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ORAGENICS INC — Director's Dealing 2019
Mar 27, 2019
35380_dirs_2019-03-27_524d7d3a-e62c-435d-b7e3-d0b72c0bf083.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ORAGENICS INC (OGEN)
CIK: 0001174940
Period of Report: 2019-03-25
Reporting Person: Telling Fred (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-25 | Common Stock | P | 100000 | — | Acquired | 339538 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-25 | Series 1 Common Stock Warrants (right to buy) | $0.75 | P | 50000 | Acquired | 2020-09-25 | Common Stock (50000) | Direct |
| 2019-03-25 | Series 2 Common Stock Warrants (right to buy) | $0.90 | P | 50000 | Acquired | 2024-03-25 | Common Stock (50000) | Direct |
Footnotes
F1: Purchase of Units consisting of one share of common stock and Series 1 Warrant to purchase one-half of a share of our Common Stock (exercisable through the earlier of 20 days post read out of AG013 clinical trial data or eighteen months) and a Series 2 Warrant to purchase one-half of a share of our Common Stock in an underwritten public offering at the price of $0.75 per Unit, which was the price paid by the public for such Units.
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