AI assistant
ORACLE CORP — Director's Dealing 2022
Jun 23, 2022
29742_dirs_2022-06-22_bd6b4f9f-befc-4fc4-9859-7cce8ab16c90.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ORACLE CORP (ORCL)
CIK: 0001341439
Period of Report: 2022-06-17
Reporting Person: CATZ SAFRA (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-06-17 | Common Stock | M | 1000000 | $29.72 | Acquired | 2118592 | Direct |
| 2022-06-17 | Common Stock | S | 748054 | $67.8963 | Disposed | 1370538 | Direct |
| 2022-06-17 | Common Stock | S | 251946 | $68.6315 | Disposed | 1118592 | Direct |
| 2022-06-21 | Common Stock | M | 1020000 | $29.72 | Acquired | 2138592 | Direct |
| 2022-06-21 | Common Stock | S | 756756 | $67.89 | Disposed | 1381836 | Direct |
| 2022-06-21 | Common Stock | S | 254550 | $68.7632 | Disposed | 1127286 | Direct |
| 2022-06-21 | Common Stock | S | 8694 | $69.4251 | Disposed | 1118592 | Direct |
| 2022-06-22 | Common Stock | M | 1000000 | $29.72 | Acquired | 2118592 | Direct |
| 2022-06-22 | Common Stock | S | 999769 | $66.8706 | Disposed | 1118823 | Direct |
| 2022-06-22 | Common Stock | S | 231 | $67.4554 | Disposed | 1118592 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-06-17 | Stock Option | $29.72 | M | 1000000 | Disposed | 2022-07-05 | Common Stock (1000000) | Direct |
| 2022-06-21 | Stock Option | $29.72 | M | 1020000 | Disposed | 2022-07-05 | Common Stock (1020000) | Direct |
| 2022-06-22 | Stock Option | $29.72 | M | 1000000 | Disposed | 2022-07-05 | Common Stock (1000000) | Direct |
Footnotes
F1: Sale of shares pursuant to Rule 10b5-1 Plan adopted on February 4, 2022.
F2: This transaction was executed in multiple trades at prices ranging from $67.41 to $68.40. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $68.41 to $69.33. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $67.40 to $68.39. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $68.40 to $69.39. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $69.40 to $69.49. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F7: This transaction was executed in multiple trades at prices ranging from $66.41 to $67.40. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F8: This transaction was executed in multiple trades at prices ranging from $67.45 to $67.49. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F9: 25% of the shares subject to the option vested annually on each anniversary of the grant date.