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ORAGENICS INC Director's Dealing 2013

Dec 2, 2013

35380_dirs_2013-12-02_1f8faf72-fe6f-4f9c-9c95-c6bda5391e75.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ORAGENICS INC (OGEN)
CIK: 0001174940
Period of Report: 2013-11-27

Reporting Person: BONFIGLIO JOHN N (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-11-27 Common Stock A 174533 $0.00 Acquired 444255 Direct
2013-11-27 Common Stock F 60000 $3.00 Disposed 384255 Direct

Footnotes

F1: Represents a performance award of 174,533 shares made in connection with, and as part of, the previously approved long-term compensation program adopted by the Company and made pursuant to an award agreement with the reporting individual. The award was made under the Company?s 2012 Equity Incentive Plan (the ?Plan?) and was based upon the determination that a specified performance goal relating to a minimum aggregate capital raise in a single year had been achieved. The achievement of the award goal determination was made on November 27, 2013, and the closing price of the Company?s stock on such date was $3.00.

F2: Represents withholding of shares of common stock to satisfy tax withholding obligations in connection with the issuance of the performance share award.