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ORAGENICS INC — Director's Dealing 2020
Feb 7, 2020
35380_dirs_2020-02-07_9a04bae6-4519-4ca3-bfeb-f2d7c02ef35d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ORAGENICS INC (OGEN)
CIK: 0001174940
Period of Report: 2020-02-05
Reporting Person: DUNTON ALAN W (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-02-05 | Non-Employee Director Option (Right to Buy) | $0.48 | A | 156540 | Acquired | 2030-02-05 | Common Stock (156540) | Direct |
| 2020-02-05 | Non-Employee Director Option (Right to Buy) | $0.48 | A | 156540 | Acquired | 2030-02-05 | Common Stock (156540) | Direct |
Footnotes
F1: Represents an annual award of options pursuant to the non-employee director compensation program to purchase shares of the Company's common stock under the
Company's 2012 Equity Incentive Plan, as amended (the "Plan") that vests immediately.
F2: Represents a discretionary retention award of options pursuant to the non-employee director compensation program to purchase shares of the Company's common
stock under the Company's Plan. The options vest on the first anniversary of the grant date. The option exercise price is the closing price on the date of the grant,
February 5, 2020.