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ORACLE CORP — Director's Dealing 2023
Jun 23, 2023
29742_dirs_2023-06-22_9708b36d-eff8-47f7-bdec-32b2d28a36e3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ORACLE CORP (ORCL)
CIK: 0001341439
Period of Report: 2023-06-20
Reporting Person: ELLISON LAWRENCE JOSEPH (Director, Executive Chairman, 10% Owner, Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-06-20 | Common Stock | M | 1750000 | $30.11 | Acquired | 1147482353 | Direct |
| 2023-06-20 | Common Stock | S | 980720 | $122.4504 | Disposed | 1146501633 | Direct |
| 2023-06-20 | Common Stock | S | 390556 | $123.5044 | Disposed | 1146111077 | Direct |
| 2023-06-20 | Common Stock | S | 363277 | $124.3259 | Disposed | 1145747800 | Direct |
| 2023-06-20 | Common Stock | S | 15447 | $125.0337 | Disposed | 1145732353 | Direct |
| 2023-06-21 | Common Stock | M | 1750000 | $30.11 | Acquired | 1147482353 | Direct |
| 2023-06-21 | Common Stock | S | 513859 | $121.0071 | Disposed | 1146968494 | Direct |
| 2023-06-21 | Common Stock | S | 754153 | $121.9005 | Disposed | 1146214341 | Direct |
| 2023-06-21 | Common Stock | S | 481988 | $122.833 | Disposed | 1145732353 | Direct |
| 2023-06-22 | Common Stock | M | 1750000 | $30.11 | Acquired | 1147482353 | Direct |
| 2023-06-22 | Common Stock | S | 1249284 | $120.5919 | Disposed | 1146233069 | Direct |
| 2023-06-22 | Common Stock | S | 354472 | $121.6958 | Disposed | 1145878597 | Direct |
| 2023-06-22 | Common Stock | S | 146244 | $122.2406 | Disposed | 1145732353 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-06-20 | Stock Option | $30.11 | M | 1750000 | Disposed | 2023-07-01 | Common Stock (1750000) | Direct |
| 2023-06-21 | Stock Option | $30.11 | M | 1750000 | Disposed | 2023-07-01 | Common Stock (1750000) | Direct |
| 2023-06-22 | Stock Option | $30.11 | M | 1750000 | Disposed | 2023-07-01 | Common Stock (1750000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $121.97 to $122.96. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $122.97 to $123.965. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $123.97 to $124.965. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $124.97 to $125.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $120.37 to $121.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $121.37 to $122.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: This transaction was executed in multiple trades at prices ranging from $122.37 to $123.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8: This transaction was executed in multiple trades at prices ranging from $120.09 to $121.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9: This transaction was executed in multiple trades at prices ranging from $121.09 to $122.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10: This transaction was executed in multiple trades at prices ranging from $122.09 to $122.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F11: 25% of the shares subject to the option vested annually on each anniversary of the grant date.