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ORAGENICS INC Director's Dealing 2019

Mar 27, 2019

35380_dirs_2019-03-27_524d7d3a-e62c-435d-b7e3-d0b72c0bf083.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ORAGENICS INC (OGEN)
CIK: 0001174940
Period of Report: 2019-03-25

Reporting Person: Telling Fred (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-03-25 Common Stock P 100000 Acquired 339538 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-03-25 Series 1 Common Stock Warrants (right to buy) $0.75 P 50000 Acquired 2020-09-25 Common Stock (50000) Direct
2019-03-25 Series 2 Common Stock Warrants (right to buy) $0.90 P 50000 Acquired 2024-03-25 Common Stock (50000) Direct

Footnotes

F1: Purchase of Units consisting of one share of common stock and Series 1 Warrant to purchase one-half of a share of our Common Stock (exercisable through the earlier of 20 days post read out of AG013 clinical trial data or eighteen months) and a Series 2 Warrant to purchase one-half of a share of our Common Stock in an underwritten public offering at the price of $0.75 per Unit, which was the price paid by the public for such Units.