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ORAGENICS INC — Director's Dealing 2011
Sep 30, 2011
35380_dirs_2011-09-30_10479c84-4dc3-48e5-9797-e4a2b18b64ef.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ORAGENICS INC (ORNI)
CIK: 0001174940
Period of Report: 2011-09-28
Reporting Person: BONFIGLIO JOHN N (Director, President and CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-09-28 | Employee Stock Option (Right to Buy) | $1.50 | A | 39200 | Acquired | 2021-09-27 | Common Stock (39200) | Direct |
Footnotes
F1: Such stock option may be exercised as follows: one-third on the first anniversary of the date of grant (9/28/2012), with an additional one-third becoming exercisable on each of the following two anniversaries of the date of grant. Notwithstanding such time vesting, the options shall become immediately vested in full in the event of a change in control of the Company as specified in the stock option agreement between Dr. Bonfiglio and the Company.
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