AI assistant
ORACLE CORP — Director's Dealing 2021
Mar 19, 2021
29742_dirs_2021-03-18_29423927-6ce8-4d92-a153-7aeb175c77da.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ORACLE CORP (ORCL)
CIK: 0001341439
Period of Report: 2021-03-16
Reporting Person: CATZ SAFRA (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-16 | Common Stock | M | 660000 | $32.43 | Acquired | 1778592 | Direct |
| 2021-03-16 | Common Stock | M | 660000 | $40.93 | Acquired | 2438592 | Direct |
| 2021-03-16 | Common Stock | S | 1308022 | $67.0265 | Disposed | 1130570 | Direct |
| 2021-03-16 | Common Stock | S | 11978 | $67.8919 | Disposed | 1118592 | Direct |
| 2021-03-17 | Common Stock | M | 506500 | $32.43 | Acquired | 1625092 | Direct |
| 2021-03-17 | Common Stock | M | 506500 | $40.93 | Acquired | 2131592 | Direct |
| 2021-03-17 | Common Stock | S | 1013000 | $66.423 | Disposed | 1118592 | Direct |
| 2021-03-18 | Common Stock | M | 1583500 | $32.43 | Acquired | 2702092 | Direct |
| 2021-03-18 | Common Stock | M | 1083500 | $40.93 | Acquired | 3785592 | Direct |
| 2021-03-18 | Common Stock | S | 2667000 | $66.7376 | Disposed | 1118592 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-16 | Stock Option | $32.43 | M | 660000 | Disposed | 2021-06-29 | Common Stock (660000) | Direct |
| 2021-03-16 | Stock Option | $40.93 | M | 660000 | Disposed | 2021-06-30 | Common Stock (660000) | Direct |
| 2021-03-17 | Stock Option | $32.43 | M | 506500 | Disposed | 2021-06-29 | Common Stock (506500) | Direct |
| 2021-03-17 | Stock Option | $40.93 | M | 506500 | Disposed | 2021-06-30 | Common Stock (506500) | Direct |
| 2021-03-18 | Stock Option | $32.43 | M | 1583500 | Disposed | 2021-06-29 | Common Stock (1583500) | Direct |
| 2021-03-18 | Stock Option | $40.93 | M | 1083500 | Disposed | 2021-06-30 | Common Stock (1083500) | Direct |
Footnotes
F1: Sale of shares pursuant to Rule 10b5-1 Plan adopted on December 21, 2020.
F2: This transaction was executed in multiple trades at prices ranging from $66.69 to $67.68. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $67.69 to $68.04. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $66.17 to $66.8550. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $66.10 to $67.0050. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F6: 25% of the shares subject to the option vested annually on each anniversary of the grant date.