Regulatory Filings • Feb 9, 2021
Regulatory Filings
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| SEC Form 4 | ||||||||||||||||||
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| FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION | Washington, D.C. 20549 | OMB APPROVAL | |||||||||||||||
| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
OMB Number: 3235-0287 Estimated average burden hours per response: 0.5 |
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| 1. Name and Address of Reporting Person* KIDRON NADAV |
2. Issuer Name and Ticker or Trading Symbol ORAMED PHARMACEUTICALS INC. [ ORMP ] |
(Check all applicable) X Director X below) |
Officer (give title | 5. Relationship of Reporting Person(s) to Issuer X |
10% Owner Other (specify |
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| (Last) (First) (Middle) 1185 AVENUE OF THE AMERICAS |
3. Date of Earliest Transaction (Month/Day/Year) 02/03/2021 |
below) President and CEO |
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| (Street) NEW YORK NY 10036 (City) (State) (Zip) |
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||
| 1. Title of Security (Instr. 3) Date |
2. Transaction (Month/Day/Year) |
2A. Deemed Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr. 8) |
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following |
(I) (Instr. 4) | 6. Ownership Form: Direct (D) or Indirect |
7. Nature of Indirect Beneficial Ownership |
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| Code V Amount |
(D) | (A) or Price |
Reported Transaction(s) (Instr. 3 and 4) |
(Instr. 4) | ||||||||||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||||
| 1. Title of Derivative Security (Instr. 3) |
2. 3. Transaction 3A. Deemed Conversion Date Execution Date, or Exercise (Month/Day/Year) if any Price of (Month/Day/Year) Derivative Security |
4. 8) |
Transaction Code (Instr. |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
of Securities Underlying (Instr. 3 and 4) |
7. Title and Amount Derivative Security |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code V | Amount or Date Expiration Number (A) (D) Exercisable Date Title of Shares |
(Instr. 4) | ||||||||||||||||
| Stock Option (right to buy) |
\$10.4 | 02/03/2021 | (1) A |
150,000 | (1) | 02/03/2031 Common Stock |
150,000 | \$0 | 150,000 | D |
Explanation of Responses:
/s/ Nadav Kidron 02/08/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
OMB APPROVAL
| OMB Number: | 3235-0287 | ||||||||
|---|---|---|---|---|---|---|---|---|---|
| Estimated average burden | |||||||||
| hours per response: | 0.5 |
| Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 | |
|---|---|
| or Section 30(h) of the Investment Company Act of 1940 | |||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Name and Address of Reporting Person* Kidron Miriam |
2. Issuer Name and Ticker or Trading Symbol ORAMED PHARMACEUTICALS INC. [ |
5. Relationship of Reporting Person(s) to Issuer (Check all applicable) |
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| ORMP ] | X Director |
10% Owner | |||||||||||||||||
| X below) |
Officer (give title | Other (specify below) |
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| (Last) | (First) | (Middle) | 3. Date of Earliest Transaction (Month/Day/Year) 02/03/2021 |
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| 2 ELZA STREET | Chief Scientific Officer | ||||||||||||||||||
| (Street) | 4. If Amendment, Date of Original Filed (Month/Day/Year) | Line) | 6. Individual or Joint/Group Filing (Check Applicable | ||||||||||||||||
| JERUSALEM L3 93706 |
X Form filed by One Reporting Person |
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| Form filed by More than One Reporting | |||||||||||||||||||
| (City) | (State) | (Zip) | Person | ||||||||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||
| 1. Title of Security (Instr. 3) 2. Transaction |
2A. Deemed Execution Date, |
3. 4. Securities Acquired (A) or Transaction Disposed Of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities |
6. Ownership Form: Direct |
7. Nature of Indirect |
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| Date | (Month/Day/Year) | if any (Month/Day/Year) |
Code (Instr. 8) |
Beneficially Owned Following |
(D) or Indirect (I) (Instr. 4) |
Beneficial Ownership |
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| Code V | Amount | (A) or (D) |
Price | Reported Transaction(s) (Instr. 3 and 4) |
(Instr. 4) | ||||||||||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||||||
| 1. Title of | 2. | 3. Transaction | 3A. Deemed | 4. | 5. Number of | 6. Date Exercisable and | 7. Title and Amount | 8. Price of | 9. Number of | 10. | 11. Nature | ||||||||
| Derivative Security (Instr. 3) |
Conversion or Exercise Price of Derivative Security |
Date (Month/Day/Year) |
Execution Date, if any (Month/Day/Year) |
8) | Transaction Code (Instr. |
Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
Expiration Date (Month/Day/Year) |
of Securities Underlying Derivative Security (Instr. 3 and 4) |
Derivative Security (Instr. 5) |
derivative Securities Beneficially Owned Following Reported Transaction(s) |
Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
of Indirect Beneficial Ownership (Instr. 4) |
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| Code V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
(Instr. 4) | ||||||||||||
| Stock Option (right to buy) |
