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ORASURE TECHNOLOGIES INC — Director's Dealing 2016
Nov 25, 2016
33573_dirs_2016-11-25_0537c0e7-379e-4d79-9316-b4139a4c131b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ORASURE TECHNOLOGIES INC (OSUR)
CIK: 0001116463
Period of Report: 2016-11-22
Reporting Person: KUNA MARK L (SVP & Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-22 | Common stock | M | 15000 | $5.19 | Acquired | 87965 | Direct |
| 2016-11-23 | Common stock | M | 175 | $5.19 | Acquired | 88140 | Direct |
| 2016-11-23 | Common stock | M | 6956 | $2.805 | Acquired | 95096 | Direct |
| 2016-11-22 | Common stock | S | 15000 | $8.883 | Disposed | 80096 | Direct |
| 2016-11-23 | Common stock | S | 175 | $9.02 | Disposed | 79921 | Direct |
| 2016-11-23 | Common stock | S | 6956 | $9.02 | Disposed | 72965 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-22 | Non-qualified stock options | $5.19 | M | 15000 | Disposed | 2020-01-25 | Common stock (15000) | Direct |
| 2016-11-23 | Non-qualified stock options | $5.19 | M | 175 | Disposed | 2020-01-25 | Common stock (175) | Direct |
| 2016-11-23 | Non-qualified stock options | $2.805 | M | 6956 | Disposed | 2019-01-23 | Common stock (6956) | Direct |
Footnotes
F1: Sale pursuant to a predetermined sales plan, entered into on August 31, 2016, under Rule 10b5-1 of the Securities and Exchange Act of 1934.
F2: Stock options granted on January 25, 2010 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratable on a monthly basis over the remaining 36 months.
F3: Stock options granted on January 23, 2009 vesting and exercisable over a four-year period, with one-fourth of the options vesting on the first anniversary date of the grant and the remainder vesting ratable on a monthly basis over the remaining 36 months.