Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

ORAGENICS INC Director's Dealing 2014

Dec 16, 2014

35380_dirs_2014-12-16_f0d2592c-a131-4315-8679-e806a0e71fed.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ORAGENICS INC (OGEN)
CIK: 0001174940
Period of Report: 2014-12-12

Reporting Person: KOSKI FAMILY LP (10% Owner)
Reporting Person: KOSKI ROBERT C (Director, 10% Owner)
Reporting Person: KOSKI THOMAS L (10% Owner)
Reporting Person: KOSKI BEVERLY (10% Owner)
Reporting Person: KOSKI CHRISTINE L (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-12-12 Common Stock P 100 $0.8332 Acquired 704210 Direct
2014-12-12 Common Stock P 200 $0.8336 Acquired 704410 Direct
2014-12-12 Common Stock P 100 $0.8349 Acquired 704510 Direct
2014-12-12 Common Stock P 300 $0.835 Acquired 704810 Direct
2014-12-12 Common Stock P 1154 $0.8353 Acquired 705964 Direct
2014-12-12 Common Stock P 200 $0.8371 Acquired 706164 Direct
2014-12-12 Common Stock P 200 $0.8375 Acquired 706364 Direct
2014-12-12 Common Stock P 100 $0.8377 Acquired 706464 Direct
2014-12-12 Common Stock P 700 $0.838 Acquired 707164 Direct
2014-12-12 Common Stock P 200 $0.8382 Acquired 707364 Direct
2014-12-12 Common Stock P 100 $0.8388 Acquired 707464 Direct
2014-12-12 Common Stock P 100 $0.8398 Acquired 707564 Direct
2014-12-12 Common Stock P 214 $0.84 Acquired 707778 Direct
2014-12-12 Common Stock P 200 $0.8411 Acquired 707978 Direct
2014-12-12 Common Stock P 4700 $0.842 Acquired 712678 Direct
2014-12-12 Common Stock P 100 $0.8422 Acquired 712778 Direct
2014-12-12 Common Stock P 300 $0.8434 Acquired 713078 Direct
2014-12-12 Common Stock P 2700 $0.844 Acquired 715778 Direct
2014-12-12 Common Stock P 100 $0.8448 Acquired 715878 Direct
2014-12-12 Common Stock P 200 $0.8451 Acquired 716078 Direct
2014-12-12 Common Stock P 300 $0.846 Acquired 716378 Direct
2014-12-12 Common Stock P 200 $0.8468 Acquired 716578 Direct
2014-12-12 Common Stock P 100 $0.8471 Acquired 716678 Direct
2014-12-12 Common Stock P 800 $0.8496 Acquired 717478 Direct
2014-12-12 Common Stock P 400 $0.85 Acquired 717878 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 8257742 Direct
Common Stock 1086323 Direct
Common Stock 519666 Direct
Common Stock 20000 Indirect
Common Stock 530851 Indirect

Footnotes

F1: Shares owned directly by Koski Family Limited Partnership. Shares owned indirectly by Beverly Koski (through Koski Management, Inc. solely owned by Beverly Koski), Christine L. Koski, Robert C. Koski and Thomas L. Koski, each of whom is a general partner of the partnership or the controlling person of a corporate general partner of the partnership.

F2: Each reporting person disclaims beneficial ownership of all indirectly owned securities in excess of such reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner for purposes of Section 16 or any other purpose.

F3: Shares owned directly by Christine L. Koski a director of the Company.

F4: Shares owned directly by Robert C. Koski a director of the Company.

F5: Shares owned directly by Thomas L. Koski.

F6: Shares owned indirectly by Beverly Koski (through Koski Management, Inc).

F7: Shares owned by trusts of which Mr. Robert C. Koski is sole trustee. Such trusts are as follows: the Robert Clayton Koski Trust for the benefit of Anthony James Hunter (100,000 shares); the Robert Clayton Koski Trust for the benefit of Hunter Buchanan Koski (100,000 shares); the Robert Clayton Koski Trust for the benefit of Clayton Ward Bennett (100,000 shares); the Robert Clayton Koski Trust for the benefit of Robert Edward Koski (100,000 shares); and the Robert Clayton Koski Trust for the benefit of Elyse Margaux Koski (97,666 shares). Mr. Koski disclaims beneficial ownership of the shares held by the trusts except to the extent of any pecuniary interest.