\$10.4 | 02/03/2021 | (1) A |
100,000 | (1) | 02/03/2031 Common | Stock | 100,000 | \$0 | 100,000 | D |
Explanation of Responses:
/s/ Miriam Kidron 02/08/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
| SEC Form 4 | |
|---|---|
| ------------ | -- |
Washington, D.C. 20549
OMB APPROVAL
| OMB Number: | 3235-0287 |
|---|---|
| Estimated average burden | |
| hours per response: | 0.5 |
| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OMB Number: 3235-0287 Estimated average burden hours per response: 0.5 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Name and Address of Reporting Person* Hexter Joshua |
2. Issuer Name and Ticker or Trading Symbol ORAMED PHARMACEUTICALS INC. [ ORMP ] X |
(Check all applicable) Director Officer (give title |
5. Relationship of Reporting Person(s) to Issuer 10% Owner Other (specify below) |
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| (Last) 9 ALFASI ST. |
(First) | (Middle) 3. Date of Earliest Transaction (Month/Day/Year) 02/03/2021 |
below) | COO, Business Officer | |||||||||||||||
| (Street) JERUSALEM L3 92302 |
4. If Amendment, Date of Original Filed (Month/Day/Year) | Line) | 6. Individual or Joint/Group Filing (Check Applicable X Form filed by One Reporting Person Form filed by More than One Reporting |
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| (City) | (State) | (Zip) | Person | ||||||||||||||||
| 1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 2A. Deemed 3. 4. Securities Acquired (A) or Execution Date, Transaction Disposed Of (D) (Instr. 3, 4 and if any Code (Instr. 5) (Month/Day/Year) 8) |
5. Amount of Securities Beneficially Owned Following (I) (Instr. 4) Reported |
6. Ownership Form: Direct (D) or Indirect |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| (A) or Code V Amount (D) |
Price | Transaction(s) (Instr. 3 and 4) |
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| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||||||
| 1. Title of 2. 3. Transaction 3A. Deemed 4. Derivative Conversion Date Execution Date, Security or Exercise (Month/Day/Year) if any (Instr. 3) Price of (Month/Day/Year) 8) Derivative Security |
Transaction Code (Instr. |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and 7. Title and Amount Expiration Date of Securities (Month/Day/Year) Underlying Derivative Security (Instr. 3 and 4) |
8. Price of 9. Number of Derivative derivative Security Securities (Instr. 5) Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Amount or Number |
Date Exercisable
(1) 50,000 (1) 02/03/2031 Common
Expiration Date Title
Explanation of Responses:
Stock Option (right to buy)
Code V (A) (D)
/s/ Joshua Hexter 02/08/2021
Stock 50,000 \$0 50,000 D
** Signature of Reporting Person Date
of Shares
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
\$10.4 02/03/2021 A
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Instruction 1(b).
| FORM | 4 |
|---|---|
| ------ | --- |
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See
Washington, D.C. 20549
OMB APPROVAL
| OMB Number: | 3235-0287 | ||||||
|---|---|---|---|---|---|---|---|
| Estimated average burden | |||||||
| hours per response: | 0.5 |
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
| or Section 30(h) of the Investment Company Act of 1940 | |||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Name and Address of Reporting Person* Gabay Avraham |
2. Issuer Name and Ticker or Trading Symbol ORAMED PHARMACEUTICALS INC. [ ORMP ] |
(Check all applicable) Director X |
Officer (give title | 5. Relationship of Reporting Person(s) to Issuer 10% Owner Other (specify |
|||||||||||||
| (Last) (First) (Middle) MAMILLA 20, JERUSALEM |
3. Date of Earliest Transaction (Month/Day/Year) 02/03/2021 |
below) below) CFO, Treasurer and Secretary |
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| (Street) JERUSALEM L3 9414904 (City) (State) (Zip) |
4. If Amendment, Date of Original Filed (Month/Day/Year) | Line) | X Person |
6. Individual or Joint/Group Filing (Check Applicable Form filed by One Reporting Person Form filed by More than One Reporting |
|||||||||||||
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||
| 1. Title of Security (Instr. 3) Date |
2. Transaction (Month/Day/Year) |
2A. Deemed 3. 4. Securities Acquired (A) or Execution Date, Transaction Disposed Of (D) (Instr. 3, 4 and if any Code (Instr. 5) (Month/Day/Year) 8) |
5. Amount of Securities Beneficially Reported |
Owned Following | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||||||||||
| (A) or Code V Amount (D) |
Price | Transaction(s) (Instr. 3 and 4) |
|||||||||||||||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
|||||||||||||||||
| 1. Title of Derivative Security (Instr. 3) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
of Securities Underlying Derivative Security (Instr. 3 and 4) |
7. Title and Amount | 8. Price of 9. Number of Derivative derivative Security Securities (Instr. 5) Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||||||
| Code V | (A) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
|||||||||||
| Stock Option (right to buy) |
\$10.4 | 02/03/2021 | (1) A |
40,000 | (1) | 02/03/2031 Common Stock |
40,000 | \$0 | 40,000 | D |
Explanation of Responses:
| /s/ Avraham Gabay | 02/08/2021 |
|---|---|
| ------------------- | ------------ |
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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