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ORAGENICS INC — Director's Dealing 2011
Mar 15, 2011
35380_dirs_2011-03-15_35957f1f-b063-4b58-b651-ce01b8607a9a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ORAGENICS INC (ORNI)
CIK: 0001174940
Period of Report: 2011-03-11
Reporting Person: KOSKI FAMILY LP (10% Owner)
Reporting Person: KOSKI ROBERT C (Director, 10% Owner)
Reporting Person: KOSKI CHRISTINE L (Director, 10% Owner)
Reporting Person: KOSKI THOMAS L (10% Owner)
Reporting Person: KOSKI BEVERLY (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-03-11 | Common Stock | A | 10000 | — | Acquired | 432666 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1790000 | Direct |
| Common Stock | 444666 | Direct |
| Common Stock | 469666 | Direct |
| Common Stock | 70000 | Indirect |
| Common Stock | 10000 | Indirect |
Footnotes
F1: On March 11, 2011, Robert C. Koski, director of Oragenics, Inc., was awarded 10,000 shares of restricted stock. Such restricted stock will become vested as follows: one-half six months after the date of grant (9/11/2011), and one-half on the one-year anniversary of the date of grant (3/11/3012). Notwithstanding such time vesting, the restricted stock shall become immediately vested in full in the event of a change in control of the Company.
F2: Shares owned directly by Robert C. Koski.
F3: Shares owned directly by Koski Family Limited Partnership. Shares owned indirectly by Beverly Koski (through Koski Management, Inc. solely owned by Beverly Koski), Christine L. Koski, Robert C. Koski and Thomas L. Koski, each of whom is a general partner of the partnership or the controlling person of a corporate general partner of the partnership.
F4: Each reporting person disclaims beneficial ownership of all indirectly owned securities in excess of such reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner for purposes of Section 16 or any other purpose.
F5: Shares owned directly by Oragenics, Inc. director Christine L. Koski.
F6: Shares owned directly by Thomas L. Koski.
F7: Shares owned by trusts of which Robert C. Koski is sole trustee. Such trusts are the Robert Clayton Koski Trust for the benefit of Anthony James Hunter (10,000 shares); The Robert Clayton Koski Trust for the benefit of Hunter Buchanan Koski (25,000 shares); The Robert Clayton Koski Trust for the benefit of Clayton Ward Bennett (25,000 shares); and The Robert Clayton Koski Trust for the benefit of Robert Edward Koski (10,000 shares). Mr. Koski disclaims beneficial ownership of the shares held by the trusts except to the extent of any pecuniary interest.
F8: Shares owned indirectly by Beverly Koski (through Koski Management, Inc).