/2021 | ORI | ORICA LIMITED | 76,561 | \$ | 13.00 | \$ | 995,270.03 | AUD |
| 27/08/2021 | ORI | ORICA LIMITED | 1,156,878 | \$ | 13.02 | \$ | 15,062,435.87 | AUD |
| 30/08/2021 | ORI | ORICA LIMITED | 74,583 | \$ | 13.00 | \$ | 969,534.25 | AUD |
| 30/08/2021 | ORI | ORICA LIMITED | 204,053 | \$ | 13.01 | \$ | 2,654,729.53 | AUD |
| 31/08/2021 | ORI | ORICA LIMITED | 35,183 | \$ | 13.01 | \$ | 457,762.49 | AUD |
| 2/09/2021 | ORI | ORICA LIMITED | 1,650,000 | $\ddagger$ | 13.10 | \$ | 21,615,000.00 | AUD |
| 2/09/2021 | ORI | ORICA LIMITED | 67,420 | $\ddagger$ | 13.13 | \$ | 885,318.99 | AUD |
| 14/09/2021 | ORI | ORICA LIMITED | 45,172 | \$ | 12.47 | \$ | 563,294.84 | AUD |
| 14/09/2021 | ORI | ORICA LIMITED | $-45,172$ | \$ | 12.47 | \$ | 563,294.84 | AUD |
| 1/10/2021 | ORI | ORICA LIMITED | 50,000 | \$ | 12.02 | \$ | 601,200.00 | AUD |
| 5/10/2021 | ORI | ORICA LIMITED | 100,561 | \$ | 13.89 | \$ | 1,396,631.39 | AUD |
| 4.118.288 |
ORI 01/10/21 ANNEXURE B
| Holder of Relevant Interest Registered Holder of Securities | Persons entitled to be registered as holder | Nature of Relevant Interest | Number of Securities | Persons votes |
|---|---|---|---|---|
| Cocper Investors Pty Ltd National Nominees Ltd | National Nominees Ltd | Investment Manager | 8 783 376 00 | 8 783 376 00 |
| Cooper Investors Pty Ltd JP Morgan Nominees Australia Ltd | JP Morgan Nominees Australia Ltd | Investment Manager | 4886.285.00 | 4888.285.00 |
| Cooper Investors Pty Ltd State Street Australia Limited | State Street Australia Limited | Investment Manager | 13 426,649.00 | 13 428.649.00 |
| Cooper Investors Pty Ltd Citi Group | C ti Group | Investment Manacer | 227.625.00 | 227.625.00 |
| Cooper Investors Pty Ltd BNP Paribas | BNF Paribas | Investment Manacer | 1.786.879.00 | 1786.879.00 |
| Total holdings i | 29 114.814.00 | 29 114 814 00 | ||
| Total Shares Outstanding | 407.513.100 | |||
| Percentage holding | 7.145% |