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ORAGENICS INC — Director's Dealing 2013
Oct 22, 2013
35380_dirs_2013-10-22_1de46d8f-56e9-4f1c-bfcd-078eee02ac96.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ORAGENICS INC (OGEN)
CIK: 0001174940
Period of Report: 2013-10-18
Reporting Person: Sullivan Michael O'Keefe (CFO, Secretary and Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-18 | Common Stock | A | 54304 | — | Acquired | 111543 | Direct |
| 2013-10-18 | Common Stock | F | 19000 | $2.99 | Disposed | 92543 | Direct |
Footnotes
F1: Represents a performance award of 54,304 shares made in connection with, and as part of, the previously approved long-term compensation program adopted by the Company and made pursuant to an award agreement with the reporting individual. The award was made under the Company's 2012 Equity Incentive Plan (the "Plan") and was based upon the determination that a specified performance goal related to the Company's entering into a new collaboration agreement had been achieved. The award determination was made on October 18, 2013, and closing price of the Company's stock on such date was $2.99.
F2: Represents withholding of shares of common stock to satisfy tax withholding obligations in connection with the issuance of the performance share award.