AI assistant
ORBMINCO LIMITED — Major Shareholding Notification 2012
Apr 25, 2012
65473_rns_2012-04-25_ec8646e9-515d-490d-90c1-018fac0ea590.pdf
Major Shareholding Notification
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| Date | 26 April 2012 | ||
|---|---|---|---|
| Pages | 3 (including this page) | ||
| To | Company Announcements | ||
| Australian Securities Exchange | |||
| Fax 1300 135 638 | |||
| Copy | Company Secretary | ||
| Australian-American Mining Corporation Limited | |||
| Fax (08) 9325 5574 |
Dear Sir/Madam
Form 604 Notice of change of interests of substantial holder
Attached is a Form 604 Notice of change of interests of substantial holder for Libra Advisors LLC, Libra Fund LP, and Libra Offshore Master Fund LP in respect of Australian-American Mining Corporation Limited (ASX code: AIW).
Yours faithfully Corrs Chambers Westgarth
Com Clember astgote.
attachments
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If this fax is illegible or incomplete please telephone (02) 9210 6500
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604 15 July 2001 page 1/2
Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| To: Company Name/Scheme | AUSTRALIAN-AMERICAN MINING CORPORATION LIMITED |
|---|---|
| ACNIARSN | 073 155 781 |
20/01/12
| 1. Details of substantial holder (1) | ||
|---|---|---|
| Name | Libra Advisors LLC, Libra Fund LP and Libra Offshore Master Fund LP | |
| ACNVARSN (if applicable) | NИA | |
| There was a change in the interests of the | - 33 | |
| substantial holder on | 04/04/12 | |
| The previous notice was given to the company on | 23/01/12 |
| The previous notice was dated | ٠ |
|---|---|
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) In when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| Person's votes | 48 √oting DOWER |
Person's votes | 2,000 √oting DOWOL 15 |
|
| Ordinary shares | 6.660.000 | 9.89% | 6.145.360 | 8.56% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme, are as follows:
| Date of change | Person whose relevant Interest changed |
Nature of change (6) | Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 4 April 2012 | Libra Advisors LLC, Libra Fund LP and Libra Offshore Master Fund LP |
Dilution arising from the issue of shares as set out in an Appendix 3B lodged by the company on 4 April 2012. |
AII | 6,145,360 ordinary shares |
6,146,360 |
| 4 April 2012 | Libra Advisors LLC, Libra Fund LP and Libra Offshore Master Fund LP |
On-market sale of ordinary shares |
336,106.84 | 514,640 ordinary shares |
514 640 |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant Interest |
Regislered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| Libra Advisors LLC and Libra Fund LP |
Citicorp Nominees Ptv Limited |
Citicorp Nominees Pty Limited |
Relevant interest under section 608(1) of the Corporations Act. |
5,238,120 ordinary shares |
5.238.120 |
| Libra Advisors LLC and Libra Offshore Master Fund LP |
Citicorp Nominees Ptv Limited |
Citicorp Nominees Ply Limited |
Relevant interest under section 608(1) of the Corporations Act. |
907.240 ordinary shares |
907.240 |
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15 July 2001 604 page 2/2
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| _________ and ACN/ARSN $\cdots$ Name applicable) ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, 1988 - 1989 - 1989 - 1980 - 1981 - 1982 - 1983 - 1984 - 1985 - 1986 - 1987 - 1988 - 1989 - 1989 - 1989 - 198 |
_ _ --------------------------------------- ____ Nature of association . |
|---|---|
| N A | at the booth Middle and a booth in a bit can experience and companies of |
| -------------------------------------- | N/A |
| ________ | ________ |
| . | _________ |
| _________ | . |
6. Addresses
The addresses of the persons named in this form are as follows:
| Name | Address |
|---|---|
| Libra Advisors LLC | Level 27, 777 Third Ave, New York, New York 10017 USA |
| Libra Fund LP | Level 27, 777 Third Ave. New York, New York 10017 USA |
| Libra Offshore Master Fund LP | c/o Cayman Management Ltd. Ground Floor, Harbour Centre, PO Box 1569 George Town, Grand Cayman KY1-1110, Cayman Islands |
Signature
print name Chief Compliance Officer sign here
DIRECTIONS
- If there are a number of substantial holders with similar or related relevant interests (eg, a corporation and its related corporations, or the manager and trustee $\binom{4}{3}$ of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially simitar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
- $(2)$ See the definition of "associate" in section 9 of the Corporations Act 2001.
- $(3)$ See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
- $(4)$ The voting shares of a company constitute one class unless divided into separate classes.
- The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(5)$
- $(6)$ Include detalls of:
- $(a)$ any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or errangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- $\left( 0 \right)$ any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
$\left\langle T\right\rangle$ Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired. $(B)$
If the substantial holder is unable to determine the identity of the person (eg if the relevant interest arises because of an option) write "unknown". $(9)$ Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
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