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ORAGENICS INC — Director's Dealing 2011
Nov 16, 2011
35380_dirs_2011-11-16_ed800c80-78e7-4cec-977a-dc99b9ea6870.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ORAGENICS INC (ORNI)
CIK: 0001174940
Period of Report: 2011-11-14
Reporting Person: KOSKI FAMILY LP (10% Owner)
Reporting Person: KOSKI CHRISTINE L (Director, 10% Owner)
Reporting Person: KOSKI BEVERLY (10% Owner)
Reporting Person: KOSKI ROBERT C (Director, 10% Owner)
Reporting Person: KOSKI THOMAS L (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-11-14 | Common Stock | A | 6400 | — | Acquired | 439066 | Direct |
| 2011-11-14 | Common Stock | A | 6400 | — | Acquired | 451066 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1790000 | Direct |
| Common Stock | 469666 | Direct |
| Common Stock | 70000 | Indirect |
| Common Stock | 10000 | Indirect |
Footnotes
F1: Represents the initial retention award made to Oragenics, Inc. director Robert C. Koski under the company's Amended and Restated 2002 Stock Option and Incentive Plan, as contemplated by, and part of, an approved long term incentive compensation program adopted by the company.
F2: Shares owned directly by Robert C. Koski.
F3: Represents the initial retention award made to Oragenics, Inc. director Christine L. Koski under the company's Amended and Restated 2002 Stock Option and Incentive Plan, as contemplated by, and part of, an approved long term incentive compensation program adopted by the company.
F4: Shares owned directly by Christine L. Koski.
F5: Shares owned directly by Koski Family Limited Partnership. Shares owned indirectly by Beverly Koski (through Koski Management, Inc. solely owned by Beverly Koski), Christine L. Koski, Robert C. Koski and Thomas L. Koski, each of whom is a general partner of the partnership or the controlling person of a corporate general partner of the partnership.
F6: Each reporting person disclaims beneficial ownership of all indirectly owned securities in excess of such reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner for purposes of Section 16 or any other purpose.
F7: Shares owned directly by Thomas L. Koski.
F8: Shares owned by trusts of which Robert C. Koski is sole trustee. Such trusts are the Robert Clayton Koski Trust for the benefit of Anthony James Hunter (10,000 shares); The Robert Clayton Koski Trust for the benefit of Hunter Buchanan Koski (25,000 shares); The Robert Clayton Koski Trust for the benefit of Clayton Ward Bennett (25,000 shares); and The Robert Clayton Koski Trust for the benefit of Robert Edward Koski (10,000 shares). Mr. Koski disclaims beneficial ownership of the shares held by the trusts except to the extent of any pecuniary interest.
F9: Shares owned indirectly by Beverly Koski (through Koski Management, Inc).