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Oric Pharmaceuticals, Inc. — Director's Dealing 2024
Dec 17, 2024
32131_dirs_2024-12-17_4ab1d210-5201-4c34-adbc-5dc8c28b2114.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Oric Pharmaceuticals, Inc. (ORIC)
CIK: 0001796280
Period of Report: 2024-12-15
Reporting Person: Chacko Jacob (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-12-15 | Common Stock | M | 67000 | — | Acquired | 803308 | Direct |
| 2024-12-16 | Common Stock | S | 24660 | $8.2812 | Disposed | 778648 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-12-15 | Restricted Stock Unit | $ | M | 16667 | Disposed | Common Stock (16667) | Direct | |
| 2024-12-15 | Restricted Stock Unit | $ | M | 22000 | Disposed | Common Stock (22000) | Direct | |
| 2024-12-15 | Restricted Stock Unit | $ | M | 28333 | Disposed | Common Stock (28333) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of ORIC Pharmaceuticals, Inc. (the "Issuer") Common Stock.
F2: Includes an aggregate of 7,764 shares of Common Stock acquired under the Issuer's 2020 Employee Stock Purchase Plan.
F3: Represents the number of shares sold to cover the tax withholding obligations in connection with the vesting of RSUs and does not represent a discretionary sale by the Reporting Person.
F4: Represents the weighted average share price of an aggregate total of 24,660 shares sold in the price range of $8.27 to $8.39 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F5: 1/3 of the RSUs subject to the award shall vest on each of December 15, 2022, December 15, 2023 and December 15, 2024.
F6: 1/3 of the RSUs subject to the award shall vest on each of December 15, 2023, December 15, 2024 and December 15, 2025.
F7: 1/3 of the RSUs subject to the award shall vest on each of December 15, 2024, December 15, 2025 and December 15, 2026.