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Oric Pharmaceuticals, Inc. Director's Dealing 2021

Nov 16, 2021

32131_dirs_2021-11-16_0a5e0ff8-7885-494f-b42a-55bb8f944a6c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Oric Pharmaceuticals, Inc. (ORIC)
CIK: 0001796280
Period of Report: 2021-11-12

Reporting Person: COLUMN GROUP II, LP (10% Owner)
Reporting Person: Column Group II GP, LP (10% Owner)
Reporting Person: GOEDDEL DAVID V (10% Owner)
Reporting Person: Svennilson Peter (10% Owner)
Reporting Person: Column Group LLC (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-11-12 Common Stock M 16625 $16.00 Acquired 16625 Indirect
2021-11-16 Common Stock J 1200000 $0.00 Disposed 3568181 Direct
2021-11-16 Common Stock J 287702 $0.00 Acquired 287702 Indirect
2021-11-16 Common Stock J 287702 $0.00 Disposed 0 Indirect
2021-11-16 Common Stock J 86716 $0.00 Acquired 86716 Indirect
2021-11-16 Common Stock J 86716 $0.00 Acquired 103341 Indirect
2021-11-16 Common Stock J 74 $0.00 Acquired 74 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-11-12 Stock Option (right to buy) $16.00 M 16625 Disposed 2031-06-15 Common Stock (16625) Indirect

Footnotes

F1: These securities are directly held by Peter Svennilson. Peter Svennilson is a former member of the Issuer's board of directors and previously filed his own Section 16 reports reporting his holdings.

F2: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by The Column Group II, LP ("TCG II LP") to its general and limited partners.

F3: The securities are directly held by TCG II LP, and indirectly held by The Column Group II GP, LP ("TCG II GP"), the general partner of TCG II LP. The managing partners of TCG II GP are David Goeddel and Peter Svennilson (collectively, the "TCG II GP Managing Partners"). The TCG II GP Managing Partners may be deemed to have voting and investment power with respect to such shares. TCG II GP and each individual TCG II GP Managing Partner disclaims beneficial ownership of these shares, except to the extent of their respective pecuniary interest in such shares.

F4: Represents a change in the form of ownership of TCG II GP by virtue of the receipt of shares in the pro-rata in-kind distribution of common stock of the Issuer for no consideration by TCG II LP.

F5: The securities are directly held by TCG II GP. The TCG II GP Managing Partners may be deemed to share voting and investment power with respect to such shares. TCG II GP and each individual TCG II GP Managing Partners disclaim beneficial ownership of these shares, except to the extent of their respective pecuniary interest in such shares.

F6: Represents a pro-rata distribution, and not a purchase or sale, without additional consideration by TCG II GP to its partners.

F7: Represents a change in the form of ownership of David Goeddel by virtue of the receipt of shares as a result of the pro-rata in-kind distribution of common stock of the Issuer for no consideration by TCG II GP.

F8: These securities are directly held by David Goeddel.

F9: Represents a change in the form of ownership of Peter Svennilson by virtue of the receipt of shares as a result of the pro-rata in-kind distribution of common stock of the Issuer for no consideration by TCG II GP.

F10: Represents a change in the form of ownership of The Column Group, LLC ("TCG LLC") by virtue of the receipt of shares as a result of the pro-rata in-kind distribution of common stock of the Issuer for no consideration by TCG II GP.

F11: These securities are directly held by TCG LLC. The managing members of TCG LLC are the TCG II GP Managing Partners and Timothy Kutzkey (collectively, the "TCG LLC Managing Partners"). The TCG LLC Managing Partners may be deemed to share voting and investment power with respect to such shares. TCG LLC and each of the TCG LLC Managing Partners disclaims beneficial ownership of these shares, except to the extent of their respective pecuniary interest in such shares.

F12: As of the transaction date, 16,625 of the shares subject to this option have vested.

F13: The option was granted to Peter Svennilson for his service as a member of the Issuer's board of directors.