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ORAGENICS INC Director's Dealing 2013

Oct 2, 2013

35380_dirs_2013-10-02_c661e799-99ed-4c83-b763-cd6d7b8abaaa.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ORAGENICS INC (OGEN)
CIK: 0001174940
Period of Report: 2013-09-30

Reporting Person: KIRK RANDAL J (10% Owner)
Reporting Person: INTREXON CORP (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-09-30 Common Stock P 2648510 $3.00 Acquired 7040935 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 857555 Indirect

Footnotes

F1: Pursuant to a Stock Purchase and Issuance Agreement between the issuer and Intrexon Corporation ("Intrexon") dated September 30, 2013, the issuer: (i) issued 1,348,510 shares of its Common Stock to Intrexon in consideration for the execution and delivery of an Exclusive Channel Collaboration Agreement dated September 30, 2013 between the issuer and Intrexon and (ii) sold 1,300,000 shares of its Common Stock to Intrexon.

F2: Randal J. Kirk, directly and through certain affiliates, has voting and dispositive power over a majority of the outstanding capital stock of Intrexon. Mr. Kirk may therefore be deemed to have voting and dispositive power over the shares of the issuer owned by Intrexon. Shares held by Intrexon may be deemed to be indirectly beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

F3: Randal J. Kirk controls NRM VII Holdings I, LLC ("NRM VII Holdings"). Shares held by this entity may be deemed to be indirectly beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.