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ORACLE CORP — Director's Dealing 2021
Mar 23, 2021
29742_dirs_2021-03-22_d1dd001c-a5fd-441e-9bed-3bac01f3ceae.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ORACLE CORP (ORCL)
CIK: 0001341439
Period of Report: 2021-03-19
Reporting Person: CATZ SAFRA (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-19 | Common Stock | M | 1100000 | $32.43 | Acquired | 2218592 | Direct |
| 2021-03-19 | Common Stock | S | 1100000 | $66.4813 | Disposed | 1118592 | Direct |
| 2021-03-22 | Common Stock | M | 1150000 | $32.43 | Acquired | 2268592 | Direct |
| 2021-03-22 | Common Stock | S | 1150000 | $66.3143 | Disposed | 1118592 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-19 | Stock Option | $32.43 | M | 1100000 | Disposed | 2021-06-29 | Common Stock (1100000) | Direct |
| 2021-03-22 | Stock Option | $32.43 | M | 1150000 | Disposed | 2021-06-29 | Common Stock (1150000) | Direct |
Footnotes
F1: Sale of shares pursuant to Rule 10b5-1 Plan adopted on December 21, 2020.
F2: This transaction was executed in multiple trades at prices ranging from $66.01 to $66.8350. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $66.00 to $66.5150. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
F4: 25% of the shares subject to the option vested annually on each anniversary of the grant date.